SFLR vs. PFIX ETF Comparison

Comparison of Innovator Equity Managed Floor ETF (SFLR) to Simplify Interest Rate Hedge ETF (PFIX)

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.22

Average Daily Volume

80,893

Number of Holdings ^*

108

* may have additional holdings in another (foreign) market

Performance

Period	SFLR	PFIX
30 Days	3.02%	1.63%
60 Days	4.71%	26.27%
90 Days	5.81%	22.86%
12 Months	26.23%	7.42%

32 Overlapping Holdings

Symbol	Grade	Weight in SFLR	Weight in PFIX	Overlap
AEE	A	0.14%	0.14%	0.14%
AVGO	D	1.69%	3.86%	1.69%
BAC	A	0.83%	1.73%	0.83%
CAG	D	0.09%	0.09%	0.09%
CMCSA	B	0.52%	1.29%	0.52%
CMS	C	0.24%	0.12%	0.12%
COP	C	0.31%	1.01%	0.31%
CPB	D	0.28%	0.06%	0.06%
CSCO	B	0.84%	1.48%	0.84%
CVX	A	0.51%	2.06%	0.51%
DRI	B	0.14%	0.14%	0.14%
DTE	C	0.24%	0.17%	0.17%
ES	D	0.3%	0.15%	0.15%
ETR	B	0.31%	0.14%	0.14%
EVRG	A	0.15%	0.07%	0.07%
HBAN	A	0.29%	0.13%	0.13%
HSY	F	0.2%	0.22%	0.2%
JNJ	D	1.12%	2.83%	1.12%
JPM	A	1.62%	3.9%	1.62%
LMT	D	0.51%	0.82%	0.51%
LNT	A	0.2%	0.08%	0.08%
MS	A	0.34%	0.81%	0.34%
NUE	C	0.08%	0.32%	0.08%
PFG	D	0.15%	0.14%	0.14%
PG	A	1.02%	2.82%	1.02%
QCOM	F	0.4%	1.27%	0.4%
RF	A	0.45%	0.12%	0.12%
RSG	A	0.35%	0.28%	0.28%
TROW	B	0.12%	0.17%	0.12%
TXN	C	0.68%	1.13%	0.68%
VLO	C	0.17%	0.36%	0.17%
XOM	B	1.01%	3.19%	1.01%

SFLR Overweight 185 Positions Relative to PFIX

Symbol	Grade	Weight
NVDA	C	6.95%
AAPL	C	6.66%
MSFT	F	6.36%
AMZN	C	3.98%
META	D	2.64%
GOOGL	C	2.09%
TSLA	B	1.87%
GOOG	C	1.85%
UNH	C	1.54%
LLY	F	1.49%
BRK.A	B	1.4%
V	A	1.18%
HD	A	1.09%
COST	B	1.07%
MA	C	1.04%
WMT	A	0.95%
KO	D	0.92%
MCD	D	0.76%
CRM	B	0.71%
ORCL	B	0.71%
ABBV	D	0.7%
GS	A	0.69%
T	A	0.62%
LIN	D	0.61%
GE	D	0.6%
ABT	B	0.57%
IBM	C	0.57%
INTU	C	0.56%
LOW	D	0.56%
PEP	F	0.56%
ADBE	C	0.55%
ISRG	A	0.52%
MMM	D	0.52%
TMUS	B	0.52%
MRO	B	0.5%
CTAS	B	0.49%
TMO	F	0.49%
UNP	C	0.48%
KMI	A	0.47%
AXP	A	0.45%
TT	A	0.45%
AMD	F	0.44%
MRK	F	0.42%
DHR	F	0.42%
TDG	D	0.41%
KKR	A	0.39%
AMGN	D	0.39%
HIG	B	0.38%
WM	A	0.38%
DIS	B	0.37%
BKNG	A	0.37%
CFG	B	0.36%
PRU	A	0.35%
DOV	A	0.34%
BX	A	0.34%
PLTR	B	0.33%
LRCX	F	0.33%
URI	B	0.32%
VRTX	F	0.31%
UBER	D	0.3%
AMT	D	0.3%
WAB	B	0.29%
BRO	B	0.29%
INVH	D	0.28%
NDAQ	A	0.27%
COR	B	0.27%
L	A	0.27%
BXP	D	0.26%
HCA	F	0.26%
PPL	B	0.26%
AME	A	0.26%
DE	A	0.26%
CI	F	0.26%
BR	A	0.26%
DOC	D	0.26%
ROST	C	0.25%
CSL	C	0.25%
ED	D	0.25%
PYPL	B	0.25%
LEN	D	0.24%
GM	B	0.24%
SPOT	B	0.23%
TGT	F	0.23%
FDX	B	0.23%
TTD	B	0.23%
HEI	B	0.22%
MAA	B	0.22%
MRVL	B	0.22%
APO	B	0.22%
ACGL	D	0.22%
ESS	B	0.22%
WRB	A	0.22%
FCX	D	0.21%
MU	D	0.21%
CHD	B	0.21%
CRWD	B	0.21%
NKE	D	0.21%
MKL	A	0.2%
DOW	F	0.2%
SBAC	D	0.19%
ON	D	0.19%
LYB	F	0.18%
LNG	B	0.18%
REGN	F	0.18%
SNOW	C	0.18%
WDAY	B	0.17%
ZM	B	0.17%
IBKR	A	0.17%
CNP	B	0.16%
EL	F	0.16%
DASH	A	0.16%
SUI	D	0.16%
ARES	A	0.16%
MELI	D	0.16%
K	A	0.16%
LYV	A	0.16%
EXPE	B	0.15%
SQ	B	0.15%
ZBH	C	0.14%
EXPD	D	0.14%
SSNC	B	0.14%
CDW	F	0.14%
IEX	B	0.14%
PPG	F	0.13%
GEHC	F	0.13%
HEI	B	0.13%
VEEV	C	0.13%
LUV	C	0.13%
VRT	B	0.12%
ZS	C	0.12%
RBLX	C	0.12%
MSTR	C	0.12%
F	C	0.12%
RPRX	D	0.12%
DKNG	B	0.11%
DDOG	A	0.11%
TER	D	0.11%
LII	A	0.11%
SNAP	C	0.1%
ZBRA	B	0.1%
DAL	C	0.1%
FCNCA	A	0.1%
TRU	D	0.1%
ALNY	D	0.1%
TRMB	B	0.09%
NET	B	0.09%
TW	A	0.09%
HUBB	B	0.09%
GEV	B	0.09%
HUM	C	0.09%
DELL	C	0.09%
COIN	C	0.09%
FDS	B	0.09%
ILMN	D	0.08%
OWL	A	0.08%
MGM	D	0.08%
ENTG	D	0.08%
TEAM	A	0.07%
CVNA	B	0.07%
HUBS	A	0.07%
AVTR	F	0.07%
BSY	D	0.06%
LPLA	A	0.06%
SIRI	C	0.06%
DOX	D	0.06%
BLDR	D	0.05%
CPNG	D	0.05%
IOT	A	0.05%
OXY	D	0.05%
PINS	D	0.04%
OKTA	C	0.04%
ENPH	F	0.04%
JBL	B	0.04%
CE	F	0.04%
MDB	C	0.04%
CELH	F	0.03%
RKT	F	0.03%
AGR	B	0.02%
SCCO	F	0.02%
GFS	C	0.02%
WMG	C	0.02%
MRNA	F	0.0%
SMCI	F	0.0%
BMRN	D	0.0%
DXCM	D	0.0%

SFLR Underweight 76 Positions Relative to PFIX

Symbol	Grade	Weight
TM	D	-1.97%
NVS	D	-1.56%
VZ	C	-1.26%
HSBH	B	-1.23%
PLD	D	-0.91%
BLK	C	-0.87%
TD	F	-0.83%
ETN	A	-0.82%
UPS	C	-0.81%
ADP	B	-0.79%
C	A	-0.77%
MDLZ	F	-0.76%
CVS	D	-0.76%
MMC	B	-0.75%
GILD	C	-0.66%
SO	D	-0.55%
GD	F	-0.46%
USB	A	-0.45%
HMC	F	-0.45%
PSX	C	-0.45%
STLA	F	-0.43%
PNC	B	-0.43%
NSC	B	-0.42%
PCAR	B	-0.42%
TRV	B	-0.38%
APD	A	-0.37%
AIG	B	-0.34%
SRE	A	-0.33%
MET	A	-0.32%
OKE	A	-0.31%
AEP	D	-0.31%
PAYX	C	-0.3%
BK	A	-0.29%
JCI	C	-0.29%
LHX	C	-0.29%
CMI	A	-0.28%
GIS	D	-0.28%
EXC	C	-0.27%
KR	B	-0.26%
E	F	-0.26%
XEL	A	-0.25%
PEG	A	-0.23%
FANG	D	-0.23%
DFS	B	-0.22%
ADM	D	-0.22%
VICI	C	-0.22%
BCS	C	-0.22%
AVB	B	-0.19%
EIX	B	-0.19%
WEC	A	-0.18%
STT	A	-0.16%
FITB	A	-0.16%
MTB	A	-0.15%
GPC	D	-0.14%
GRMN	B	-0.13%
OMC	C	-0.13%
HPE	B	-0.13%
SWKS	F	-0.12%
SYF	B	-0.12%
HST	C	-0.11%
NTRS	A	-0.11%
VTRS	A	-0.11%
ATO	A	-0.11%
CINF	A	-0.11%
FNF	B	-0.1%
SNA	A	-0.1%
CCEP	C	-0.1%
PKG	A	-0.1%
BBY	D	-0.1%
IP	B	-0.09%
AMCR	D	-0.09%
EG	C	-0.09%
NI	A	-0.08%
MOS	F	-0.07%
CHRW	C	-0.06%
FRO	F	-0.02%