PSCF vs. FTXO ETF Comparison

Comparison of PowerShares S&P SmallCap Financials Portfolio (PSCF) to First Trust Nasdaq Bank ETF (FTXO)

PSCF

PowerShares S&P SmallCap Financials Portfolio

PSCF Description

The PowerShares S&P SmallCap Financials Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Financials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US financial services companies. These companies are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$60.79

Average Daily Volume

3,470

Number of Holdings ^*

162

* may have additional holdings in another (foreign) market

FTXO

First Trust Nasdaq Bank ETF

FTXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq US Smart Banks Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depository receipts that comprise the underlying index. The index is designed to provide exposure to U.S. companies comprising the banking sector that have been selected based upon their liquidity and weighted based upon their cumulative score on three investing factors: volatility, value and growth. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.83

Average Daily Volume

46,050

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	PSCF	FTXO
30 Days	9.08%	13.90%
60 Days	8.95%	19.71%
90 Days	11.04%	19.45%
12 Months	44.90%	64.59%

14 Overlapping Holdings

Symbol	Grade	Weight in PSCF	Weight in FTXO	Overlap
ABCB	B	1.18%	0.71%	0.71%
AX	A	1.14%	0.51%	0.51%
BANF	B	0.63%	0.51%	0.51%
BKU	A	0.79%	0.52%	0.52%
CATY	B	0.98%	0.59%	0.59%
CBU	B	0.95%	0.49%	0.49%
FBP	B	0.89%	0.43%	0.43%
FFBC	A	0.73%	0.48%	0.48%
FULT	A	1.0%	0.52%	0.52%
PRK	B	0.73%	0.48%	0.48%
SFBS	B	1.24%	0.51%	0.51%
TBBK	B	0.71%	0.47%	0.47%
WAFD	B	0.78%	0.43%	0.43%
WSFS	A	0.89%	0.49%	0.49%

PSCF Overweight 148 Positions Relative to FTXO

Symbol	Grade	Weight
CMA	A	2.39%
JXN	C	1.98%
COOP	B	1.62%
LNC	B	1.58%
EPRT	B	1.51%
PIPR	B	1.39%
MC	C	1.37%
RDN	C	1.36%
CTRE	D	1.33%
SLG	B	1.28%
PECO	A	1.25%
AGO	B	1.18%
MAC	B	1.09%
STEP	B	1.07%
BGC	C	1.03%
UCB	A	1.02%
SKT	B	1.02%
AUB	B	1.0%
PJT	A	0.98%
APLE	B	0.91%
FHB	A	0.91%
WD	D	0.9%
HIW	D	0.88%
APAM	B	0.85%
HASI	D	0.83%
CWK	B	0.83%
GNW	A	0.83%
BXMT	C	0.81%
SFNC	B	0.8%
DEI	B	0.8%
INDB	B	0.8%
BOH	B	0.8%
CVBF	A	0.78%
NMIH	D	0.78%
IIPR	D	0.76%
BFH	B	0.76%
VIRT	B	0.75%
GSHD	A	0.75%
UE	C	0.73%
PFS	B	0.73%
ABR	C	0.72%
SNEX	B	0.72%
CNS	B	0.71%
LXP	D	0.71%
PLMR	B	0.71%
PPBI	B	0.7%
PAYO	A	0.69%
ENVA	B	0.69%
MPW	F	0.68%
AKR	B	0.68%
FCPT	C	0.68%
BANR	B	0.66%
SBCF	A	0.65%
OUT	A	0.64%
RNST	B	0.62%
NBTB	B	0.61%
TRMK	B	0.61%
IBTX	B	0.6%
ROIC	A	0.58%
EVTC	B	0.58%
BANC	A	0.58%
TFIN	A	0.57%
NATL	B	0.56%
SHO	C	0.54%
PRG	C	0.53%
STC	B	0.53%
OFG	B	0.53%
CASH	A	0.52%
FBK	B	0.51%
MCY	A	0.51%
JOE	F	0.5%
CHCO	B	0.5%
FCF	A	0.5%
LKFN	B	0.49%
NWBI	B	0.49%
FBNC	A	0.49%
DRH	B	0.48%
NBHC	B	0.48%
TRUP	B	0.46%
HMN	B	0.44%
HOPE	B	0.43%
LTC	B	0.43%
VBTX	B	0.42%
DFIN	D	0.42%
CUBI	C	0.42%
STBA	B	0.42%
VRTS	B	0.41%
GTY	B	0.41%
WABC	B	0.4%
HTH	B	0.39%
PEB	D	0.39%
XHR	B	0.39%
GNL	F	0.38%
SPNT	A	0.38%
VRE	B	0.38%
ALEX	C	0.37%
ELME	D	0.37%
WT	B	0.36%
UNIT	B	0.36%
JBGS	D	0.35%
BHLB	B	0.34%
EIG	B	0.34%
SAFT	C	0.33%
KW	B	0.33%
AAT	B	0.33%
RC	D	0.31%
NAVI	C	0.31%
DCOM	A	0.31%
PMT	D	0.3%
ARI	C	0.3%
PFBC	B	0.3%
ECPG	B	0.3%
DEA	D	0.3%
BRKL	B	0.29%
CSR	B	0.29%
AMSF	B	0.29%
EXPI	C	0.29%
EFC	C	0.28%
SBSI	B	0.27%
FBRT	C	0.27%
NXRT	B	0.26%
HCI	C	0.25%
TMP	B	0.25%
MMI	B	0.25%
HFWA	B	0.24%
PRAA	C	0.24%
RWT	D	0.24%
PRA	C	0.23%
EGBN	B	0.23%
BDN	C	0.23%
CFFN	B	0.22%
CPF	A	0.22%
BSIG	A	0.21%
HAFC	A	0.2%
AHH	D	0.19%
INN	D	0.18%
TRST	A	0.18%
KREF	D	0.17%
GDOT	D	0.16%
EZPW	A	0.16%
WSR	A	0.16%
AMBC	C	0.15%
HPP	F	0.14%
UHT	D	0.14%
UFCS	B	0.14%
SVC	F	0.12%
BFS	C	0.12%
WRLD	C	0.1%

PSCF Underweight 36 Positions Relative to FTXO

Symbol	Grade	Weight
WFC	A	-8.79%
BAC	A	-7.89%
C	A	-7.61%
USB	A	-7.5%
JPM	A	-7.48%
MTB	A	-4.33%
FCNCA	A	-3.89%
PNC	B	-3.85%
CFG	B	-3.74%
HBAN	A	-3.72%
FITB	A	-3.48%
RF	A	-3.32%
KEY	B	-2.54%
WBS	A	-1.98%
FHN	A	-1.91%
EWBC	A	-1.64%
PB	A	-1.48%
PNFP	B	-1.33%
WAL	B	-1.19%
WTFC	A	-1.13%
ZION	B	-1.13%
COLB	A	-1.12%
SSB	B	-1.12%
ONB	B	-1.06%
BOKF	B	-1.05%
SNV	B	-1.03%
OZK	B	-0.99%
UBSI	B	-0.95%
BPOP	B	-0.91%
CFR	B	-0.82%
HOMB	A	-0.78%
HWC	B	-0.76%
UMBF	B	-0.68%
CBSH	A	-0.61%
IBOC	A	-0.51%
FFIN	B	-0.49%