ACIO vs. ESG ETF Comparison

Comparison of Aptus Collared Income Opportunity ETF (ACIO) to FlexShares STOXX US ESG Impact Index Fund (ESG)

ACIO

Aptus Collared Income Opportunity ETF

ACIO Description

The investment seeks current income and capital appreciation. The fund is an actively-managed exchange-traded fund (“ETF”) that seeks to achieve its investment objective principally by investing in a portfolio of large capitalization U.S.-listed equity securities and an options collar (i.e., a mix of written (sold) call options and long (bought) put options) on the same underlying equity securities. It may write call options on up to 100% of each equity position held in the portfolio and will use a portion of the premium received from writing such call options to purchase put options. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.68

Average Daily Volume

177,408

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ESG

FlexShares STOXX US ESG Impact Index Fund

ESG Description

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX US ESG Impact Index.

Grade (RS Rating)

Last Trade

$140.22

Average Daily Volume

4,414

Number of Holdings ^*

259

* may have additional holdings in another (foreign) market

Performance

Period	ACIO	ESG
30 Days	1.67%	3.59%
60 Days	2.81%	3.59%
90 Days	3.89%	6.22%
12 Months	26.46%	27.36%

50 Overlapping Holdings

Symbol	Grade	Weight in ACIO	Weight in ESG	Overlap
AAPL	C	6.96%	4.84%	4.84%
ABT	B	0.79%	0.66%	0.66%
ACN	C	1.13%	1.12%	1.12%
ADBE	C	0.46%	0.76%	0.46%
ADP	B	0.31%	0.5%	0.31%
AMAT	F	1.32%	0.5%	0.5%
AMD	F	0.45%	0.74%	0.45%
AMT	D	0.82%	0.37%	0.37%
AMZN	C	3.8%	5.34%	3.8%
AVGO	D	1.93%	1.95%	1.93%
BAC	A	1.02%	1.03%	1.02%
BLK	C	1.22%	0.72%	0.72%
BMY	B	0.71%	0.39%	0.39%
BR	A	0.41%	0.09%	0.09%
BRK.A	B	1.73%	3.02%	1.73%
C	A	0.61%	0.64%	0.61%
CAT	B	1.71%	0.31%	0.31%
COST	B	1.02%	1.01%	1.01%
CTAS	B	0.96%	0.37%	0.37%
DE	A	0.58%	0.44%	0.44%
DUK	C	0.64%	0.21%	0.21%
FANG	D	0.74%	0.05%	0.05%
FCX	D	0.36%	0.15%	0.15%
ICE	C	0.7%	0.44%	0.44%
INTU	C	1.01%	0.48%	0.48%
JNJ	D	1.02%	1.79%	1.02%
JPM	A	1.98%	3.38%	1.98%
KO	D	1.12%	1.2%	1.12%
LLY	F	1.2%	2.2%	1.2%
LOW	D	1.2%	0.51%	0.51%
MAR	B	1.11%	0.28%	0.28%
MCD	D	0.98%	0.35%	0.35%
META	D	2.47%	5.19%	2.47%
MKC	D	0.68%	0.06%	0.06%
MMC	B	0.89%	0.27%	0.27%
MS	A	1.14%	0.26%	0.26%
MSFT	F	6.16%	4.72%	4.72%
NOW	A	2.05%	0.36%	0.36%
PG	A	1.11%	1.94%	1.11%
PSA	D	0.47%	0.09%	0.09%
SHW	A	0.42%	0.15%	0.15%
SLB	C	0.25%	0.31%	0.25%
SYK	C	1.81%	0.56%	0.56%
TJX	A	0.87%	0.67%	0.67%
TSLA	B	1.91%	2.83%	1.91%
UNH	C	1.26%	0.91%	0.91%
V	A	1.8%	2.11%	1.8%
VRTX	F	0.45%	0.4%	0.4%
WMT	A	1.2%	1.82%	1.2%
XOM	B	1.85%	2.63%	1.85%

ACIO Overweight 26 Positions Relative to ESG

Symbol	Grade	Weight
NVDA	C	7.18%
GOOG	C	3.78%
PGR	A	1.66%
LMT	D	1.6%
NFLX	A	1.31%
LIN	D	1.3%
TMUS	B	1.22%
FI	A	1.1%
ISRG	A	1.04%
TMO	F	1.03%
SO	D	1.02%
CSX	B	1.0%
HON	B	0.92%
MSI	B	0.9%
ADI	D	0.84%
PHM	D	0.8%
DLR	B	0.7%
NEE	D	0.69%
ABBV	D	0.64%
MO	A	0.61%
ETN	A	0.61%
TYL	B	0.6%
EOG	A	0.49%
HCA	F	0.45%
CMCSA	B	0.39%
AMGN	D	0.35%

ACIO Underweight 209 Positions Relative to ESG

Symbol	Grade	Weight
CVX	A	-1.36%
MA	C	-1.06%
MRK	F	-1.02%
HD	A	-0.99%
CSCO	B	-0.96%
IBM	C	-0.95%
GS	A	-0.92%
DIS	B	-0.81%
ORCL	B	-0.74%
SPGI	C	-0.65%
TXN	C	-0.62%
QCOM	F	-0.6%
UNP	C	-0.58%
BKNG	A	-0.55%
MU	D	-0.54%
CRM	B	-0.53%
INTC	D	-0.53%
UBER	D	-0.49%
ELV	F	-0.39%
USB	A	-0.39%
TT	A	-0.38%
MDLZ	F	-0.36%
PFE	D	-0.36%
MDT	D	-0.36%
APO	B	-0.35%
ADSK	A	-0.33%
ZTS	D	-0.32%
WELL	A	-0.32%
PANW	C	-0.32%
GM	B	-0.32%
CL	D	-0.31%
CI	F	-0.3%
PYPL	B	-0.29%
TGT	F	-0.29%
VZ	C	-0.28%
GILD	C	-0.28%
CVS	D	-0.28%
CMG	B	-0.27%
AON	A	-0.27%
CRWD	B	-0.26%
MCK	B	-0.26%
CB	C	-0.26%
HLT	A	-0.25%
TRV	B	-0.24%
LRCX	F	-0.24%
AFL	B	-0.23%
FLUT	A	-0.23%
NXPI	D	-0.23%
BK	A	-0.23%
FDX	B	-0.22%
KMB	D	-0.22%
NKE	D	-0.22%
TFC	A	-0.21%
SNPS	B	-0.21%
BSX	B	-0.21%
KR	B	-0.2%
ROST	C	-0.2%
MET	A	-0.2%
CBRE	B	-0.2%
AEP	D	-0.2%
SBUX	A	-0.19%
LULU	C	-0.19%
NEM	D	-0.19%
GIS	D	-0.18%
CEG	D	-0.18%
DFS	B	-0.18%
VICI	C	-0.17%
CMI	A	-0.17%
GWW	B	-0.17%
IT	C	-0.17%
ECL	D	-0.17%
HPQ	B	-0.17%
GEHC	F	-0.17%
OTIS	C	-0.16%
AJG	B	-0.16%
KLAC	D	-0.15%
WTW	B	-0.15%
HIG	B	-0.14%
PEG	A	-0.14%
HUBS	A	-0.14%
SRE	A	-0.14%
MCO	B	-0.13%
EA	A	-0.13%
EW	C	-0.13%
AWK	D	-0.13%
EIX	B	-0.13%
IRM	D	-0.13%
CDNS	B	-0.13%
VRSK	A	-0.13%
ROK	B	-0.13%
ITW	B	-0.13%
NDAQ	A	-0.13%
WM	A	-0.13%
HPE	B	-0.12%
IQV	D	-0.12%
DD	D	-0.12%
EMR	A	-0.12%
TSCO	D	-0.12%
YUM	B	-0.12%
MSCI	C	-0.12%
WY	D	-0.11%
WDC	D	-0.11%
VLO	C	-0.11%
BDX	F	-0.11%
DECK	A	-0.11%
CLX	B	-0.1%
XYL	D	-0.1%
OMC	C	-0.1%
FDS	B	-0.1%
EBAY	D	-0.1%
DOW	F	-0.1%
BKR	B	-0.1%
CTSH	B	-0.1%
HSY	F	-0.1%
FTV	C	-0.1%
WAB	B	-0.09%
BBY	D	-0.09%
LII	A	-0.09%
AZO	C	-0.09%
KHC	F	-0.09%
K	A	-0.09%
CAH	B	-0.09%
DOC	D	-0.08%
ETR	B	-0.08%
D	C	-0.08%
LNG	B	-0.08%
FITB	A	-0.08%
NU	C	-0.08%
CCEP	C	-0.08%
NTAP	C	-0.08%
PFG	D	-0.08%
WSM	B	-0.08%
AIG	B	-0.08%
ADM	D	-0.08%
CCL	B	-0.08%
ALL	A	-0.08%
RSG	A	-0.07%
VTR	C	-0.07%
ZBRA	B	-0.07%
EXPE	B	-0.07%
STZ	D	-0.07%
GEN	B	-0.07%
XPO	B	-0.07%
BALL	D	-0.07%
PNR	A	-0.07%
STT	A	-0.07%
NVT	B	-0.06%
HOLX	D	-0.06%
IPG	D	-0.06%
GLW	B	-0.06%
A	D	-0.06%
IDXX	F	-0.06%
ESS	B	-0.06%
RF	A	-0.06%
ACM	A	-0.06%
KDP	D	-0.06%
CTVA	C	-0.06%
HBAN	A	-0.06%
EL	F	-0.06%
XEL	A	-0.06%
KEY	B	-0.05%
DOV	A	-0.05%
BURL	A	-0.05%
SMCI	F	-0.05%
CMS	C	-0.05%
DOX	D	-0.05%
MRO	B	-0.05%
SUI	D	-0.05%
RPRX	D	-0.05%
ARE	D	-0.05%
LNT	A	-0.05%
ED	D	-0.05%
MRNA	F	-0.04%
APTV	D	-0.04%
DLTR	F	-0.04%
SWK	D	-0.04%
DPZ	C	-0.04%
WST	C	-0.04%
IEX	B	-0.04%
BAX	D	-0.04%
NI	A	-0.04%
LVS	C	-0.04%
ZBH	C	-0.04%
AES	F	-0.04%
SNAP	C	-0.04%
PPL	B	-0.04%
NDSN	B	-0.04%
NRG	B	-0.04%
OC	A	-0.03%
CAG	D	-0.03%
LECO	B	-0.03%
BG	F	-0.03%
STX	D	-0.03%
TSN	B	-0.03%
EXPD	D	-0.03%
MAS	D	-0.03%
AKAM	D	-0.03%
JBL	B	-0.03%
OKTA	C	-0.02%
HST	C	-0.02%
SJM	D	-0.02%
DKS	C	-0.02%
LKQ	D	-0.02%
FFIV	B	-0.02%
TFX	F	-0.02%
RNR	C	-0.02%
AVTR	F	-0.02%
PSTG	D	-0.02%
DG	F	-0.02%