SMDY vs. SMCP ETF Comparison

Comparison of Syntax Stratified MidCap ETF (SMDY) to AlphaMark Actively Managed Small Cap ETF (SMCP)

SMDY

Syntax Stratified MidCap ETF

SMDY Description

The investment seeks to provide investment results that, before expenses, correspond generally to the total return performance of publicly traded equity securities of companies comprising the Syntax Stratified MidCap Index. Under normal market conditions, the fund generally invests substantially all, and at least 95%, of its total assets in the securities comprising the index. The index, which was created by Syntax LLC, an affiliate of the fund's investment adviser, is the stratified-weight version of the widely used S&P MidCap 400® Index and holds the same constituents as the S&P MidCap 400 Index.

Grade (RS Rating)

Last Trade

$44.16

Average Daily Volume

525

Number of Holdings ^*

391

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.47

Average Daily Volume

1,337

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMDY	SMCP
30 Days	0.32%	0.08%
60 Days	0.23%	5.20%
90 Days	3.92%	5.01%
12 Months	21.05%	34.53%

21 Overlapping Holdings

Symbol	Grade	Weight in SMDY	Weight in SMCP	Overlap
CADE	D	0.07%	0.99%	0.07%
CVLT	C	0.38%	0.94%	0.38%
ENS	D	0.2%	0.99%	0.2%
ESNT	C	0.32%	1.01%	0.32%
HALO	D	0.45%	0.94%	0.45%
HQY	C	0.26%	1.06%	0.26%
HWC	D	0.12%	0.97%	0.12%
KBH	C	0.46%	1.0%	0.46%
KNF	C	0.16%	1.13%	0.16%
LANC	F	0.25%	0.87%	0.25%
LNTH	C	0.2%	1.02%	0.2%
NEOG	D	0.14%	0.93%	0.14%
POWI	F	0.37%	0.97%	0.37%
QLYS	F	0.67%	0.98%	0.67%
SFM	A	0.4%	1.03%	0.4%
TCBI	C	0.13%	1.1%	0.13%
TGNA	B	0.32%	1.08%	0.32%
TMHC	C	0.46%	1.08%	0.46%
UFPI	C	0.07%	1.04%	0.07%
UMBF	C	0.14%	1.03%	0.14%
WTS	C	0.1%	1.07%	0.1%

SMDY Overweight 370 Positions Relative to SMCP

Symbol	Grade	Weight
SMG	A	2.01%
FYBR	C	1.55%
COTY	F	1.55%
DOCS	A	1.52%
CIEN	A	1.42%
LITE	A	1.41%
IRDM	B	1.23%
ZD	D	0.98%
DT	C	0.84%
SBRA	C	0.73%
OHI	C	0.69%
THC	C	0.66%
ACHC	F	0.65%
ARMK	A	0.62%
WING	B	0.58%
WEN	D	0.58%
TXRH	A	0.58%
LNW	F	0.54%
COKE	B	0.53%
DLB	D	0.52%
LAD	C	0.51%
UTHR	C	0.5%
ERIE	A	0.5%
AMKR	F	0.48%
EXEL	B	0.48%
TOL	A	0.47%
PAG	D	0.47%
POST	C	0.47%
ILMN	B	0.45%
MTSI	B	0.45%
BRBR	C	0.45%
CRUS	D	0.44%
AN	C	0.44%
SF	A	0.43%
WBS	D	0.43%
SLAB	D	0.42%
IBKR	A	0.42%
RGEN	F	0.42%
PSTG	F	0.41%
CNO	C	0.41%
ONTO	B	0.4%
SRPT	F	0.4%
CYTK	F	0.39%
ASB	F	0.39%
NVST	D	0.39%
PRGO	F	0.39%
GMED	D	0.39%
LSCC	D	0.38%
PRI	A	0.38%
JAZZ	F	0.38%
UNM	A	0.37%
MANH	C	0.37%
LIVN	B	0.36%
DUOL	B	0.36%
ALGM	F	0.36%
MKSI	F	0.36%
FNF	A	0.35%
PCTY	B	0.35%
WEX	C	0.35%
SYNA	D	0.35%
ENOV	F	0.35%
GHC	B	0.35%
KMPR	D	0.34%
MTG	B	0.34%
RNR	A	0.34%
PPC	B	0.34%
CAR	D	0.34%
DBX	B	0.34%
HRB	C	0.34%
NBIX	F	0.34%
BURL	D	0.33%
INGR	A	0.33%
USFD	C	0.33%
HAE	D	0.33%
MIDD	D	0.33%
CPRI	B	0.33%
BHF	F	0.33%
AZTA	F	0.33%
FAF	B	0.33%
AMG	B	0.33%
BMRN	F	0.33%
EQH	C	0.33%
PFGC	A	0.32%
ESAB	C	0.32%
BLKB	C	0.32%
FHI	C	0.32%
JHG	C	0.32%
NXST	D	0.31%
MEDP	F	0.31%
ARWR	F	0.31%
MORN	C	0.31%
TKO	A	0.31%
RMBS	F	0.3%
VOYA	A	0.3%
JWN	D	0.3%
NYT	A	0.3%
RGA	C	0.3%
CG	C	0.3%
LECO	D	0.29%
CRI	D	0.29%
LOPE	D	0.29%
SEIC	B	0.29%
APPF	C	0.29%
MMS	B	0.29%
SAM	D	0.28%
TEX	F	0.28%
FLO	D	0.28%
ALTR	B	0.28%
DAR	F	0.28%
NWE	B	0.27%
PNM	B	0.27%
IDA	C	0.27%
WMG	D	0.27%
COLM	B	0.27%
OGE	A	0.27%
MSA	F	0.27%
DKS	D	0.27%
WU	D	0.27%
AGCO	D	0.26%
TDC	D	0.26%
BJ	D	0.26%
ST	F	0.26%
POR	C	0.26%
EEFT	F	0.26%
OSK	F	0.26%
SLM	C	0.26%
TTC	D	0.25%
OGS	C	0.25%
OPCH	F	0.25%
SKX	B	0.25%
EHC	B	0.25%
NSP	F	0.25%
CROX	C	0.25%
PVH	F	0.24%
AYI	A	0.24%
PLNT	B	0.24%
OLLI	C	0.24%
SHC	C	0.24%
VNT	F	0.24%
ORA	C	0.24%
CGNX	F	0.24%
DTM	A	0.24%
ALE	A	0.24%
BKH	C	0.24%
ZI	F	0.24%
THO	B	0.24%
HOG	D	0.24%
BC	D	0.23%
FIVE	D	0.23%
UGI	C	0.23%
GAP	F	0.23%
KEX	C	0.23%
NFG	A	0.23%
M	F	0.23%
RH	C	0.23%
SAIC	A	0.23%
IPGP	D	0.23%
SCI	C	0.23%
NJR	C	0.23%
G	A	0.23%
SR	C	0.23%
EXLS	A	0.23%
AMED	D	0.23%
ALLY	F	0.22%
NSA	C	0.22%
CELH	F	0.22%
AM	A	0.22%
GME	F	0.22%
CASY	D	0.22%
CUBE	C	0.22%
PII	D	0.22%
JEF	A	0.22%
WSM	B	0.21%
MUSA	D	0.21%
RYAN	A	0.21%
WTRG	D	0.21%
CHE	C	0.21%
SWX	C	0.21%
LFUS	C	0.21%
ELS	D	0.21%
IRT	C	0.21%
THG	C	0.2%
CNXC	F	0.2%
AMH	D	0.2%
CLH	C	0.19%
MP	B	0.19%
ORI	B	0.19%
GNTX	D	0.19%
KNX	D	0.19%
CACI	A	0.19%
BCO	C	0.19%
PEN	D	0.19%
VC	F	0.19%
DINO	F	0.18%
LII	C	0.18%
GXO	D	0.18%
SRCL	B	0.18%
NVT	D	0.18%
LSTR	D	0.18%
SAIA	D	0.18%
RGLD	C	0.18%
XPO	F	0.18%
AVTR	D	0.18%
XRAY	D	0.18%
UAA	B	0.17%
WHR	B	0.17%
MAT	D	0.17%
AFG	C	0.17%
JLL	B	0.17%
CMC	D	0.17%
TPX	C	0.17%
KD	F	0.17%
EXPO	A	0.17%
ANF	F	0.17%
RS	D	0.17%
CHX	D	0.17%
FLR	D	0.17%
RBA	D	0.17%
R	C	0.17%
FIX	A	0.17%
HLI	C	0.17%
EVR	C	0.17%
BRKR	D	0.16%
RCM	B	0.16%
ELF	F	0.16%
EXP	C	0.16%
TTEK	B	0.16%
FCN	C	0.16%
NOV	F	0.16%
ACM	C	0.16%
UA	B	0.16%
KNSL	D	0.16%
MTZ	B	0.16%
X	F	0.16%
RLI	A	0.16%
EME	C	0.15%
COHR	B	0.15%
PBF	F	0.15%
YETI	B	0.15%
FND	C	0.15%
AA	B	0.15%
SIGI	D	0.15%
NOVT	C	0.14%
KBR	C	0.14%
PCH	C	0.14%
MDU	C	0.14%
MAN	D	0.14%
LPX	A	0.14%
VNO	A	0.14%
PGNY	F	0.14%
BDC	B	0.14%
ASGN	D	0.14%
GATX	F	0.14%
BYD	C	0.14%
MASI	B	0.14%
BLD	C	0.14%
GLPI	A	0.14%
VAL	F	0.13%
RYN	C	0.13%
CLF	D	0.13%
OLED	C	0.13%
WFRD	F	0.13%
CFR	D	0.12%
CUZ	C	0.12%
WTFC	D	0.12%
CHDN	D	0.12%
TREX	D	0.12%
CBSH	D	0.12%
RPM	A	0.11%
AVNT	C	0.11%
CHH	B	0.11%
KRC	C	0.11%
FHN	D	0.11%
DCI	B	0.1%
AAON	A	0.1%
PK	D	0.1%
TNL	B	0.1%
VSH	F	0.1%
GGG	B	0.1%
LEA	F	0.1%
AXTA	C	0.1%
RBC	C	0.1%
FLS	A	0.1%
CBT	B	0.1%
WH	C	0.1%
SSD	B	0.09%
CSL	A	0.09%
FR	C	0.09%
CNX	A	0.09%
HGV	F	0.09%
HXL	F	0.09%
RRX	C	0.09%
MTN	D	0.09%
HELE	D	0.09%
VMI	B	0.09%
ATR	A	0.09%
WLK	C	0.09%
ADNT	D	0.09%
VVV	D	0.09%
H	C	0.09%
WWD	B	0.08%
ARW	C	0.08%
BWXT	A	0.08%
BRX	C	0.08%
ADC	B	0.08%
OC	C	0.08%
FFIN	D	0.08%
EGP	D	0.08%
VLY	C	0.08%
WMS	D	0.08%
NEU	F	0.08%
AIT	B	0.08%
STAG	D	0.08%
MSM	D	0.08%
ALV	F	0.08%
VAC	D	0.08%
ITT	B	0.08%
CW	A	0.08%
COLB	C	0.08%
GTLS	F	0.08%
TKR	D	0.08%
REXR	D	0.08%
SSB	C	0.08%
TPL	B	0.08%
OLN	D	0.08%
WPC	C	0.08%
ASH	F	0.08%
OZK	F	0.07%
CACC	F	0.07%
PR	F	0.07%
ZION	D	0.07%
HOMB	D	0.07%
ONB	D	0.07%
SNX	C	0.07%
SWN	D	0.07%
UBSI	D	0.07%
NNN	A	0.07%
SNV	D	0.07%
EWBC	D	0.07%
CR	B	0.07%
AVT	C	0.07%
GBCI	C	0.07%
KRG	C	0.07%
GT	F	0.07%
CC	D	0.07%
EPR	C	0.07%
LAMR	C	0.07%
PB	D	0.07%
PNFP	D	0.07%
CHRD	F	0.06%
CIVI	F	0.06%
CNM	F	0.06%
CCK	C	0.06%
WCC	C	0.06%
AR	B	0.06%
BERY	C	0.06%
SLGN	C	0.06%
OVV	F	0.06%
RRC	D	0.06%
STWD	C	0.06%
FNB	D	0.06%
MUR	F	0.06%
CHK	D	0.06%
IBOC	D	0.06%
MTDR	F	0.06%
SON	D	0.05%
GEF	D	0.05%
GPK	C	0.05%
WOLF	F	0.04%
WSO	C	0.04%

SMDY Underweight 76 Positions Relative to SMCP

Symbol	Grade	Weight
LUMN	C	-1.45%
SIG	C	-1.28%
STRL	B	-1.25%
CORT	B	-1.19%
YOU	C	-1.15%
MHO	C	-1.11%
ASO	D	-1.1%
IIPR	C	-1.09%
PRMW	C	-1.07%
MTH	C	-1.06%
BTU	B	-1.06%
MARA	F	-1.05%
NHI	C	-1.04%
WD	C	-1.04%
VCYT	C	-1.04%
BMI	A	-1.04%
NMIH	C	-1.03%
TPH	C	-1.03%
JXN	A	-1.03%
BCC	C	-1.03%
HTLF	C	-1.03%
FCPT	C	-1.02%
NPO	C	-1.02%
APLE	D	-1.02%
APAM	C	-1.02%
JBT	B	-1.02%
BNL	C	-1.02%
MATX	C	-1.01%
CEIX	B	-1.01%
PBH	D	-1.01%
ACIW	B	-1.01%
MMSI	C	-1.0%
MGEE	C	-1.0%
CPK	C	-1.0%
KFY	C	-1.0%
IOSP	F	-1.0%
MWA	A	-1.0%
CVBF	B	-0.99%
ICFI	C	-0.99%
HNI	B	-0.99%
BUR	D	-0.99%
COOP	B	-0.99%
CARG	C	-0.99%
CRC	B	-0.99%
SMPL	D	-0.99%
ALKS	B	-0.98%
LXP	D	-0.98%
FBP	D	-0.98%
ARCH	D	-0.98%
AEO	B	-0.97%
FORM	F	-0.97%
CATY	D	-0.97%
FULT	D	-0.96%
RDN	D	-0.96%
RIOT	F	-0.95%
ENSG	D	-0.95%
FFBC	D	-0.95%
IDCC	A	-0.94%
WSFS	D	-0.94%
IPAR	D	-0.93%
CPRX	C	-0.93%
AX	D	-0.92%
DIOD	F	-0.92%
SPSC	D	-0.91%
WHD	B	-0.9%
KRYS	D	-0.89%
AMR	F	-0.89%
ACLS	F	-0.89%
STNG	D	-0.88%
CABO	F	-0.86%
LBRT	F	-0.84%
ATKR	F	-0.83%
STNE	F	-0.82%
PTEN	F	-0.79%
HP	F	-0.79%
PAGS	F	-0.66%