RZV vs. MGMT ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Value ETF (RZV) to Ballast Small/Mid Cap ETF (MGMT)

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$116.76

Average Daily Volume

5,836

Number of Holdings ^*

132

* may have additional holdings in another (foreign) market

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$43.78

Average Daily Volume

12,246

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	RZV	MGMT
30 Days	9.68%	15.23%
60 Days	7.27%	14.37%
90 Days	7.54%	16.31%
12 Months	27.92%	27.93%

2 Overlapping Holdings

	Symbol	Grade	Weight in RZV	Weight in MGMT	Overlap
	GEO	B	1.49%	2.22%	1.49%
	PHIN	A	2.17%	3.41%	2.17%

RZV Overweight 130 Positions Relative to MGMT

Symbol	Grade	Weight
LUMN	C	2.11%
CRGY	B	2.08%
FDP	B	1.99%
JBLU	F	1.86%
BFH	B	1.86%
UNFI	A	1.85%
SATS	D	1.84%
BHE	B	1.8%
WKC	D	1.75%
JXN	C	1.71%
GDOT	D	1.67%
GBX	A	1.51%
DXPE	B	1.47%
MD	B	1.46%
NATL	B	1.46%
SCSC	B	1.43%
GNW	A	1.38%
EZPW	A	1.35%
HTZ	C	1.34%
CWK	B	1.32%
SNEX	B	1.23%
HZO	D	1.13%
ADNT	F	1.11%
SANM	B	1.1%
FL	F	1.1%
REZI	A	1.03%
NVRI	F	1.02%
KELYA	F	1.0%
AHCO	F	0.95%
KSS	F	0.87%
CENX	B	0.87%
KALU	C	0.86%
PRA	C	0.85%
SBH	C	0.85%
CHEF	A	0.83%
VYX	B	0.82%
WWW	B	0.81%
SXC	A	0.79%
SAH	A	0.79%
ABM	B	0.78%
UFCS	B	0.78%
SPTN	D	0.77%
TILE	B	0.74%
XRX	F	0.72%
MPW	F	0.71%
PAHC	C	0.7%
PENN	C	0.7%
DLX	B	0.69%
ALK	C	0.69%
STC	B	0.68%
AXL	C	0.66%
ASIX	A	0.66%
VSCO	B	0.66%
AAP	C	0.66%
HOPE	B	0.65%
PRAA	C	0.64%
ALGT	B	0.64%
DNOW	B	0.62%
SFNC	B	0.62%
HSII	B	0.62%
CAL	D	0.61%
NWL	B	0.61%
MODG	F	0.61%
OI	C	0.61%
GIII	D	0.6%
SLG	B	0.59%
MCY	A	0.59%
TGNA	B	0.59%
VTOL	B	0.58%
SCVL	F	0.58%
BDN	C	0.57%
EGBN	B	0.56%
TTMI	B	0.56%
AOSL	C	0.56%
HBI	B	0.55%
PEB	D	0.53%
MATV	D	0.52%
BGS	F	0.51%
CMA	A	0.51%
RUN	F	0.51%
LNC	B	0.5%
DAN	D	0.5%
UVV	B	0.49%
SNDR	B	0.49%
VSTO	A	0.48%
DCOM	A	0.48%
NBR	C	0.46%
IBTX	B	0.46%
VBTX	B	0.46%
JBGS	D	0.45%
BANC	A	0.45%
VIRT	B	0.45%
DXC	B	0.43%
SEM	B	0.42%
ASTE	B	0.42%
HAFC	A	0.42%
ODP	F	0.42%
VFC	C	0.42%
MDU	D	0.41%
PFS	B	0.41%
HCSG	C	0.39%
RNST	B	0.39%
HUBG	A	0.37%
HFWA	B	0.37%
NAVI	C	0.37%
ECPG	B	0.37%
PUMP	B	0.37%
NTCT	C	0.37%
HPP	F	0.36%
BRKL	B	0.36%
OMI	F	0.36%
BKU	A	0.35%
PSMT	C	0.33%
WERN	C	0.33%
WNC	C	0.32%
SMP	B	0.32%
MLKN	D	0.31%
PPBI	B	0.29%
LEG	F	0.28%
CNSL	C	0.26%
PDCO	D	0.26%
AVNS	F	0.26%
TALO	C	0.26%
RC	D	0.23%
HAIN	C	0.2%
FLGT	F	0.2%
THS	D	0.19%
VSAT	F	0.19%
TWI	F	0.17%
SVC	F	0.15%

RZV Underweight 42 Positions Relative to MGMT

Symbol	Grade	Weight
NRP	B	-5.38%
AGM	C	-3.65%
CVCO	A	-3.49%
IGIC	B	-3.36%
EXP	A	-2.96%
CEIX	A	-2.89%
TPB	B	-2.75%
MTG	C	-2.69%
AZZ	B	-2.66%
CBNK	B	-2.64%
BELFB	C	-2.51%
CASS	B	-2.36%
LSTR	D	-2.14%
IMXI	B	-2.11%
PATK	D	-2.03%
TDC	D	-1.98%
BLCO	D	-1.96%
LII	A	-1.94%
ECVT	C	-1.87%
G	B	-1.58%
BCO	D	-1.54%
EPR	D	-1.53%
BWA	D	-1.5%
RCMT	C	-1.46%
KOS	F	-1.38%
KN	B	-1.28%
CMPO	A	-1.25%
TRIP	F	-1.23%
GSM	D	-1.22%
IPGP	D	-1.13%
EPSN	B	-1.12%
IMKTA	C	-1.06%
BIOX	F	-1.05%
IRMD	C	-1.03%
EXTR	B	-1.02%
GPRE	F	-0.97%
CRMT	C	-0.96%
NTIC	C	-0.9%
DOX	D	-0.9%
TKR	D	-0.89%
UFPT	B	-0.89%
RMNI	C	-0.41%