ROUS vs. FXO ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to First Trust Financials AlphaDEX (FXO)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$51.54

Average Daily Volume

23,056

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$51.74

Average Daily Volume

59,392

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	FXO
30 Days	2.63%	4.74%
60 Days	4.95%	6.12%
90 Days	6.74%	12.81%
12 Months	27.03%	35.95%

38 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in FXO	Overlap
ACGL	C	0.28%	1.71%	0.28%
AFL	C	0.33%	1.14%	0.33%
AIG	D	0.02%	1.18%	0.02%
AIZ	B	0.08%	0.69%	0.08%
ALL	B	0.14%	1.39%	0.14%
AXS	B	0.35%	1.02%	0.35%
BAC	D	0.1%	0.58%	0.1%
BK	B	0.45%	0.69%	0.45%
BPOP	C	0.15%	1.31%	0.15%
BRK.A	C	0.73%	1.74%	0.73%
C	C	0.3%	0.85%	0.3%
CB	B	0.35%	1.06%	0.35%
CBOE	C	0.1%	0.37%	0.1%
CINF	B	0.48%	1.79%	0.48%
CRBG	D	0.22%	0.89%	0.22%
EG	C	0.28%	1.56%	0.28%
FHN	D	0.02%	0.92%	0.02%
FITB	B	0.16%	0.67%	0.16%
HBAN	B	0.2%	1.29%	0.2%
JHG	B	0.06%	1.67%	0.06%
JPM	D	0.73%	0.3%	0.3%
L	C	0.1%	1.25%	0.1%
LNC	D	0.05%	1.13%	0.05%
MKL	C	0.3%	1.53%	0.3%
MTB	B	0.5%	1.31%	0.5%
MTG	B	0.14%	1.79%	0.14%
ORI	B	0.3%	0.67%	0.3%
PGR	B	0.23%	1.88%	0.23%
PNC	B	0.19%	0.68%	0.19%
RF	B	0.24%	0.65%	0.24%
RGA	C	0.14%	0.31%	0.14%
RNR	C	0.16%	1.78%	0.16%
STT	A	0.23%	1.05%	0.23%
TRV	C	0.37%	0.34%	0.34%
UNM	B	0.33%	1.27%	0.33%
USB	B	0.12%	0.66%	0.12%
WFC	D	0.16%	0.52%	0.16%
WTM	D	0.27%	1.48%	0.27%

ROUS Overweight 307 Positions Relative to FXO

Symbol	Grade	Weight
AAPL	C	1.25%
JNJ	C	1.24%
MSFT	C	1.19%
GOOGL	D	1.16%
WMT	C	1.08%
UNH	C	1.06%
NTAP	D	1.04%
MRK	D	1.04%
HPQ	D	1.02%
ABBV	C	1.02%
LLY	C	0.94%
VZ	B	0.9%
T	C	0.9%
IBM	B	0.88%
NVDA	D	0.85%
KR	C	0.83%
HD	B	0.79%
XOM	C	0.79%
MSI	B	0.77%
DELL	D	0.77%
META	B	0.75%
CSCO	C	0.75%
CTSH	C	0.74%
HPE	D	0.72%
EA	D	0.71%
PG	C	0.7%
CVLT	B	0.7%
TMUS	C	0.68%
MUSA	D	0.68%
AVT	C	0.68%
GILD	B	0.67%
TXN	C	0.65%
HUM	F	0.64%
AVGO	C	0.64%
MO	C	0.6%
ELV	C	0.59%
TEL	D	0.59%
EOG	D	0.58%
COST	B	0.58%
ORCL	C	0.58%
FICO	B	0.57%
QCOM	D	0.55%
HRB	C	0.55%
IT	B	0.55%
APH	D	0.53%
SHW	B	0.52%
CL	D	0.52%
GWW	B	0.52%
FOXA	B	0.5%
GLW	C	0.5%
AMZN	C	0.49%
CVS	D	0.49%
MCK	F	0.48%
VLO	F	0.47%
NRG	C	0.46%
CRUS	D	0.45%
ACN	C	0.45%
GDDY	C	0.45%
FAST	C	0.44%
NSIT	D	0.44%
ACI	F	0.43%
CTAS	B	0.43%
KMB	D	0.43%
JNPR	B	0.42%
TER	D	0.42%
LMT	C	0.42%
AMGN	B	0.42%
CDW	D	0.42%
CMI	C	0.41%
DBX	D	0.4%
NXPI	F	0.4%
RPM	B	0.4%
V	C	0.39%
MA	B	0.39%
UTHR	C	0.39%
BBY	C	0.39%
GPC	D	0.38%
FDX	C	0.37%
RS	D	0.37%
VRTX	D	0.37%
VRSN	D	0.37%
INCY	C	0.37%
ALSN	B	0.37%
FFIV	B	0.37%
NYT	C	0.36%
SW	B	0.36%
ORLY	C	0.36%
CHRW	B	0.36%
PM	C	0.35%
TSCO	C	0.35%
RMD	C	0.35%
CMCSA	D	0.35%
EBAY	B	0.35%
VICI	C	0.35%
SANM	D	0.33%
KLAC	D	0.33%
VNT	F	0.32%
PHM	B	0.32%
MLI	A	0.32%
DUK	C	0.32%
ETR	B	0.32%
AZO	D	0.32%
EME	B	0.32%
LOW	B	0.31%
WM	D	0.31%
YUM	D	0.31%
PEP	C	0.31%
HSY	C	0.31%
BMI	A	0.31%
AMAT	D	0.3%
ANET	B	0.3%
TJX	B	0.29%
LNG	C	0.29%
SYY	D	0.28%
GRMN	D	0.28%
CDNS	D	0.28%
MPC	F	0.28%
CI	C	0.28%
DGX	B	0.28%
OGN	D	0.28%
PCAR	D	0.27%
ED	C	0.27%
MAS	B	0.27%
SO	B	0.27%
OTIS	C	0.27%
GPI	B	0.26%
SNX	D	0.26%
KEYS	C	0.26%
AEP	C	0.26%
GPK	B	0.26%
CASY	D	0.26%
MCHP	F	0.26%
ALKS	C	0.26%
REGN	C	0.26%
XEL	B	0.26%
CACI	B	0.25%
RHI	D	0.25%
STLD	F	0.25%
NFG	B	0.25%
ITW	C	0.25%
BMY	C	0.25%
DTE	C	0.25%
DKS	D	0.24%
LSTR	D	0.24%
PRU	C	0.24%
WSM	D	0.24%
MANH	B	0.24%
PEG	B	0.24%
NVR	B	0.23%
SON	C	0.23%
LOPE	D	0.23%
DCI	C	0.23%
HCA	B	0.23%
EXEL	C	0.23%
DLB	D	0.23%
DHI	B	0.23%
SYF	C	0.23%
AN	D	0.22%
SNA	C	0.21%
LYB	D	0.21%
ARW	C	0.21%
FLO	C	0.21%
PKG	B	0.21%
TT	B	0.21%
IRM	C	0.2%
ECL	B	0.2%
RDN	C	0.2%
BKNG	C	0.2%
R	A	0.2%
ROP	C	0.2%
RSG	D	0.2%
SKX	D	0.19%
KD	D	0.19%
ADBE	F	0.19%
MDT	C	0.19%
DY	B	0.19%
PPL	C	0.19%
VRSK	D	0.19%
FE	C	0.19%
CVX	D	0.19%
ADC	C	0.18%
PPG	D	0.18%
AIT	A	0.18%
LRCX	F	0.18%
CAT	B	0.18%
BAH	C	0.18%
AYI	B	0.18%
WSO	C	0.18%
SWKS	D	0.18%
CAH	C	0.17%
FCN	D	0.17%
OC	D	0.17%
STX	C	0.17%
GIS	B	0.17%
ASGN	D	0.17%
SNPS	D	0.17%
MMM	B	0.16%
O	C	0.16%
UFPI	C	0.16%
CBT	B	0.16%
MCD	B	0.15%
ROL	C	0.15%
LAMR	B	0.14%
EQR	B	0.14%
JBL	D	0.14%
WEC	C	0.14%
BSX	B	0.14%
OMC	B	0.14%
ABT	C	0.14%
EIX	C	0.13%
CMC	D	0.13%
MTD	D	0.13%
AVB	B	0.13%
CNC	D	0.13%
POR	C	0.13%
DOV	B	0.13%
AEE	C	0.13%
COKE	C	0.13%
CHE	C	0.13%
FLEX	C	0.12%
TGT	C	0.12%
FANG	D	0.12%
LII	B	0.12%
BLDR	C	0.12%
RL	C	0.12%
PSTG	F	0.12%
PANW	D	0.12%
KO	C	0.11%
DVN	F	0.11%
INTU	C	0.11%
AMCR	B	0.11%
VST	C	0.1%
CHRD	F	0.1%
NEE	C	0.1%
FSS	D	0.1%
ADI	C	0.1%
SFM	B	0.1%
LDOS	B	0.1%
NNN	C	0.09%
HUBB	B	0.09%
NOC	B	0.09%
EXC	C	0.09%
GLPI	C	0.09%
BJ	D	0.09%
MMS	C	0.09%
WELL	C	0.09%
PSA	B	0.08%
OGE	C	0.08%
INGR	B	0.08%
COP	D	0.08%
VMI	D	0.08%
UMBF	B	0.08%
SPSC	D	0.07%
SRE	C	0.07%
KNF	B	0.07%
APPF	D	0.07%
ATR	B	0.07%
GD	B	0.07%
ACIW	B	0.07%
FTNT	C	0.06%
GWRE	A	0.06%
SPG	B	0.06%
NOW	B	0.05%
CCI	C	0.05%
ANF	D	0.05%
NXST	D	0.05%
D	C	0.05%
BR	D	0.05%
BCO	B	0.05%
CSWI	B	0.05%
HON	D	0.05%
AKAM	D	0.05%
PTC	D	0.05%
IP	B	0.04%
ADM	D	0.04%
LFUS	C	0.04%
AWI	B	0.04%
EPRT	B	0.04%
ITCI	D	0.04%
ADSK	C	0.04%
MOG.A	B	0.04%
LIN	B	0.03%
JCI	B	0.03%
COF	B	0.03%
NWSA	D	0.03%
CF	C	0.03%
FELE	C	0.03%
AOS	D	0.02%
SIRI	C	0.02%
WPC	C	0.02%
AAON	B	0.02%
PAYX	C	0.02%
SEE	D	0.02%
CHTR	D	0.02%
SYK	C	0.02%
ITRI	C	0.02%
EHC	C	0.02%
VTR	C	0.02%
MSA	D	0.02%
SLGN	B	0.02%
OHI	B	0.02%
PSX	F	0.02%
AVY	C	0.01%
ONB	C	0.01%
MPWR	C	0.01%
CIEN	C	0.01%
MTH	A	0.01%

ROUS Underweight 63 Positions Relative to FXO

Symbol	Grade	Weight
JEF	B	-1.81%
KKR	B	-1.79%
NU	B	-1.77%
AMG	C	-1.68%
GS	C	-1.64%
AGO	C	-1.57%
GL	C	-1.49%
APO	C	-1.49%
TROW	D	-1.43%
COLB	B	-1.42%
BRO	C	-1.37%
RYAN	D	-1.31%
ALLY	F	-1.3%
TPG	B	-1.23%
SEIC	C	-1.23%
FNB	C	-1.2%
WBS	D	-1.2%
MS	D	-1.19%
WAL	B	-1.18%
LPLA	D	-1.16%
OZK	D	-1.16%
EQH	C	-1.15%
OMF	D	-1.09%
AJG	D	-1.08%
HIG	B	-1.08%
CMA	B	-1.05%
BEN	F	-1.05%
TW	B	-1.03%
FCNCA	D	-1.02%
CNA	C	-1.02%
AGNC	B	-1.01%
EWBC	D	-1.0%
ZION	D	-0.98%
AMP	A	-0.96%
OWL	C	-0.91%
VIRT	C	-0.83%
FAF	B	-0.72%
PB	B	-0.7%
PNFP	B	-0.69%
HLI	B	-0.67%
CFG	C	-0.66%
BOKF	B	-0.66%
FHB	D	-0.65%
ARES	B	-0.64%
WTFC	B	-0.62%
SLM	D	-0.6%
COIN	F	-0.44%
UWMC	D	-0.38%
FNF	B	-0.36%
BX	B	-0.35%
KEY	B	-0.34%
MCO	B	-0.34%
MMC	C	-0.33%
WRB	C	-0.33%
XP	D	-0.32%
VOYA	B	-0.32%
AFG	B	-0.32%
SNV	C	-0.32%
MORN	C	-0.31%
NTRS	A	-0.31%
CFR	C	-0.31%
STWD	B	-0.31%
SCHW	D	-0.25%