ROE vs. FTC ETF Comparison

Comparison of Astoria US Quality Kings ETF (ROE) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

ROE

Astoria US Quality Kings ETF

ROE Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing, under normal circumstances, at least 80% of its net assets (plus the amount of any borrowings for investment purposes) in common stock principally traded in the U.S. The fund seeks to invest in companies that exhibit robust quality characteristics across sectors, with attractive valuations and dividend paying potential, as determined by the fund"s sub-adviser.

Grade (RS Rating)

Last Trade

$31.62

Average Daily Volume

13,522

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$145.10

Average Daily Volume

33,478

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	ROE	FTC
30 Days	2.42%	7.51%
60 Days	4.07%	11.70%
90 Days	4.15%	14.95%
12 Months	31.37%	40.92%

48 Overlapping Holdings

Symbol	Grade	Weight in ROE	Weight in FTC	Overlap
A	D	0.86%	0.14%	0.14%
AAPL	C	0.98%	0.33%	0.33%
ALL	A	1.03%	0.86%	0.86%
AMP	A	1.2%	0.8%	0.8%
ANET	C	0.94%	0.67%	0.67%
APH	A	1.04%	0.37%	0.37%
APO	B	1.28%	0.64%	0.64%
APP	B	2.26%	1.81%	1.81%
CAT	B	0.98%	0.66%	0.66%
CL	D	0.9%	0.43%	0.43%
CSL	C	0.98%	0.49%	0.49%
DOV	A	1.02%	0.35%	0.35%
EME	A	1.14%	0.96%	0.96%
FSLR	F	0.77%	0.65%	0.65%
GEN	B	1.06%	0.73%	0.73%
GOOGL	C	1.05%	0.17%	0.17%
GWW	B	1.11%	0.55%	0.55%
IBM	C	0.93%	0.63%	0.63%
ITW	B	1.02%	0.17%	0.17%
KLAC	F	0.79%	0.13%	0.13%
KMB	C	0.95%	0.15%	0.15%
LLY	F	0.78%	0.3%	0.3%
LYV	A	1.21%	0.79%	0.79%
META	D	0.97%	0.67%	0.67%
MO	A	1.08%	0.36%	0.36%
MPWR	F	0.64%	0.21%	0.21%
MSI	B	1.08%	0.73%	0.73%
NFLX	A	1.16%	0.57%	0.57%
NRG	B	1.03%	0.84%	0.84%
NTAP	C	0.96%	0.47%	0.47%
NVDA	B	1.14%	0.81%	0.81%
ORCL	A	1.1%	0.73%	0.73%
PANW	B	1.1%	0.38%	0.38%
PGR	A	0.99%	0.85%	0.85%
PM	B	1.07%	0.7%	0.7%
QCOM	F	0.96%	0.16%	0.16%
RMD	C	0.95%	0.63%	0.63%
ROST	D	0.91%	0.32%	0.32%
SBAC	D	0.91%	0.15%	0.15%
SPG	A	1.05%	0.35%	0.35%
THC	D	0.91%	0.82%	0.82%
TJX	A	1.0%	0.5%	0.5%
TMUS	B	1.15%	0.77%	0.77%
URI	C	1.03%	0.87%	0.87%
VICI	C	0.94%	0.31%	0.31%
VST	A	1.27%	0.97%	0.97%
WSM	C	0.86%	0.28%	0.28%
ZTS	D	0.89%	0.14%	0.14%

ROE Overweight 51 Positions Relative to FTC

Symbol	Grade	Weight
SYF	B	1.27%
MCK	A	1.25%
CHTR	C	1.17%
ETR	B	1.13%
V	A	1.11%
RPM	A	1.08%
TRV	B	1.08%
TROW	B	1.07%
CSCO	B	1.07%
CAH	B	1.06%
WRB	A	1.05%
EOG	A	1.05%
COR	B	1.05%
DPZ	C	1.02%
HD	B	1.02%
ACN	B	1.02%
CMCSA	B	1.02%
AFL	B	1.01%
JBL	C	1.01%
LOW	C	1.01%
VLO	C	1.0%
TXN	C	0.99%
CTSH	B	0.99%
HIG	B	0.99%
YUM	D	0.98%
TGT	F	0.98%
SYY	D	0.98%
CB	C	0.97%
MSFT	D	0.95%
EG	C	0.95%
JNJ	C	0.94%
OMC	C	0.94%
ON	D	0.93%
ADBE	C	0.93%
VZ	C	0.93%
NXPI	D	0.92%
EBAY	D	0.92%
DVN	F	0.92%
LMT	D	0.9%
GEHC	D	0.88%
PHM	D	0.88%
AMAT	F	0.85%
ABBV	F	0.84%
LRCX	F	0.83%
MCHP	F	0.83%
SWKS	F	0.83%
DHI	F	0.82%
MRK	D	0.82%
CDW	F	0.78%
TER	F	0.78%
CE	F	0.54%

ROE Underweight 138 Positions Relative to FTC

Symbol	Grade	Weight
PLTR	B	-1.32%
AXON	A	-1.26%
CVNA	B	-1.15%
RCL	A	-1.09%
TRGP	A	-1.08%
EXPE	B	-1.03%
VRT	B	-1.01%
DASH	B	-1.01%
FICO	B	-1.0%
GS	A	-0.99%
GDDY	A	-0.98%
KKR	A	-0.96%
HWM	A	-0.94%
HOOD	B	-0.92%
UTHR	C	-0.9%
BK	A	-0.9%
WAB	B	-0.9%
PWR	A	-0.9%
AXP	A	-0.89%
CCL	A	-0.88%
TT	A	-0.88%
HEI	A	-0.88%
CPNG	D	-0.86%
BURL	B	-0.85%
VTR	B	-0.82%
GRMN	B	-0.8%
IRM	C	-0.79%
RBLX	C	-0.79%
FCNCA	A	-0.78%
FI	A	-0.78%
NTRS	A	-0.78%
NOW	A	-0.77%
JPM	A	-0.76%
TPL	A	-0.75%
PH	A	-0.74%
ACGL	C	-0.74%
CEG	C	-0.72%
PCG	A	-0.71%
HCA	F	-0.71%
BSX	A	-0.7%
CTAS	B	-0.7%
BRO	B	-0.7%
COST	A	-0.69%
SHW	B	-0.68%
LII	A	-0.68%
AVGO	D	-0.66%
PEG	A	-0.65%
ERIE	D	-0.63%
GE	D	-0.63%
BAH	F	-0.63%
ALNY	D	-0.62%
FTNT	C	-0.59%
NEE	C	-0.59%
TDG	D	-0.59%
BKNG	A	-0.57%
TTD	B	-0.56%
DECK	A	-0.54%
CASY	A	-0.53%
HLT	A	-0.53%
ISRG	A	-0.53%
WSO	A	-0.52%
NDAQ	A	-0.52%
COIN	C	-0.52%
AJG	A	-0.51%
WELL	A	-0.51%
TYL	B	-0.51%
BR	A	-0.51%
HUBB	B	-0.5%
MCO	B	-0.49%
BRK.A	B	-0.49%
SPGI	C	-0.48%
MANH	D	-0.48%
SO	C	-0.47%
LVS	B	-0.47%
ECL	D	-0.47%
ICE	C	-0.47%
UBER	F	-0.46%
TSCO	D	-0.46%
VLTO	C	-0.45%
XYL	D	-0.44%
PSA	C	-0.44%
EFX	F	-0.43%
WMB	A	-0.41%
AMT	C	-0.41%
TSLA	B	-0.4%
CPAY	A	-0.39%
DELL	B	-0.38%
MAR	A	-0.38%
AMZN	C	-0.38%
ADSK	A	-0.37%
ARES	A	-0.36%
ETN	A	-0.36%
RSG	A	-0.35%
IR	B	-0.35%
IT	C	-0.35%
ORLY	B	-0.35%
MCD	D	-0.33%
ROL	B	-0.33%
MMC	B	-0.33%
AZO	C	-0.33%
MSTR	B	-0.32%
OTIS	C	-0.32%
CBOE	C	-0.32%
AMGN	F	-0.31%
RIVN	F	-0.31%
BLD	D	-0.3%
EXR	C	-0.3%
KO	D	-0.29%
O	C	-0.29%
LPLA	A	-0.22%
CRM	B	-0.2%
CRWD	B	-0.2%
FAST	B	-0.19%
PAYX	B	-0.18%
AON	A	-0.18%
ADP	A	-0.18%
MKL	A	-0.18%
DLR	B	-0.18%
WDAY	B	-0.18%
GPN	B	-0.18%
ESS	B	-0.17%
CHD	A	-0.17%
MSCI	C	-0.17%
CMG	B	-0.17%
VRTX	D	-0.17%
WAT	C	-0.17%
DKNG	B	-0.17%
MA	B	-0.17%
SYK	B	-0.17%
WM	B	-0.17%
MU	D	-0.16%
PG	C	-0.16%
EQIX	A	-0.16%
AVB	B	-0.16%
GLPI	C	-0.15%
LIN	C	-0.15%
CCI	C	-0.14%
MTD	F	-0.13%