SDY vs. HSMV ETF Comparison

Comparison of SPDR S&P Dividend ETF (SDY) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

SDY

SPDR S&P Dividend ETF

SDY Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index. In seeking to track the performance of the S&P High Yield Dividend Aristocrats Index, the fund employs a sampling strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is designed to measure the performance of the highest dividend yielding S&P Composite 1500Â® Index constituents that have followed a managed-dividends policy of consistently increasing dividends every year for at least 20 consecutive years. It is non-diversified.

Grade (RS Rating)

Last Trade

$141.28

Average Daily Volume

183,276

Number of Holdings ^*

132

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.09

Average Daily Volume

1,340

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

Performance

Period	SDY	HSMV
30 Days	-0.10%	3.72%
60 Days	0.89%	5.02%
90 Days	2.77%	5.82%
12 Months	22.19%	26.13%

28 Overlapping Holdings

Symbol	Grade	Weight in SDY	Weight in HSMV	Overlap
ABM	B	0.19%	0.36%	0.19%
ATR	B	0.56%	2.09%	0.56%
AVA	A	0.17%	0.76%	0.17%
AWR	B	0.18%	0.72%	0.18%
BKH	A	0.25%	0.9%	0.25%
CASY	A	0.28%	0.26%	0.26%
CBSH	B	0.46%	0.83%	0.46%
CPK	A	0.17%	0.67%	0.17%
CSL	C	0.42%	0.33%	0.33%
CWT	C	0.18%	0.51%	0.18%
DCI	B	0.52%	1.33%	0.52%
FELE	B	0.24%	0.56%	0.24%
FLO	D	0.25%	1.17%	0.25%
GGG	B	0.63%	1.06%	0.63%
LANC	C	0.2%	0.46%	0.2%
LECO	C	0.66%	0.34%	0.34%
MSA	F	0.4%	0.8%	0.4%
NFG	A	0.31%	1.18%	0.31%
NJR	A	0.28%	1.24%	0.28%
NNN	C	0.45%	1.01%	0.45%
OGS	A	0.25%	0.72%	0.25%
ORI	A	0.52%	1.76%	0.52%
PB	B	0.44%	0.45%	0.44%
RGLD	C	0.51%	0.34%	0.34%
RLI	A	0.4%	1.42%	0.4%
RNR	C	0.27%	0.67%	0.27%
RPM	A	0.79%	0.68%	0.68%
SEIC	B	0.42%	1.89%	0.42%

SDY Overweight 104 Positions Relative to HSMV

Symbol	Grade	Weight
CVX	A	2.34%
O	C	2.21%
KVUE	A	1.81%
XEL	A	1.78%
EIX	B	1.74%
WEC	A	1.72%
KMB	C	1.68%
XOM	B	1.61%
ADM	D	1.51%
MDT	D	1.48%
TGT	F	1.48%
SO	C	1.48%
TROW	B	1.46%
PEP	F	1.45%
JNJ	C	1.43%
ED	C	1.42%
IBM	C	1.42%
ABBV	F	1.36%
SYY	D	1.32%
TXN	C	1.31%
CINF	A	1.29%
ES	C	1.28%
KO	D	1.23%
CLX	A	1.22%
GPC	D	1.21%
ITW	B	1.2%
APD	A	1.2%
ATO	A	1.18%
FAST	B	1.17%
PG	C	1.16%
EMR	B	1.13%
MCD	D	1.11%
NEE	C	1.11%
BBY	D	1.09%
ESS	B	1.08%
ADP	A	1.03%
LMT	D	1.0%
PPG	F	0.98%
QCOM	F	0.97%
CAH	B	0.97%
MKC	C	0.96%
ABT	B	0.96%
MCHP	F	0.96%
LHX	C	0.96%
CL	D	0.9%
LNT	A	0.88%
GD	D	0.88%
AFL	B	0.88%
AMCR	C	0.85%
EVRG	A	0.84%
LOW	C	0.84%
SWK	D	0.81%
NKE	F	0.78%
CHRW	B	0.76%
WM	B	0.75%
NUE	C	0.74%
BDX	F	0.73%
NOC	D	0.72%
ADI	D	0.72%
CAT	B	0.71%
SJM	D	0.69%
ALB	B	0.69%
CB	C	0.61%
NDSN	B	0.6%
RSG	A	0.59%
CHD	A	0.58%
DOV	A	0.58%
AOS	F	0.57%
JKHY	D	0.57%
EXPD	C	0.55%
WTRG	B	0.54%
LIN	C	0.54%
TTC	C	0.51%
WMT	A	0.51%
PNR	A	0.5%
HRL	D	0.49%
FDS	B	0.48%
FRT	B	0.48%
CFR	B	0.44%
ERIE	D	0.42%
GWW	B	0.42%
ECL	D	0.42%
CTAS	B	0.39%
BEN	C	0.38%
SHW	B	0.38%
SPGI	C	0.36%
BMI	B	0.33%
UBSI	B	0.32%
UGI	C	0.3%
UMBF	B	0.3%
WRB	A	0.29%
SON	F	0.29%
OZK	B	0.28%
ROP	B	0.27%
BRO	B	0.26%
FUL	F	0.24%
SR	A	0.23%
PII	F	0.23%
PRGO	C	0.22%
CBU	B	0.2%
BRC	D	0.18%
WST	C	0.12%
SJW	F	0.1%
SCL	C	0.1%

SDY Underweight 119 Positions Relative to HSMV

Symbol	Grade	Weight
DTM	A	-2.06%
IDA	A	-1.65%
INGR	C	-1.65%
OGE	A	-1.59%
POST	C	-1.56%
CTRE	C	-1.54%
MSGS	A	-1.4%
ADC	A	-1.34%
CACI	D	-1.29%
FHI	B	-1.26%
AMH	C	-1.24%
AM	A	-1.21%
CHE	D	-1.16%
NWE	B	-1.13%
OHI	C	-1.08%
AFG	A	-1.08%
POR	C	-1.07%
GNTX	C	-0.99%
GLPI	C	-0.99%
NYT	D	-0.95%
EHC	B	-0.9%
MMS	F	-0.89%
FCPT	C	-0.86%
DLB	B	-0.85%
ELS	C	-0.81%
EPR	C	-0.79%
PRI	B	-0.78%
IDCC	B	-0.77%
LSTR	D	-0.76%
PBH	A	-0.76%
EFC	C	-0.76%
KBR	F	-0.75%
PECO	A	-0.74%
LOPE	C	-0.74%
ENSG	C	-0.73%
SF	B	-0.72%
SLGN	A	-0.68%
CW	C	-0.67%
RGA	A	-0.67%
AGO	B	-0.67%
ESNT	F	-0.67%
JHG	B	-0.66%
EPRT	B	-0.65%
MDU	D	-0.64%
AMG	B	-0.63%
CDP	C	-0.63%
EGP	D	-0.63%
SCI	B	-0.62%
PRGS	A	-0.58%
ACM	B	-0.57%
GATX	A	-0.56%
CHH	A	-0.56%
MTG	C	-0.55%
SBRA	C	-0.55%
COLM	C	-0.55%
NMIH	C	-0.55%
RS	B	-0.54%
BCPC	B	-0.53%
FLS	B	-0.52%
FNF	B	-0.51%
EPC	F	-0.49%
AVT	C	-0.49%
FCN	F	-0.49%
BRX	A	-0.48%
BWXT	B	-0.48%
MUSA	B	-0.47%
JEF	A	-0.46%
PFGC	B	-0.45%
FR	D	-0.45%
CHDN	B	-0.45%
ARW	D	-0.45%
CNO	B	-0.44%
MSM	C	-0.44%
LAMR	C	-0.43%
ENR	B	-0.43%
RYN	D	-0.42%
BLKB	B	-0.41%
RDN	D	-0.4%
FAF	A	-0.4%
FNB	A	-0.38%
ITT	A	-0.38%
CLH	C	-0.38%
EXEL	B	-0.38%
ASH	F	-0.36%
GPK	C	-0.36%
BJ	A	-0.36%
COOP	B	-0.35%
G	B	-0.35%
IOSP	C	-0.35%
SAIC	F	-0.35%
LXP	D	-0.34%
EVR	B	-0.34%
JAZZ	B	-0.33%
MAN	F	-0.32%
KEX	B	-0.31%
AGCO	D	-0.31%
JJSF	C	-0.31%
ONB	C	-0.31%
R	B	-0.3%
KFY	B	-0.29%
MTN	C	-0.29%
ALV	C	-0.29%
MIDD	C	-0.28%
EVTC	B	-0.28%
OSK	C	-0.28%
ORA	B	-0.27%
PLXS	B	-0.27%
LII	A	-0.26%
HRB	D	-0.26%
FSS	B	-0.24%
LFUS	D	-0.24%
CUBE	C	-0.24%
AIN	C	-0.24%
IRT	A	-0.23%
HXL	F	-0.22%
CRI	F	-0.21%
REXR	F	-0.2%
PCH	F	-0.19%
NSA	C	-0.13%