SMCP vs. RZG ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Guggenheim S&P Smallcap 600 Pure Growth ETF (RZG)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.80

Average Daily Volume

1,759

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RZG

Guggenheim S&P Smallcap 600 Pure Growth ETF

RZG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$51.14

Average Daily Volume

12,841

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	RZG
30 Days	4.79%	4.03%
60 Days	9.24%	7.57%
90 Days	6.67%	9.08%
12 Months	36.06%	31.36%

21 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in RZG	Overlap
ACLS	F	0.89%	0.92%	0.89%
AEO	C	0.97%	0.46%	0.46%
AMR	F	0.89%	0.97%	0.89%
APLE	B	1.02%	0.35%	0.35%
BCC	C	1.03%	0.65%	0.65%
BMI	A	1.04%	0.7%	0.7%
CARG	C	0.99%	1.07%	0.99%
CEIX	B	1.01%	1.1%	1.01%
CPRX	C	0.93%	0.7%	0.7%
CRC	B	0.99%	0.69%	0.69%
ENSG	D	0.95%	0.42%	0.42%
FBP	B	0.98%	0.89%	0.89%
IDCC	A	0.94%	1.01%	0.94%
IPAR	D	0.93%	1.0%	0.93%
LBRT	D	0.84%	0.91%	0.84%
MARA	F	1.05%	0.79%	0.79%
MATX	C	1.01%	1.09%	1.01%
MHO	C	1.11%	1.02%	1.02%
MTH	C	1.06%	0.94%	0.94%
SIG	C	1.28%	0.69%	0.69%
SPSC	D	0.91%	0.61%	0.61%

SMCP Overweight 76 Positions Relative to RZG

Symbol	Grade	Weight
LUMN	C	1.45%
STRL	B	1.25%
CORT	B	1.19%
YOU	C	1.15%
KNF	B	1.13%
ASO	D	1.1%
TCBI	B	1.1%
IIPR	C	1.09%
TGNA	B	1.08%
TMHC	C	1.08%
PRMW	B	1.07%
WTS	C	1.07%
HQY	B	1.06%
BTU	B	1.06%
NHI	C	1.04%
WD	C	1.04%
VCYT	C	1.04%
UFPI	C	1.04%
UMBF	C	1.03%
NMIH	B	1.03%
TPH	C	1.03%
JXN	A	1.03%
HTLF	B	1.03%
SFM	A	1.03%
FCPT	C	1.02%
NPO	C	1.02%
APAM	B	1.02%
JBT	B	1.02%
BNL	C	1.02%
LNTH	C	1.02%
PBH	D	1.01%
ESNT	A	1.01%
ACIW	A	1.01%
MMSI	C	1.0%
MGEE	C	1.0%
KBH	D	1.0%
CPK	C	1.0%
KFY	C	1.0%
IOSP	F	1.0%
MWA	A	1.0%
CVBF	B	0.99%
ENS	B	0.99%
ICFI	C	0.99%
HNI	B	0.99%
BUR	D	0.99%
COOP	B	0.99%
CADE	B	0.99%
SMPL	D	0.99%
ALKS	B	0.98%
LXP	D	0.98%
QLYS	F	0.98%
ARCH	D	0.98%
POWI	F	0.97%
FORM	D	0.97%
HWC	D	0.97%
CATY	B	0.97%
FULT	D	0.96%
RDN	D	0.96%
RIOT	F	0.95%
FFBC	D	0.95%
HALO	D	0.94%
CVLT	B	0.94%
WSFS	D	0.94%
NEOG	F	0.93%
AX	D	0.92%
DIOD	F	0.92%
WHD	A	0.9%
KRYS	D	0.89%
STNG	B	0.88%
LANC	F	0.87%
CABO	F	0.86%
ATKR	F	0.83%
STNE	F	0.82%
PTEN	F	0.79%
HP	D	0.79%
PAGS	F	0.66%

SMCP Underweight 107 Positions Relative to RZG

Symbol	Grade	Weight
PRG	C	-1.84%
UFPT	D	-1.76%
CNK	D	-1.72%
GRBK	C	-1.69%
BOOT	B	-1.58%
HWKN	B	-1.57%
GPI	C	-1.42%
SPNT	D	-1.42%
TGTX	D	-1.38%
CSWI	A	-1.35%
IBP	C	-1.26%
PATK	A	-1.24%
HCC	C	-1.22%
ADMA	A	-1.21%
CRS	B	-1.2%
CVCO	C	-1.17%
JOE	D	-1.11%
POWL	B	-1.1%
VRRM	D	-1.09%
NOG	D	-1.08%
GSHD	B	-1.02%
TBBK	A	-0.99%
SHAK	A	-0.99%
RWT	C	-0.99%
CALM	A	-0.95%
GMS	B	-0.91%
HCI	B	-0.89%
LRN	D	-0.88%
LPG	F	-0.85%
AZZ	B	-0.84%
MLI	B	-0.83%
ATGE	D	-0.82%
ARCB	F	-0.81%
CASH	C	-0.81%
REX	D	-0.81%
PLMR	A	-0.81%
AMBC	F	-0.79%
VVI	B	-0.78%
ATI	C	-0.77%
HLX	C	-0.75%
OFG	D	-0.74%
VCEL	F	-0.74%
RDNT	C	-0.74%
COLL	A	-0.74%
CRVL	C	-0.73%
SHO	B	-0.72%
AVAV	B	-0.72%
CUBI	F	-0.71%
URBN	F	-0.69%
EXPI	C	-0.69%
VECO	F	-0.67%
TDW	F	-0.67%
CARS	F	-0.67%
FSS	D	-0.67%
OII	D	-0.65%
AMPH	C	-0.64%
EFC	D	-0.64%
DRH	B	-0.64%
ROCK	D	-0.61%
ANIP	F	-0.61%
MTRN	F	-0.6%
GKOS	B	-0.6%
FTDR	B	-0.6%
OTTR	F	-0.59%
MGY	B	-0.57%
MOG.A	C	-0.57%
LQDT	C	-0.56%
PFBC	D	-0.56%
DVAX	F	-0.55%
GES	F	-0.54%
PARR	F	-0.53%
MCRI	B	-0.53%
ASTH	B	-0.53%
PLAY	D	-0.51%
SM	D	-0.5%
AGYS	D	-0.5%
CCOI	B	-0.49%
RES	C	-0.48%
YELP	D	-0.48%
SHOO	A	-0.48%
RAMP	F	-0.45%
TRIP	D	-0.45%
ARLO	F	-0.44%
ITGR	B	-0.44%
OXM	F	-0.44%
SXI	B	-0.43%
WRLD	F	-0.43%
FELE	C	-0.43%
KTB	C	-0.42%
AROC	B	-0.4%
MYRG	D	-0.4%
AWI	A	-0.39%
PGNY	F	-0.38%
MSGS	A	-0.38%
OSIS	C	-0.37%
DV	F	-0.36%
TNC	F	-0.36%
WDFC	B	-0.34%
DFIN	B	-0.33%
PRGS	A	-0.33%
XPEL	D	-0.32%
ALG	F	-0.32%
PDFS	F	-0.29%
NEO	F	-0.26%
PRVA	F	-0.22%
CNMD	F	-0.18%
JACK	F	-0.15%