SPHB vs. FTC ETF Comparison

Comparison of PowerShares S&P 500 High Beta Portfolio (SPHB) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

SPHB

PowerShares S&P 500 High Beta Portfolio

SPHB Description

The PowerShares S&P 500 High Beta Portfolio (Fund) is based on the S&P 500 High Beta Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index is compiled, maintained and calculated by Standard & Poor's and consists of the 100 stocks from the S&P 500 Index with the highest sensitivity to market movements, or beta, over the past 12 months. Beta is a measure of relative risk and is the rate of change of a security's price. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$92.72

Average Daily Volume

224,294

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	SPHB	FTC
30 Days	4.79%	9.08%
60 Days	5.15%	12.23%
90 Days	6.95%	15.96%
12 Months	29.95%	42.15%

36 Overlapping Holdings

Symbol	Grade	Weight in SPHB	Weight in FTC	Overlap
ADSK	A	1.06%	0.37%	0.37%
AMZN	C	1.09%	0.38%	0.38%
ANET	C	1.36%	0.67%	0.67%
APH	A	0.85%	0.37%	0.37%
AVGO	D	1.56%	0.66%	0.66%
BKNG	A	1.02%	0.57%	0.57%
CCL	B	1.63%	0.88%	0.88%
CEG	D	1.01%	0.72%	0.72%
CRM	B	1.1%	0.2%	0.2%
CRWD	B	1.6%	0.2%	0.2%
DECK	A	0.92%	0.54%	0.54%
EFX	F	0.73%	0.43%	0.43%
ETN	A	1.07%	0.36%	0.36%
FICO	B	1.0%	1.0%	1.0%
FSLR	F	0.83%	0.65%	0.65%
GE	D	0.78%	0.63%	0.63%
HUBB	B	0.97%	0.5%	0.5%
ISRG	A	0.89%	0.53%	0.53%
KKR	A	1.17%	0.96%	0.96%
KLAC	D	1.09%	0.13%	0.13%
META	D	1.21%	0.67%	0.67%
MPWR	F	1.1%	0.21%	0.21%
MU	D	1.2%	0.16%	0.16%
NOW	A	1.12%	0.77%	0.77%
NVDA	C	2.08%	0.81%	0.81%
ORCL	B	1.17%	0.73%	0.73%
PANW	C	1.04%	0.38%	0.38%
PH	A	0.99%	0.74%	0.74%
PWR	A	1.16%	0.9%	0.9%
QCOM	F	1.07%	0.16%	0.16%
RCL	A	1.25%	1.09%	1.09%
RMD	C	0.76%	0.63%	0.63%
TSLA	B	1.93%	0.4%	0.4%
UBER	D	0.95%	0.46%	0.46%
URI	B	1.25%	0.87%	0.87%
VST	B	1.4%	0.97%	0.97%

SPHB Overweight 61 Positions Relative to FTC

Symbol	Grade	Weight
NCLH	B	1.63%
UAL	A	1.57%
AMD	F	1.52%
ALB	C	1.51%
BLDR	D	1.39%
GNRC	B	1.37%
CZR	F	1.25%
AMAT	F	1.22%
BX	A	1.22%
LRCX	F	1.21%
TER	D	1.18%
CDNS	B	1.18%
DAY	B	1.16%
ON	D	1.15%
SNPS	B	1.11%
JBL	B	1.09%
PYPL	B	1.07%
ALGN	D	1.03%
WDC	D	1.03%
ABNB	C	1.02%
PODD	C	1.02%
BXP	D	1.0%
LW	C	0.99%
INTC	D	0.99%
NXPI	D	0.98%
ZBRA	B	0.97%
LULU	C	0.96%
CARR	D	0.95%
MCHP	D	0.93%
KEYS	A	0.92%
KEY	B	0.92%
INTU	C	0.92%
WBD	C	0.88%
ROK	B	0.86%
PHM	D	0.85%
ADI	D	0.85%
ANSS	B	0.84%
GOOG	C	0.84%
TROW	B	0.82%
FCX	D	0.81%
SMCI	F	0.81%
EPAM	C	0.8%
ADBE	C	0.8%
IVZ	B	0.8%
CPRT	A	0.79%
KMX	B	0.79%
CRL	C	0.77%
MHK	D	0.76%
SWKS	F	0.76%
TXN	C	0.76%
ARE	D	0.75%
MGM	D	0.75%
LEN	D	0.75%
MLM	B	0.73%
DHI	D	0.71%
IDXX	F	0.69%
ENPH	F	0.69%
IQV	D	0.62%
AES	F	0.61%
APTV	D	0.58%
QRVO	F	0.56%

SPHB Underweight 150 Positions Relative to FTC

Symbol	Grade	Weight
APP	B	-1.81%
PLTR	B	-1.32%
AXON	A	-1.26%
CVNA	B	-1.15%
TRGP	B	-1.08%
EXPE	B	-1.03%
VRT	B	-1.01%
DASH	A	-1.01%
GS	A	-0.99%
GDDY	A	-0.98%
EME	C	-0.96%
HWM	A	-0.94%
HOOD	B	-0.92%
UTHR	C	-0.9%
BK	A	-0.9%
WAB	B	-0.9%
AXP	A	-0.89%
TT	A	-0.88%
HEI	B	-0.88%
CPNG	D	-0.86%
ALL	A	-0.86%
PGR	A	-0.85%
BURL	A	-0.85%
NRG	B	-0.84%
THC	D	-0.82%
VTR	C	-0.82%
AMP	A	-0.8%
GRMN	B	-0.8%
LYV	A	-0.79%
IRM	D	-0.79%
RBLX	C	-0.79%
FCNCA	A	-0.78%
FI	A	-0.78%
NTRS	A	-0.78%
TMUS	B	-0.77%
JPM	A	-0.76%
TPL	A	-0.75%
ACGL	D	-0.74%
GEN	B	-0.73%
MSI	B	-0.73%
PCG	A	-0.71%
HCA	F	-0.71%
BSX	B	-0.7%
CTAS	B	-0.7%
PM	B	-0.7%
BRO	B	-0.7%
COST	B	-0.69%
SHW	A	-0.68%
LII	A	-0.68%
CAT	B	-0.66%
PEG	A	-0.65%
APO	B	-0.64%
ERIE	D	-0.63%
IBM	C	-0.63%
BAH	F	-0.63%
ALNY	D	-0.62%
FTNT	C	-0.59%
NEE	D	-0.59%
TDG	D	-0.59%
NFLX	A	-0.57%
TTD	B	-0.56%
GWW	B	-0.55%
CASY	A	-0.53%
HLT	A	-0.53%
WSO	A	-0.52%
NDAQ	A	-0.52%
COIN	C	-0.52%
AJG	B	-0.51%
WELL	A	-0.51%
TYL	B	-0.51%
BR	A	-0.51%
TJX	A	-0.5%
CSL	C	-0.49%
MCO	B	-0.49%
BRK.A	B	-0.49%
SPGI	C	-0.48%
MANH	D	-0.48%
NTAP	C	-0.47%
SO	D	-0.47%
LVS	C	-0.47%
ECL	D	-0.47%
ICE	C	-0.47%
TSCO	D	-0.46%
VLTO	D	-0.45%
XYL	D	-0.44%
PSA	D	-0.44%
CL	D	-0.43%
WMB	A	-0.41%
AMT	D	-0.41%
CPAY	A	-0.39%
DELL	C	-0.38%
MAR	B	-0.38%
ARES	A	-0.36%
MO	A	-0.36%
RSG	A	-0.35%
IR	B	-0.35%
DOV	A	-0.35%
SPG	B	-0.35%
IT	C	-0.35%
ORLY	B	-0.35%
AAPL	C	-0.33%
MCD	D	-0.33%
ROL	B	-0.33%
MMC	B	-0.33%
AZO	C	-0.33%
ROST	C	-0.32%
MSTR	C	-0.32%
OTIS	C	-0.32%
CBOE	B	-0.32%
AMGN	D	-0.31%
RIVN	F	-0.31%
VICI	C	-0.31%
LLY	F	-0.3%
BLD	D	-0.3%
EXR	D	-0.3%
KO	D	-0.29%
O	D	-0.29%
WSM	B	-0.28%
LPLA	A	-0.22%
FAST	B	-0.19%
PAYX	C	-0.18%
AON	A	-0.18%
ADP	B	-0.18%
MKL	A	-0.18%
DLR	B	-0.18%
WDAY	B	-0.18%
GPN	B	-0.18%
ESS	B	-0.17%
ITW	B	-0.17%
CHD	B	-0.17%
MSCI	C	-0.17%
CMG	B	-0.17%
VRTX	F	-0.17%
WAT	B	-0.17%
DKNG	B	-0.17%
MA	C	-0.17%
GOOGL	C	-0.17%
SYK	C	-0.17%
WM	A	-0.17%
PG	A	-0.16%
EQIX	A	-0.16%
AVB	B	-0.16%
SBAC	D	-0.15%
KMB	D	-0.15%
GLPI	C	-0.15%
LIN	D	-0.15%
CCI	D	-0.14%
A	D	-0.14%
ZTS	D	-0.14%
MTD	D	-0.13%