AUSF vs. FCTR ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to First Trust Lunt U.S. Factor Rotation ETF (FCTR)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.45

Average Daily Volume

36,759

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.75

Average Daily Volume

7,179

Number of Holdings ^*

155

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	FCTR
30 Days	2.94%	5.75%
60 Days	3.40%	-1.30%
90 Days	7.83%	-1.82%
12 Months	34.51%	23.43%

44 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in FCTR	Overlap
AAPL	C	0.11%	0.73%	0.11%
ADP	B	0.09%	1.16%	0.09%
AME	C	0.07%	0.68%	0.07%
BR	D	0.85%	1.02%	0.85%
BRK.A	C	1.57%	0.27%	0.27%
CB	B	0.08%	0.28%	0.08%
CHD	D	0.12%	0.71%	0.12%
CL	D	0.08%	1.41%	0.08%
COST	B	0.12%	0.3%	0.12%
CSCO	C	1.27%	0.67%	0.67%
DRI	B	0.09%	0.54%	0.09%
FDS	C	0.09%	0.94%	0.09%
GD	B	1.51%	0.53%	0.53%
HIG	B	0.09%	0.59%	0.09%
HON	D	0.07%	0.73%	0.07%
JNJ	C	1.57%	0.6%	0.6%
KMI	B	0.58%	0.57%	0.57%
KO	C	1.27%	0.68%	0.68%
L	C	0.08%	0.61%	0.08%
LMT	C	1.66%	0.62%	0.62%
MA	B	0.09%	1.49%	0.09%
MCD	B	1.22%	0.68%	0.68%
MCK	F	0.39%	0.4%	0.39%
MDLZ	B	0.09%	0.75%	0.09%
MDT	C	0.55%	0.49%	0.49%
MMC	C	1.57%	0.65%	0.65%
MRK	D	1.28%	0.44%	0.44%
MSI	B	0.1%	1.24%	0.1%
PCAR	D	0.06%	0.19%	0.06%
PEP	C	0.79%	0.25%	0.25%
PG	C	0.92%	1.28%	0.92%
REGN	C	0.08%	0.49%	0.08%
RSG	D	1.52%	0.97%	0.97%
TJX	B	0.1%	0.67%	0.1%
TMUS	C	1.63%	0.72%	0.72%
TRV	C	0.13%	0.5%	0.13%
V	C	1.49%	1.44%	1.44%
VICI	C	0.55%	0.29%	0.29%
VRSK	D	0.09%	1.1%	0.09%
VRSN	D	0.07%	0.93%	0.07%
WM	D	1.41%	0.77%	0.77%
WMB	B	0.6%	0.52%	0.52%
WRB	C	0.12%	0.3%	0.12%
YUM	D	0.28%	0.97%	0.28%

AUSF Overweight 145 Positions Relative to FCTR

Symbol	Grade	Weight
IBM	B	2.16%
VZ	B	2.01%
T	C	1.97%
RTX	C	1.7%
AJG	D	1.61%
WMT	C	1.61%
JNPR	B	1.54%
ROP	C	1.47%
LIN	B	1.46%
CME	C	1.4%
DOX	C	1.35%
ACI	F	1.31%
EA	D	1.3%
BSX	B	1.19%
CBOE	C	1.01%
MO	C	0.64%
DTM	B	0.58%
HII	D	0.58%
SOLV	C	0.56%
UNM	B	0.56%
BBY	C	0.55%
OKE	B	0.55%
CHE	C	0.54%
CAG	C	0.54%
LAD	D	0.54%
HOG	C	0.53%
LBRDK	F	0.53%
FOXA	B	0.53%
CMA	B	0.53%
KHC	C	0.53%
UAL	C	0.52%
SON	C	0.52%
CNH	D	0.52%
CNC	D	0.52%
FMC	C	0.52%
PNC	B	0.51%
IP	B	0.51%
TPR	C	0.51%
CMCSA	D	0.51%
ARW	C	0.51%
TAP	D	0.51%
DAL	C	0.5%
EMN	B	0.5%
GM	C	0.5%
FITB	B	0.5%
KEY	B	0.5%
PB	B	0.5%
RF	B	0.5%
AGNC	B	0.5%
COLB	B	0.5%
MTB	B	0.49%
LYB	D	0.49%
UBSI	B	0.49%
KRC	B	0.49%
STWD	B	0.49%
USB	B	0.49%
PVH	F	0.48%
AM	C	0.48%
RPRX	C	0.48%
UGI	C	0.48%
FNB	C	0.48%
WHR	D	0.48%
HBAN	B	0.48%
CFG	C	0.48%
RDN	C	0.48%
ADM	D	0.47%
VTRS	D	0.47%
AVT	C	0.47%
WBS	D	0.47%
CVS	D	0.47%
FHN	D	0.47%
JXN	A	0.47%
SYF	C	0.47%
C	C	0.46%
OGN	D	0.46%
PRGO	D	0.46%
DINO	F	0.46%
ONB	C	0.46%
ALLY	F	0.46%
LEA	F	0.46%
SNX	D	0.46%
LNC	D	0.45%
ABG	D	0.45%
SIG	C	0.45%
GAP	F	0.45%
CADE	C	0.45%
CRBG	D	0.45%
ZION	D	0.44%
HPQ	D	0.44%
AGCO	D	0.44%
EMR	D	0.43%
M	F	0.43%
MOS	F	0.43%
BG	D	0.43%
HPE	D	0.43%
CE	F	0.43%
AL	D	0.43%
OZK	D	0.43%
NOV	F	0.43%
BEN	F	0.42%
OMF	D	0.42%
PTEN	F	0.4%
X	F	0.4%
WBA	F	0.39%
HP	F	0.39%
F	F	0.38%
CIVI	F	0.38%
AMGN	B	0.32%
INTC	F	0.29%
ABBV	C	0.19%
CACI	B	0.19%
PGR	B	0.19%
KR	C	0.13%
TW	B	0.12%
AFL	C	0.12%
NOC	B	0.11%
ORI	B	0.11%
GRMN	D	0.11%
DUK	C	0.11%
LDOS	B	0.11%
SO	B	0.11%
VRTX	D	0.1%
ED	C	0.1%
ICE	C	0.1%
UNH	C	0.09%
PKG	B	0.09%
ATR	B	0.09%
XOM	C	0.09%
DGX	B	0.09%
KMB	D	0.09%
GDDY	C	0.08%
PNW	C	0.08%
AKAM	D	0.08%
CAH	C	0.08%
BDX	D	0.08%
DLB	D	0.07%
NEU	D	0.07%
ECL	B	0.07%
SNA	C	0.07%
CASY	D	0.07%
CI	C	0.07%
HOLX	B	0.07%
CVX	D	0.07%
NSIT	D	0.06%
PSX	F	0.06%

AUSF Underweight 111 Positions Relative to FCTR

Symbol	Grade	Weight
NVDA	D	-1.99%
VRT	C	-1.65%
PLTR	B	-1.65%
PAYX	C	-1.57%
BRO	C	-1.51%
ITW	C	-1.39%
SYY	D	-1.38%
CTAS	B	-1.34%
FICO	B	-1.33%
VST	C	-1.22%
LLY	C	-1.22%
TDG	B	-1.13%
NTNX	C	-1.12%
ROL	C	-1.05%
ROST	C	-1.05%
COIN	F	-1.02%
SYK	C	-1.01%
AVGO	C	-0.97%
ALNY	C	-0.95%
AXON	B	-0.91%
APO	C	-0.87%
ANET	B	-0.84%
ATO	B	-0.84%
ISRG	B	-0.84%
MANH	B	-0.75%
TT	B	-0.73%
SBAC	C	-0.73%
ACGL	C	-0.71%
CEG	C	-0.67%
META	B	-0.66%
CDNS	D	-0.63%
MSFT	C	-0.62%
RBLX	B	-0.61%
TTD	B	-0.6%
MPWR	C	-0.6%
KKR	B	-0.6%
PANW	D	-0.59%
UBER	C	-0.59%
CMG	C	-0.59%
DECK	C	-0.58%
RIVN	F	-0.57%
AMT	C	-0.56%
MSCI	C	-0.55%
SNPS	D	-0.55%
ARES	B	-0.55%
WAB	B	-0.54%
MCO	B	-0.54%
NOW	B	-0.54%
ETR	B	-0.52%
PODD	B	-0.52%
O	C	-0.51%
BK	B	-0.51%
ELV	C	-0.5%
FAST	C	-0.5%
ADBE	F	-0.5%
AON	B	-0.49%
PSA	B	-0.49%
DKNG	C	-0.49%
OTIS	C	-0.47%
DDOG	D	-0.47%
RCL	B	-0.47%
HWM	B	-0.47%
NFLX	B	-0.47%
NET	D	-0.46%
BLDR	C	-0.46%
HLT	B	-0.46%
AMP	A	-0.46%
AVY	C	-0.46%
ZTS	C	-0.45%
ZS	F	-0.45%
UNP	C	-0.45%
FTNT	C	-0.44%
MDB	D	-0.44%
URI	B	-0.44%
CRWD	D	-0.43%
TRGP	B	-0.43%
CSL	B	-0.42%
DPZ	F	-0.42%
XYL	C	-0.42%
ORLY	C	-0.41%
IDXX	C	-0.41%
AIG	D	-0.41%
BSY	D	-0.41%
KLAC	D	-0.4%
INTU	C	-0.4%
ADSK	C	-0.4%
SNOW	F	-0.4%
PFG	B	-0.39%
HUBS	D	-0.38%
IEX	D	-0.37%
WDAY	D	-0.37%
LW	D	-0.35%
MPC	F	-0.33%
AMAT	D	-0.33%
MAS	B	-0.3%
HUBB	B	-0.3%
SNAP	F	-0.3%
BAH	C	-0.29%
GWW	B	-0.29%
PWR	B	-0.28%
IT	B	-0.27%
APH	D	-0.27%
PH	B	-0.26%
BKNG	C	-0.26%
DXCM	F	-0.25%
ENTG	F	-0.25%
CPAY	B	-0.25%
HSY	C	-0.25%
CPRT	D	-0.23%
MNST	D	-0.21%
LECO	F	-0.17%