AFSM vs. FTXR ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to First Trust Nasdaq Transportation ETF (FTXR)

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$29.08

Average Daily Volume

1,709

Number of Holdings ^*

302

* may have additional holdings in another (foreign) market

FTXR

First Trust Nasdaq Transportation ETF

FTXR Description

The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$31.42

Average Daily Volume

3,742

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AFSM	FTXR
30 Days	3.33%	4.34%
60 Days	0.73%	0.61%
90 Days	4.96%	3.01%
12 Months	16.71%	3.80%

3 Overlapping Holdings

Symbol	Grade	Weight in AFSM	Weight in FTXR	Overlap
INSW	D	0.33%	0.82%	0.33%
MATX	C	0.34%	0.61%	0.34%
SKYW	B	1.17%	0.98%	0.98%

AFSM Overweight 299 Positions Relative to FTXR

Symbol	Grade	Weight
ANF	C	1.17%
TNK	D	1.03%
NHC	B	0.95%
ESGR	B	0.94%
BCC	D	0.93%
IDCC	B	0.91%
MOD	B	0.89%
ALKS	F	0.89%
FIX	D	0.8%
PFBC	C	0.78%
RDN	B	0.76%
WFRD	B	0.75%
EME	D	0.75%
UFPT	B	0.74%
MTG	A	0.74%
ELF	B	0.73%
CPRX	C	0.72%
MLI	B	0.69%
ARCH	F	0.68%
AROC	A	0.66%
MHO	C	0.65%
APPF	B	0.65%
UVE	D	0.65%
COOP	B	0.64%
DAKT	B	0.64%
STRL	D	0.63%
MUSA	B	0.62%
BMI	C	0.62%
SANM	A	0.62%
CEIX	C	0.62%
GMED	A	0.61%
NTB	A	0.61%
TMHC	C	0.61%
LPG	D	0.61%
AMR	D	0.59%
NMIH	A	0.59%
DDS	B	0.58%
BRBR	D	0.58%
CRVL	B	0.57%
VRNT	D	0.57%
M	C	0.56%
EVER	D	0.55%
OFG	A	0.55%
TBBK	C	0.55%
TEX	D	0.54%
REZI	D	0.54%
BTU	D	0.54%
ATKR	F	0.54%
GMS	D	0.54%
PBF	F	0.53%
MCY	D	0.53%
SLG	B	0.52%
PLUS	D	0.52%
CHCO	B	0.52%
ODP	F	0.51%
ACT	B	0.51%
PLAB	F	0.5%
DFIN	D	0.5%
KBH	B	0.49%
HSII	D	0.49%
TGNA	C	0.49%
BELFB	B	0.49%
WNC	F	0.48%
PRK	B	0.48%
LNTH	B	0.48%
AMWD	D	0.47%
STBA	A	0.47%
RMR	C	0.47%
SUPN	C	0.47%
BXC	F	0.46%
TNC	D	0.46%
DOLE	B	0.46%
PRDO	D	0.46%
BPMC	B	0.46%
FDP	D	0.45%
ANIP	C	0.44%
CAL	D	0.44%
ADUS	B	0.44%
PINC	F	0.44%
RXST	D	0.44%
ONTO	C	0.44%
SPNS	A	0.42%
INMD	F	0.41%
EGBN	D	0.41%
NSIT	C	0.41%
ESNT	B	0.4%
ASC	D	0.4%
YMAB	D	0.39%
IIPR	A	0.39%
SIG	D	0.39%
HRMY	C	0.38%
HDSN	F	0.38%
HIMS	C	0.38%
CCRN	F	0.38%
NUS	F	0.37%
CWCO	F	0.37%
CRS	B	0.36%
AMKR	B	0.36%
PRGS	C	0.36%
CVLT	B	0.35%
GNK	D	0.35%
LOPE	C	0.35%
CNXN	D	0.35%
POWL	D	0.35%
CRAI	B	0.35%
SFM	B	0.35%
ALRM	C	0.35%
BDC	C	0.34%
ASO	F	0.34%
CORT	C	0.34%
CBZ	C	0.34%
GEO	B	0.34%
SCS	B	0.34%
MEDP	B	0.34%
TWI	F	0.33%
MTH	C	0.33%
OTTR	D	0.33%
SLVM	D	0.33%
CMC	C	0.33%
LGND	B	0.33%
HIW	B	0.32%
CALM	A	0.32%
HCC	C	0.32%
FBP	A	0.32%
JXN	B	0.31%
YOU	C	0.31%
COKE	C	0.31%
PSN	C	0.31%
APOG	D	0.31%
IBOC	A	0.31%
AVNS	C	0.3%
DNOW	D	0.3%
METC	D	0.3%
NHI	B	0.3%
HWKN	B	0.3%
MOG.A	B	0.3%
RDNT	B	0.3%
OSCR	D	0.3%
UCTT	B	0.3%
QTWO	A	0.29%
CASH	B	0.29%
PRMW	D	0.29%
DXC	D	0.29%
SFL	D	0.29%
SSD	C	0.29%
BNL	B	0.29%
AZZ	C	0.28%
WTS	D	0.28%
HUBG	C	0.28%
STRA	D	0.28%
PDM	A	0.28%
LRN	D	0.28%
HLX	A	0.28%
VNDA	C	0.27%
GRBK	A	0.27%
BKH	C	0.27%
SBRA	B	0.27%
QLYS	F	0.27%
ANDE	F	0.27%
AMRK	D	0.27%
OSIS	B	0.26%
ABG	C	0.26%
BHE	C	0.26%
GIII	F	0.26%
CMPR	C	0.26%
HRB	C	0.26%
SKT	D	0.26%
MED	F	0.26%
STNG	D	0.26%
NSSC	B	0.26%
BKE	C	0.26%
GOGL	D	0.25%
KELYA	F	0.25%
HAE	C	0.25%
VSH	C	0.25%
TILE	D	0.25%
MAC	C	0.25%
SXC	C	0.25%
RAMP	F	0.25%
HURN	C	0.25%
CUZ	B	0.25%
ADNT	F	0.24%
ENS	B	0.24%
HY	D	0.24%
CLW	D	0.24%
THFF	C	0.24%
TMDX	C	0.24%
AMPH	F	0.24%
XRX	F	0.24%
IMKTA	D	0.24%
ITCI	B	0.24%
TCMD	F	0.24%
PFS	C	0.24%
HCI	F	0.23%
PK	F	0.23%
NTCT	F	0.23%
ZETA	C	0.23%
DHT	D	0.23%
PI	B	0.23%
KN	A	0.23%
PRG	D	0.23%
BKU	B	0.22%
OPCH	D	0.22%
LMAT	A	0.22%
WINA	C	0.22%
KFRC	D	0.21%
GES	D	0.21%
SD	D	0.21%
SBH	C	0.21%
CVNA	B	0.21%
NX	F	0.21%
SIGA	C	0.21%
BLBD	D	0.2%
PIPR	A	0.2%
ASGN	D	0.2%
MRVI	D	0.2%
NAVI	D	0.2%
WABC	C	0.2%
SMP	F	0.2%
PCRX	F	0.19%
MOV	D	0.19%
EXTR	D	0.19%
HOV	C	0.18%
KRC	C	0.18%
AXSM	C	0.18%
MD	F	0.18%
INTA	D	0.18%
CHRD	D	0.17%
IDYA	C	0.17%
SGBX	F	0.16%
TWST	B	0.16%
NVST	F	0.16%
DFH	F	0.16%
TPC	A	0.15%
LQDA	D	0.15%
BRC	C	0.15%
CECO	B	0.15%
PARR	F	0.15%
CLSK	D	0.14%
BASE	F	0.14%
ADMA	B	0.14%
SCSC	D	0.14%
TARS	D	0.13%
AMCX	F	0.13%
VCTR	C	0.12%
AYI	D	0.12%
ALKT	B	0.12%
CGEM	D	0.12%
ASTH	B	0.11%
INVA	B	0.11%
AIT	C	0.11%
SPSC	C	0.11%
MAX	F	0.11%
CSGS	D	0.11%
EIG	B	0.11%
MLKN	C	0.1%
GFF	D	0.1%
KSS	D	0.09%
ROCK	D	0.09%
KRYS	B	0.09%
VGR	C	0.09%
CSWI	B	0.08%
AMN	F	0.08%
YEXT	F	0.08%
TGTX	B	0.08%
JWN	A	0.07%
HALO	B	0.07%
TPH	B	0.07%
KTB	D	0.07%
WGO	F	0.07%
FORM	C	0.07%
CTS	C	0.06%
CTRE	B	0.06%
VSTO	B	0.06%
KAI	C	0.06%
OMI	F	0.06%
SEMR	D	0.05%
LBRT	D	0.05%
OGS	C	0.05%
IESC	C	0.05%
VCEL	C	0.05%
ATEN	D	0.05%
VITL	C	0.05%
SWX	D	0.05%
APAM	D	0.05%
JBI	D	0.05%
PGNY	D	0.05%
COLL	D	0.05%
TDC	D	0.05%
SWI	D	0.04%
HE	D	0.04%
PHR	F	0.04%
ACLS	C	0.04%
EOLS	D	0.04%
ETD	D	0.04%
RYI	F	0.03%
EMBC	D	0.03%
ZEUS	F	0.03%
MITK	F	0.0%

AFSM Underweight 37 Positions Relative to FTXR

Symbol	Grade	Weight
TSLA	C	-9.61%
FDX	B	-9.29%
GM	B	-8.97%
F	B	-8.14%
UPS	F	-7.2%
DAL	D	-4.41%
UAL	D	-4.2%
URI	C	-3.71%
PCAR	D	-3.62%
UNP	D	-3.5%
CSX	C	-3.48%
NSC	D	-2.85%
AAL	F	-2.79%
LUV	D	-2.73%
R	C	-2.65%
APTV	F	-1.68%
BWA	F	-1.42%
JBHT	D	-1.38%
WAB	D	-1.37%
ODFL	C	-1.36%
GPC	D	-1.32%
LKQ	D	-1.12%
EXPD	B	-1.1%
LEA	F	-1.06%
HRI	D	-0.94%
ALSN	B	-0.82%
KEX	B	-0.78%
WSC	F	-0.61%
OSK	D	-0.58%
XPO	D	-0.58%
FSS	C	-0.51%
GNTX	C	-0.5%
SAIA	D	-0.5%
VC	F	-0.48%
DORM	D	-0.48%
LSTR	F	-0.48%
ARCB	D	-0.38%