AUSF vs. MDIV ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.27

Average Daily Volume

37,771

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

MDIV

First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

MDIV Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the NASDAQ Multi-Asset Diversified Income Index. The index is designed to provide access to a diversified portfolio of small, mid and large capitalization income producing securities, which are composed of domestic and international dividend-paying stocks, REITs, oil and gas or basic materials MLPs, U.S.-listed preferred securities and an index-based ETF that invests in high yield or "junk" bonds.

Grade (RS Rating)

Last Trade

$16.58

Average Daily Volume

78,628

Number of Holdings ^*

103

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	MDIV
30 Days	-0.02%	1.62%
60 Days	4.17%	3.68%
90 Days	7.71%	7.06%
12 Months	38.29%	23.79%

17 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in MDIV	Overlap
CAG	D	0.52%	0.45%	0.45%
CVX	B	0.08%	0.37%	0.08%
DRI	C	0.09%	0.35%	0.09%
DTM	A	0.6%	0.35%	0.35%
DUK	B	0.11%	0.35%	0.11%
IBM	A	2.32%	0.35%	0.35%
KHC	F	0.5%	0.42%	0.42%
KMB	D	0.09%	0.33%	0.09%
LYB	F	0.48%	0.47%	0.47%
MDT	C	0.54%	0.33%	0.33%
OKE	A	0.56%	0.43%	0.43%
PNC	C	0.49%	0.32%	0.32%
SON	D	0.5%	0.34%	0.34%
T	A	1.95%	0.59%	0.59%
VICI	C	0.53%	0.75%	0.53%
VTRS	D	0.47%	0.36%	0.36%
VZ	B	2.07%	0.66%	0.66%

AUSF Overweight 172 Positions Relative to MDIV

Symbol	Grade	Weight
WMT	A	1.67%
TMUS	A	1.67%
RTX	A	1.67%
LMT	A	1.64%
JNPR	B	1.53%
BRK.A	C	1.52%
MMC	D	1.5%
GD	C	1.5%
RSG	C	1.49%
JNJ	D	1.49%
LIN	B	1.48%
AJG	D	1.48%
ROP	C	1.44%
CME	A	1.38%
V	C	1.38%
WM	B	1.38%
DOX	B	1.35%
CSCO	A	1.35%
ACI	F	1.32%
MRK	F	1.25%
EA	D	1.25%
KO	C	1.24%
MCD	A	1.23%
BSX	A	1.18%
CBOE	B	0.95%
PG	D	0.89%
BR	B	0.83%
PEP	F	0.74%
LBRDK	B	0.64%
UNM	A	0.61%
LAD	C	0.6%
WMB	A	0.6%
SIG	D	0.59%
MO	D	0.59%
KMI	A	0.59%
SOLV	C	0.57%
UAL	B	0.56%
DAL	C	0.55%
HII	F	0.55%
FMC	C	0.55%
KRC	C	0.55%
EMN	C	0.55%
CHE	C	0.55%
TPR	C	0.55%
CMA	C	0.55%
BBY	C	0.54%
CNC	F	0.54%
HOG	D	0.54%
FOXA	A	0.54%
COLB	C	0.53%
CNH	D	0.53%
JXN	A	0.52%
CMCSA	C	0.52%
ARW	C	0.52%
AGNC	C	0.51%
STWD	C	0.51%
KEY	C	0.5%
FITB	C	0.5%
WHR	C	0.5%
AM	A	0.5%
IP	C	0.5%
USB	D	0.49%
UGI	C	0.49%
AVT	C	0.49%
MTB	C	0.49%
TAP	D	0.49%
RF	C	0.49%
UBSI	D	0.48%
HPE	B	0.48%
CVS	C	0.48%
PB	D	0.48%
SNX	D	0.48%
HBAN	D	0.47%
PVH	F	0.47%
SYF	B	0.47%
CRBG	C	0.47%
WBS	D	0.47%
GM	D	0.47%
RDN	D	0.47%
C	C	0.46%
FNB	D	0.46%
ABG	F	0.46%
CE	C	0.46%
GAP	F	0.46%
HPQ	C	0.46%
CFG	D	0.46%
RPRX	D	0.46%
AGCO	D	0.46%
X	F	0.46%
LNC	D	0.46%
DINO	D	0.45%
ADM	F	0.45%
ONB	D	0.45%
PRGO	F	0.45%
FHN	D	0.45%
CADE	D	0.45%
AL	D	0.45%
BEN	F	0.44%
EMR	B	0.44%
LEA	F	0.44%
MOS	F	0.43%
OZK	D	0.43%
ZION	D	0.43%
M	F	0.43%
OMF	F	0.42%
OGN	F	0.42%
NOV	F	0.42%
BG	F	0.41%
HP	F	0.41%
ALLY	F	0.4%
PTEN	F	0.38%
F	D	0.37%
WBA	F	0.36%
INTC	D	0.36%
CIVI	F	0.36%
MCK	F	0.36%
AMGN	D	0.3%
YUM	B	0.27%
CACI	A	0.2%
PGR	C	0.2%
ABBV	A	0.18%
TW	A	0.13%
KR	C	0.13%
CHD	D	0.12%
TRV	C	0.12%
AFL	A	0.12%
COST	C	0.12%
NOC	B	0.11%
ORI	B	0.11%
WRB	C	0.11%
AAPL	C	0.11%
SO	A	0.11%
LDOS	A	0.11%
ICE	A	0.1%
TJX	D	0.1%
ED	A	0.1%
GRMN	D	0.1%
MSI	A	0.1%
REGN	D	0.09%
XOM	A	0.09%
HIG	B	0.09%
DGX	C	0.09%
MA	A	0.09%
FDS	C	0.09%
MDLZ	D	0.09%
ATR	A	0.09%
PKG	B	0.09%
VRTX	D	0.09%
GDDY	D	0.08%
CB	B	0.08%
PCAR	C	0.08%
BDX	C	0.08%
L	D	0.08%
NEU	F	0.08%
CAH	B	0.08%
AKAM	D	0.08%
UNH	B	0.08%
VRSK	C	0.08%
ADP	A	0.08%
NSIT	B	0.07%
CI	D	0.07%
HOLX	D	0.07%
ECL	B	0.07%
AME	D	0.07%
DLB	C	0.07%
SNA	A	0.07%
HON	C	0.07%
VRSN	B	0.07%
CASY	D	0.07%
PNW	B	0.07%
CL	D	0.07%
PSX	D	0.06%

AUSF Underweight 86 Positions Relative to MDIV

Symbol	Grade	Weight
HYLS	A	-19.97%
IEP	F	-1.61%
PMT	C	-1.59%
DKL	B	-1.35%
ARLP	A	-1.29%
BSM	B	-1.25%
KRP	B	-1.24%
DMLP	B	-1.19%
CAPL	B	-1.19%
USAC	C	-1.15%
EPR	C	-1.09%
AGNCN	A	-1.09%
LADR	D	-1.02%
APLE	D	-0.99%
IIPR	C	-0.92%
MPLX	A	-0.9%
LTC	D	-0.9%
GLP	B	-0.89%
CQP	D	-0.86%
WES	B	-0.86%
ET	A	-0.85%
GTY	C	-0.85%
HST	D	-0.83%
GLPI	A	-0.83%
NRP	B	-0.8%
FITBI	A	-0.78%
CHSCO	B	-0.77%
EPD	A	-0.77%
SUN	D	-0.76%
CHSCL	A	-0.75%
NNN	A	-0.74%
FCPT	C	-0.74%
CHSCN	C	-0.72%
WU	D	-0.72%
SPG	A	-0.72%
CHSCM	B	-0.71%
PAA	C	-0.71%
RZC	B	-0.71%
AAT	C	-0.7%
NHI	C	-0.7%
PAGP	D	-0.67%
LAMR	C	-0.64%
CTRE	C	-0.62%
ALEX	D	-0.62%
CUBE	C	-0.62%
PSA	C	-0.61%
BRX	C	-0.61%
MAA	D	-0.58%
CDP	A	-0.58%
REG	C	-0.55%
CHRD	F	-0.53%
GEL	C	-0.51%
BMY	B	-0.48%
NWE	B	-0.47%
ENLC	A	-0.47%
AVA	D	-0.45%
FANG	C	-0.44%
EVRG	C	-0.43%
BKH	C	-0.42%
SR	C	-0.42%
TROW	D	-0.41%
ETR	A	-0.4%
EXC	A	-0.4%
ES	D	-0.4%
FLO	D	-0.39%
GILD	A	-0.39%
POR	D	-0.38%
OGS	C	-0.38%
PRU	C	-0.38%
PNM	B	-0.37%
PINC	F	-0.37%
WEC	A	-0.37%
FE	C	-0.37%
EIX	B	-0.36%
MSM	D	-0.36%
XEL	B	-0.36%
IPG	D	-0.36%
HMN	C	-0.35%
DVN	F	-0.35%
SJM	D	-0.35%
GIS	C	-0.34%
FAF	C	-0.34%
NJR	C	-0.34%
AEP	C	-0.34%
NFG	A	-0.32%
NMM	B	-0.06%