SMIZ vs. SHRT ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to Gotham Short Strategies ETF (SHRT)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$35.83

Average Daily Volume

15,430

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.56

Average Daily Volume

2,513

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	SHRT
30 Days	3.63%	-5.96%
60 Days	6.53%	-7.51%
90 Days	10.75%	-7.90%
12 Months	35.63%	-6.46%

26 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in SHRT	Overlap
ADMA	B	1.05%	0.15%	0.15%
ALKS	C	0.46%	0.17%	0.17%
ANET	D	0.91%	0.51%	0.51%
APPF	C	0.37%	0.15%	0.15%
BAH	F	0.47%	0.2%	0.2%
BMRN	F	0.16%	0.42%	0.16%
CEG	C	0.68%	0.69%	0.68%
EME	A	1.73%	0.5%	0.5%
FLS	A	0.86%	0.21%	0.21%
HOLX	D	0.36%	0.58%	0.36%
ICUI	D	0.76%	0.67%	0.67%
ILMN	C	0.38%	0.22%	0.22%
LHX	B	0.3%	0.65%	0.3%
MATX	B	0.54%	0.83%	0.54%
NCLH	B	0.56%	0.48%	0.48%
OPCH	F	0.21%	0.01%	0.01%
PODD	B	1.05%	0.11%	0.11%
POST	C	0.19%	0.55%	0.19%
ROST	D	0.32%	0.06%	0.06%
THC	C	0.36%	1.9%	0.36%
TSN	B	0.38%	1.15%	0.38%
TWLO	A	0.57%	0.29%	0.29%
UHS	D	0.28%	0.8%	0.28%
UI	A	0.32%	0.26%	0.26%
VMI	B	0.61%	0.32%	0.32%
ZBRA	B	0.49%	1.0%	0.49%

SMIZ Overweight 163 Positions Relative to SHRT

Symbol	Grade	Weight
BRBR	A	1.19%
PRA	B	1.12%
MCY	B	1.06%
NTRS	A	1.04%
ENR	A	1.01%
SLVM	B	1.01%
CBSH	B	0.96%
SNV	B	0.96%
COFS	A	0.95%
MUSA	B	0.94%
KW	C	0.92%
FISI	B	0.92%
NTAP	C	0.9%
DDOG	A	0.9%
FULT	B	0.89%
RYAN	B	0.88%
LRN	A	0.84%
MCK	A	0.84%
LNG	A	0.84%
TROW	B	0.81%
NPAB	F	0.8%
GWRE	A	0.79%
PRM	C	0.79%
ALX	D	0.79%
WMB	A	0.78%
CBAN	B	0.76%
TOL	B	0.76%
NRIM	A	0.74%
AXTA	B	0.73%
RMBS	C	0.72%
AYI	B	0.71%
MEDP	F	0.71%
TMHC	C	0.71%
PK	D	0.69%
IBKR	A	0.69%
HHH	B	0.69%
ZUO	B	0.68%
NI	A	0.67%
CHCO	B	0.65%
RCL	A	0.65%
BMI	B	0.65%
YEXT	B	0.64%
BSRR	C	0.63%
IR	B	0.62%
SOFI	A	0.62%
CINF	A	0.61%
OHI	C	0.6%
FIX	A	0.6%
WTS	B	0.59%
TTWO	A	0.59%
VECO	F	0.58%
GLW	B	0.57%
HQY	A	0.57%
HUBB	B	0.57%
HIG	A	0.57%
VST	A	0.57%
BMRC	B	0.57%
ALRS	D	0.55%
JHG	B	0.55%
ARVN	F	0.55%
EIX	C	0.54%
KREF	D	0.54%
APH	B	0.54%
ANF	F	0.54%
UAL	A	0.53%
PHM	D	0.51%
ICFI	F	0.5%
LDOS	C	0.5%
WING	F	0.5%
ALTR	B	0.5%
MASI	B	0.49%
IRDM	F	0.49%
UNM	A	0.49%
COIN	B	0.49%
FLR	B	0.48%
PRI	B	0.48%
WEAV	B	0.47%
CMTG	D	0.46%
SPT	C	0.46%
RMD	C	0.45%
SIRI	D	0.44%
JANX	C	0.44%
MHO	D	0.44%
CHRW	B	0.43%
UIS	C	0.43%
NWPX	A	0.43%
TAP	C	0.43%
ITT	B	0.43%
WAB	B	0.43%
DUOL	A	0.42%
TXT	D	0.41%
HCAT	F	0.41%
CSL	C	0.4%
GTLB	B	0.4%
POWL	C	0.4%
BTU	B	0.39%
EXPD	D	0.38%
CARG	B	0.38%
KRYS	C	0.38%
AGNC	C	0.37%
SPSC	D	0.36%
KBH	D	0.36%
DRI	C	0.36%
HY	D	0.36%
VCYT	B	0.36%
CRS	A	0.36%
FTNT	B	0.35%
GAP	D	0.35%
URBN	D	0.35%
AOSL	D	0.35%
QLYS	C	0.34%
OKTA	D	0.34%
GRBK	D	0.34%
KKR	B	0.34%
CBOE	C	0.33%
DOCU	B	0.33%
RDFN	F	0.32%
ACGL	D	0.32%
OMC	D	0.32%
RIOT	C	0.31%
HAE	C	0.31%
HSTM	B	0.3%
CCS	F	0.3%
COOP	B	0.29%
ALLO	F	0.29%
FSLY	F	0.28%
RBB	B	0.28%
HRB	D	0.27%
MGM	D	0.27%
PCVX	D	0.26%
WMS	F	0.26%
EPC	F	0.26%
MTG	C	0.26%
EVTC	C	0.25%
GNTY	A	0.24%
AZEK	B	0.24%
INSP	F	0.24%
WASH	B	0.23%
NYT	D	0.23%
EVER	F	0.23%
IRM	C	0.22%
KMPR	A	0.22%
ZM	B	0.22%
BRO	B	0.21%
PARR	F	0.21%
AIZ	A	0.21%
SN	D	0.2%
HL	C	0.2%
CPF	B	0.19%
PHR	F	0.19%
TMDX	F	0.19%
EXAS	D	0.19%
STNE	F	0.19%
AXS	A	0.17%
DFH	F	0.17%
CWCO	C	0.16%
AFL	C	0.14%
AEO	F	0.13%
STKS	F	0.12%
COUR	F	0.12%
HRTX	F	0.09%
RUN	F	0.08%
SPCE	D	0.04%

SMIZ Underweight 174 Positions Relative to SHRT

Symbol	Grade	Weight
GM	B	-2.09%
TGT	F	-2.05%
LRCX	F	-1.84%
LPX	B	-1.65%
FMC	D	-1.45%
BIIB	F	-1.36%
CHWY	B	-1.34%
CVX	A	-1.31%
CRUS	F	-1.26%
SWKS	F	-1.21%
ELAN	D	-1.13%
EOG	A	-1.12%
RVTY	D	-1.12%
PPC	B	-1.09%
GTLS	A	-1.08%
QGEN	D	-1.01%
WBA	F	-0.92%
JBHT	C	-0.9%
QRVO	F	-0.88%
LII	A	-0.84%
MU	D	-0.82%
CHTR	B	-0.82%
JCI	B	-0.81%
NOC	D	-0.81%
MTZ	A	-0.8%
D	C	-0.8%
KLAC	F	-0.8%
UPS	C	-0.8%
TKO	A	-0.78%
CTLT	D	-0.75%
INGR	B	-0.73%
FCX	F	-0.71%
MKSI	C	-0.71%
OVV	B	-0.69%
STX	D	-0.66%
WDC	F	-0.65%
PFE	F	-0.65%
CROX	F	-0.64%
J	D	-0.63%
CL	D	-0.63%
MOH	F	-0.63%
BALL	D	-0.62%
MUR	D	-0.61%
MRO	A	-0.59%
ENPH	F	-0.57%
KMX	C	-0.56%
EL	F	-0.56%
RGEN	D	-0.55%
AVNT	B	-0.5%
CNX	A	-0.5%
ECL	D	-0.5%
AVTR	F	-0.49%
ABBV	F	-0.48%
FSS	B	-0.47%
CLX	A	-0.46%
EXEL	B	-0.46%
SCCO	F	-0.45%
TPX	B	-0.44%
HALO	F	-0.44%
GNRC	B	-0.43%
CCK	D	-0.4%
MAS	D	-0.39%
SLGN	A	-0.38%
LTH	D	-0.37%
VMC	B	-0.36%
HAS	D	-0.35%
NSC	B	-0.35%
DD	D	-0.35%
CF	A	-0.34%
TRU	D	-0.34%
ZTS	D	-0.33%
IQV	F	-0.33%
GD	D	-0.33%
MSGS	A	-0.32%
AMAT	F	-0.31%
CI	D	-0.31%
XRAY	D	-0.31%
JAZZ	B	-0.3%
LKQ	F	-0.3%
HES	B	-0.3%
BLD	F	-0.29%
MMS	D	-0.29%
CTRA	B	-0.27%
SO	C	-0.27%
EMR	A	-0.26%
ONTO	F	-0.26%
TXRH	B	-0.25%
ASH	F	-0.24%
BPMC	C	-0.24%
SYK	A	-0.23%
SKYW	B	-0.23%
WSM	C	-0.23%
NFG	A	-0.22%
LEVI	F	-0.22%
ALLE	D	-0.21%
PSN	D	-0.21%
HIMS	C	-0.2%
EFX	F	-0.2%
COTY	F	-0.2%
MRVL	B	-0.2%
EW	C	-0.19%
TYL	B	-0.19%
CHDN	B	-0.18%
FOXA	B	-0.18%
H	B	-0.17%
NBIX	C	-0.17%
GFS	C	-0.16%
GDDY	A	-0.16%
ACIW	B	-0.16%
ESI	B	-0.16%
EMN	D	-0.16%
KTB	B	-0.15%
VTRS	A	-0.14%
VLTO	C	-0.14%
SHAK	C	-0.14%
RKLB	B	-0.13%
SWX	A	-0.13%
LYFT	C	-0.13%
ISRG	A	-0.12%
INFA	C	-0.12%
TMO	D	-0.12%
GMED	A	-0.11%
CNI	F	-0.11%
IDXX	F	-0.11%
PNR	B	-0.1%
IPG	D	-0.1%
AWI	A	-0.09%
FCN	D	-0.09%
SEM	B	-0.09%
OLED	F	-0.09%
TPL	A	-0.09%
KEX	A	-0.09%
PEN	B	-0.09%
SPOT	A	-0.08%
RGLD	C	-0.08%
PLXS	B	-0.08%
IGT	F	-0.08%
NOV	C	-0.08%
REGN	F	-0.08%
PTC	B	-0.07%
CHD	A	-0.07%
CWAN	B	-0.07%
ABG	B	-0.07%
VRSN	D	-0.07%
PRIM	A	-0.06%
SNDR	A	-0.05%
NXST	D	-0.05%
QTWO	A	-0.05%
FTDR	A	-0.04%
DTM	A	-0.04%
NTRA	A	-0.03%
MPWR	F	-0.03%
UBER	F	-0.03%
CMC	B	-0.03%
PWR	A	-0.02%
AOS	F	-0.02%
TER	F	-0.02%
DNB	A	-0.02%
BFAM	F	-0.02%
HSIC	C	-0.02%
APG	C	-0.02%
MTCH	F	-0.02%
TTEK	F	-0.02%
BLDR	F	-0.02%
R	B	-0.01%
RUSHA	B	-0.01%
GEHC	C	-0.01%
IAC	D	-0.01%
SITM	B	-0.01%
DOX	D	-0.01%
ZBH	C	-0.01%
EHC	B	-0.01%
DVA	C	-0.01%
CRVL	A	-0.0%