SAEF vs. FNK ETF Comparison

Comparison of Schwab Ariel ESG ETF (SAEF) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.25

Average Daily Volume

3,601

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.00

Average Daily Volume

10,897

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	SAEF	FNK
30 Days	0.44%	-0.73%
60 Days	7.53%	3.60%
90 Days	10.89%	6.89%
12 Months	30.73%	24.96%

11 Overlapping Holdings

Symbol	Grade	Weight in SAEF	Weight in FNK	Overlap
ADTN	C	1.45%	0.53%	0.53%
BWA	C	1.08%	0.59%	0.59%
DNB	D	1.2%	0.35%	0.35%
FAF	B	2.05%	0.33%	0.33%
JLL	B	1.93%	0.18%	0.18%
LFUS	C	1.69%	0.14%	0.14%
MAT	C	1.57%	0.16%	0.16%
MIDD	D	1.06%	0.32%	0.32%
NVST	D	0.53%	0.16%	0.16%
PARA	F	0.61%	0.14%	0.14%
REYN	C	0.91%	0.31%	0.31%

SAEF Overweight 45 Positions Relative to FNK

Symbol	Grade	Weight
OSW	C	4.31%
BCO	A	3.61%
LIND	D	3.51%
NCLH	C	3.48%
NVT	D	3.04%
KKR	C	2.85%
GS	D	2.5%
ZBRA	C	2.43%
REZI	F	2.32%
FICO	C	2.29%
GNRC	B	2.24%
PBH	D	2.18%
NTRS	C	2.17%
GNTX	F	1.97%
CRL	F	1.93%
MTB	C	1.83%
CBRE	A	1.77%
MSI	A	1.64%
KN	D	1.63%
KMT	C	1.61%
KEYS	C	1.59%
ATGE	C	1.56%
AXTA	C	1.48%
ZBH	F	1.41%
ST	F	1.41%
MANU	F	1.39%
MSGS	B	1.27%
AFL	A	1.27%
IPG	C	1.25%
SNA	B	1.2%
SSD	C	1.19%
MAS	A	1.15%
BRC	C	1.11%
KMX	D	1.04%
PGR	C	0.99%
PDCO	F	0.99%
MSGE	B	0.97%
KFY	C	0.96%
HCKT	C	0.94%
LESL	F	0.94%
BIO	B	0.93%
MHK	B	0.83%
SJM	B	0.75%
SRCL	B	0.75%
PHIN	D	0.26%

SAEF Underweight 212 Positions Relative to FNK

Symbol	Grade	Weight
MHO	A	-0.97%
GPI	C	-0.89%
TMHC	B	-0.88%
MTH	B	-0.88%
RUSHA	C	-0.87%
KBH	C	-0.87%
JXN	B	-0.85%
LAD	B	-0.84%
MTG	B	-0.83%
RNR	A	-0.82%
HOG	C	-0.8%
RDN	D	-0.79%
AMG	C	-0.79%
ESNT	C	-0.79%
ASO	D	-0.79%
FMC	B	-0.77%
LBRDK	C	-0.77%
FYBR	C	-0.76%
SIG	C	-0.76%
TAP	D	-0.75%
BTU	B	-0.74%
ESGR	D	-0.73%
AGO	D	-0.73%
COLB	C	-0.72%
VLY	C	-0.72%
UHS	D	-0.72%
SEB	D	-0.71%
KRC	C	-0.71%
CNXC	F	-0.7%
LBRT	F	-0.7%
THC	C	-0.7%
BCC	B	-0.69%
DAR	F	-0.69%
NOG	D	-0.69%
SM	F	-0.68%
CHK	C	-0.68%
AGCO	D	-0.67%
G	A	-0.67%
TPH	B	-0.67%
PNW	A	-0.66%
R	C	-0.66%
AL	D	-0.66%
WTM	D	-0.66%
TEX	F	-0.66%
OGS	A	-0.65%
BYD	C	-0.65%
EVRG	B	-0.65%
PVH	F	-0.64%
NFG	A	-0.63%
GMS	D	-0.63%
BKH	B	-0.63%
COOP	C	-0.63%
CADE	D	-0.63%
UNM	A	-0.63%
HP	F	-0.63%
AN	B	-0.62%
POR	B	-0.62%
CVI	F	-0.61%
ARW	C	-0.61%
MOS	F	-0.61%
DXC	D	-0.61%
OVV	F	-0.61%
NOV	F	-0.61%
MTDR	F	-0.61%
MDU	C	-0.61%
DINO	F	-0.6%
MUR	F	-0.6%
WBS	D	-0.6%
MATX	B	-0.59%
MGY	C	-0.58%
AVT	B	-0.57%
PTEN	F	-0.57%
LNC	D	-0.57%
WAL	C	-0.57%
OZK	F	-0.57%
ABG	D	-0.56%
GL	C	-0.55%
CLF	D	-0.54%
CUZ	C	-0.54%
CMC	C	-0.54%
MLI	B	-0.53%
LEA	F	-0.53%
OGN	D	-0.53%
PNFP	D	-0.52%
OSK	F	-0.52%
NI	A	-0.5%
URBN	F	-0.5%
UFPI	B	-0.49%
ALLY	F	-0.48%
PBF	F	-0.48%
OGE	A	-0.48%
BERY	C	-0.48%
APA	F	-0.48%
BC	C	-0.47%
EWBC	D	-0.47%
NRG	A	-0.47%
WTFC	C	-0.46%
EMN	B	-0.46%
ONB	D	-0.46%
THO	C	-0.46%
AXS	A	-0.46%
UTHR	B	-0.46%
PAG	D	-0.45%
SON	D	-0.45%
AGNC	C	-0.45%
HII	D	-0.45%
CHRD	F	-0.45%
KNX	C	-0.44%
PII	D	-0.44%
WCC	C	-0.44%
JAZZ	F	-0.43%
ALK	B	-0.43%
FNB	D	-0.43%
TKR	B	-0.43%
SANM	D	-0.43%
CZR	C	-0.43%
OMF	D	-0.42%
NXST	D	-0.42%
AEO	C	-0.42%
WU	D	-0.41%
VAL	F	-0.41%
FHN	D	-0.41%
ASH	F	-0.39%
RRC	D	-0.39%
OLN	D	-0.39%
DDS	D	-0.36%
UMBF	C	-0.36%
SSB	C	-0.36%
LPX	A	-0.36%
IPGP	D	-0.35%
ATKR	F	-0.35%
ABCB	C	-0.35%
GAP	F	-0.35%
SLGN	A	-0.34%
SAIC	B	-0.33%
CMA	C	-0.33%
PB	D	-0.33%
M	F	-0.33%
LNT	A	-0.33%
AIZ	A	-0.33%
HOMB	D	-0.32%
ORI	A	-0.32%
IAC	C	-0.32%
UBSI	D	-0.32%
BOKF	D	-0.32%
BBWI	F	-0.32%
NJR	C	-0.31%
IDA	B	-0.31%
DTM	A	-0.31%
AYI	A	-0.31%
SEIC	B	-0.3%
GT	F	-0.3%
UGI	C	-0.3%
ASGN	D	-0.3%
HWC	D	-0.3%
ZION	D	-0.3%
RYN	C	-0.3%
SNX	C	-0.29%
PRGO	F	-0.29%
SWX	C	-0.29%
SLM	C	-0.29%
WHR	C	-0.28%
DKS	D	-0.28%
COLM	B	-0.28%
WTRG	D	-0.28%
ENS	C	-0.27%
CROX	C	-0.27%
HGV	F	-0.26%
BECN	F	-0.26%
SKX	C	-0.25%
RIG	F	-0.24%
CAR	D	-0.23%
AMKR	F	-0.22%
VNO	B	-0.21%
SKY	A	-0.19%
CCK	A	-0.18%
HLI	B	-0.17%
JEF	B	-0.17%
HSIC	C	-0.16%
IP	B	-0.16%
BPOP	D	-0.16%
CACI	A	-0.16%
BXMT	C	-0.16%
IVZ	C	-0.16%
PCH	C	-0.16%
USFD	C	-0.16%
TFX	B	-0.16%
MMS	A	-0.15%
FUL	F	-0.15%
SUM	D	-0.15%
RHI	D	-0.15%
RGA	C	-0.15%
EHC	B	-0.15%
VOYA	A	-0.15%
SNV	D	-0.15%
AFG	B	-0.15%
AVNT	B	-0.15%
NEOG	D	-0.15%
CRUS	D	-0.14%
SIGI	D	-0.14%
LSTR	D	-0.14%
SEM	D	-0.14%
BHF	F	-0.14%
SEE	B	-0.14%
GXO	D	-0.14%
KEX	C	-0.14%
BJ	D	-0.13%
LANC	F	-0.13%
CACC	F	-0.13%
KWR	D	-0.13%
AR	C	-0.12%
AAP	F	-0.09%