SHRT vs. DBND ETF Comparison

Comparison of Gotham Short Strategies ETF (SHRT) to DoubleLine Opportunistic Bond ETF (DBND)

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.56

Average Daily Volume

2,510

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

DBND

DoubleLine Opportunistic Bond ETF

DBND Description

Under normal circumstances, the Advisor intends to invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in fixed income instruments or other investments with economic characteristics similar to fixed income instruments. It may invest in fixed income instruments of any credit quality, including those that are at the time of investment unrated or rated BB+ or lower by S&P or Ba1 or lower by Moody?s or the equivalent by any other nationally recognized statistical rating organization. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$45.70

Average Daily Volume

48,932

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHRT	DBND
30 Days	-6.95%	-0.65%
60 Days	-8.41%	-2.72%
90 Days	-8.30%	-1.64%
12 Months	-6.87%	6.86%

7 Overlapping Holdings

Symbol	Grade	Weight in SHRT	Weight in DBND	Overlap
ABBV	F	0.48%	0.61%	0.48%
CHTR	C	0.82%	0.17%	0.17%
COTY	F	0.2%	0.19%	0.19%
GM	C	2.09%	0.34%	0.34%
POST	C	0.55%	0.18%	0.18%
SO	C	0.27%	0.36%	0.27%
UBER	F	0.03%	0.16%	0.03%

SHRT Overweight 193 Positions Relative to DBND

Symbol	Grade	Weight
TGT	F	2.05%
THC	D	1.9%
LRCX	F	1.84%
LPX	B	1.65%
FMC	D	1.45%
BIIB	F	1.36%
CHWY	B	1.34%
CVX	A	1.31%
CRUS	D	1.26%
SWKS	F	1.21%
TSN	B	1.15%
ELAN	D	1.13%
EOG	A	1.12%
RVTY	F	1.12%
PPC	C	1.09%
GTLS	A	1.08%
QGEN	D	1.01%
ZBRA	B	1.0%
WBA	F	0.92%
JBHT	C	0.9%
QRVO	F	0.88%
LII	A	0.84%
MATX	C	0.83%
MU	D	0.82%
JCI	B	0.81%
NOC	D	0.81%
MTZ	B	0.8%
D	C	0.8%
KLAC	F	0.8%
UPS	C	0.8%
UHS	D	0.8%
TKO	A	0.78%
CTLT	C	0.75%
INGR	C	0.73%
FCX	F	0.71%
MKSI	C	0.71%
CEG	C	0.69%
OVV	B	0.69%
ICUI	D	0.67%
STX	C	0.66%
WDC	D	0.65%
LHX	C	0.65%
PFE	F	0.65%
CROX	D	0.64%
J	D	0.63%
CL	D	0.63%
MOH	F	0.63%
BALL	F	0.62%
MUR	D	0.61%
MRO	B	0.59%
HOLX	D	0.58%
ENPH	F	0.57%
KMX	B	0.56%
EL	F	0.56%
RGEN	D	0.55%
ANET	C	0.51%
EME	A	0.5%
AVNT	B	0.5%
CNX	A	0.5%
ECL	D	0.5%
AVTR	F	0.49%
NCLH	B	0.48%
FSS	B	0.47%
CLX	A	0.46%
EXEL	B	0.46%
SCCO	F	0.45%
TPX	B	0.44%
HALO	F	0.44%
GNRC	C	0.43%
BMRN	F	0.42%
CCK	D	0.4%
MAS	D	0.39%
SLGN	A	0.38%
LTH	C	0.37%
VMC	B	0.36%
HAS	D	0.35%
NSC	B	0.35%
DD	C	0.35%
CF	A	0.34%
TRU	D	0.34%
ZTS	D	0.33%
IQV	F	0.33%
GD	D	0.33%
MSGS	A	0.32%
VMI	B	0.32%
AMAT	F	0.31%
CI	D	0.31%
XRAY	F	0.31%
JAZZ	B	0.3%
LKQ	F	0.3%
HES	B	0.3%
TWLO	A	0.29%
BLD	D	0.29%
MMS	F	0.29%
CTRA	B	0.27%
EMR	B	0.26%
UI	B	0.26%
ONTO	F	0.26%
TXRH	B	0.25%
ASH	F	0.24%
BPMC	B	0.24%
SYK	B	0.23%
SKYW	C	0.23%
WSM	C	0.23%
ILMN	C	0.22%
NFG	A	0.22%
LEVI	F	0.22%
ALLE	C	0.21%
FLS	B	0.21%
PSN	D	0.21%
BAH	F	0.2%
HIMS	B	0.2%
EFX	F	0.2%
MRVL	B	0.2%
EW	C	0.19%
TYL	B	0.19%
CHDN	B	0.18%
FOXA	A	0.18%
H	B	0.17%
NBIX	C	0.17%
ALKS	C	0.17%
GFS	C	0.16%
GDDY	A	0.16%
ACIW	B	0.16%
ESI	B	0.16%
EMN	C	0.16%
ADMA	B	0.15%
APPF	B	0.15%
KTB	B	0.15%
VTRS	A	0.14%
VLTO	C	0.14%
SHAK	C	0.14%
RKLB	A	0.13%
SWX	B	0.13%
LYFT	C	0.13%
ISRG	A	0.12%
INFA	D	0.12%
TMO	F	0.12%
PODD	C	0.11%
GMED	A	0.11%
CNI	F	0.11%
IDXX	F	0.11%
PNR	A	0.1%
IPG	D	0.1%
AWI	A	0.09%
FCN	F	0.09%
SEM	B	0.09%
OLED	F	0.09%
TPL	A	0.09%
KEX	B	0.09%
PEN	B	0.09%
SPOT	B	0.08%
RGLD	C	0.08%
PLXS	B	0.08%
IGT	F	0.08%
NOV	C	0.08%
REGN	F	0.08%
PTC	B	0.07%
CHD	A	0.07%
CWAN	B	0.07%
ABG	C	0.07%
VRSN	C	0.07%
ROST	D	0.06%
PRIM	A	0.06%
SNDR	B	0.05%
NXST	C	0.05%
QTWO	A	0.05%
FTDR	B	0.04%
DTM	A	0.04%
NTRA	A	0.03%
MPWR	F	0.03%
CMC	B	0.03%
PWR	A	0.02%
AOS	F	0.02%
TER	F	0.02%
DNB	B	0.02%
BFAM	D	0.02%
HSIC	C	0.02%
APG	B	0.02%
MTCH	D	0.02%
TTEK	F	0.02%
BLDR	D	0.02%
R	B	0.01%
RUSHA	C	0.01%
GEHC	D	0.01%
IAC	F	0.01%
SITM	B	0.01%
DOX	D	0.01%
ZBH	C	0.01%
EHC	B	0.01%
DVA	C	0.01%
OPCH	D	0.01%
CRVL	B	0.0%

SHRT Underweight 46 Positions Relative to DBND

Symbol	Grade	Weight
UPST	B	-1.79%
COMM	D	-0.77%
BNS	A	-0.68%
GS	A	-0.66%
JPM	A	-0.62%
DLTR	F	-0.59%
BAC	A	-0.56%
DFS	B	-0.49%
T	A	-0.48%
CVS	D	-0.42%
CCI	C	-0.38%
BMO	A	-0.38%
MAR	A	-0.38%
CMCSA	B	-0.38%
OC	A	-0.37%
NTAP	C	-0.37%
BA	F	-0.35%
KMI	A	-0.35%
ARCC	A	-0.35%
MO	A	-0.34%
DKS	D	-0.34%
SYY	D	-0.33%
RPRX	D	-0.32%
EXPE	B	-0.3%
ORCL	A	-0.3%
WTW	B	-0.29%
HCA	F	-0.29%
CCL	A	-0.26%
AAL	B	-0.19%
PENN	C	-0.19%
PFGC	B	-0.19%
PK	C	-0.18%
GFF	A	-0.18%
MODV	C	-0.18%
SPH	C	-0.18%
UAL	A	-0.18%
PCG	A	-0.18%
NRG	B	-0.17%
VSCO	C	-0.17%
CACC	D	-0.16%
BALY	B	-0.16%
SSP	F	-0.16%
OMI	F	-0.16%
OMF	A	-0.16%
GPOR	B	-0.16%
EXC	C	-0.09%