NUGO vs. FTC ETF Comparison

Comparison of Nuveen Growth Opportunities ETF (NUGO) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

NUGO

Nuveen Growth Opportunities ETF

NUGO Description

Nuveen Growth Opportunities ETF is an exchange traded fund launched and managed by Nuveen Fund Advisors, LLC. The fund is co-managed by Nuveen Asset Management, LLC. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of companies across diversified market capitalization. Nuveen Growth Opportunities ETF was formed on September 27, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$32.06

Average Daily Volume

101,465

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$130.63

Average Daily Volume

31,158

Number of Holdings ^*

185

* may have additional holdings in another (foreign) market

Performance

Period	NUGO	FTC
30 Days	-0.16%	2.69%
60 Days	6.89%	10.56%
90 Days	-3.20%	6.18%
12 Months	42.02%	38.36%

28 Overlapping Holdings

Symbol	Grade	Weight in NUGO	Weight in FTC	Overlap
AAPL	C	10.82%	0.36%	0.36%
AMZN	C	9.27%	0.66%	0.66%
ANET	A	1.49%	0.91%	0.91%
AVGO	C	4.73%	0.72%	0.72%
BKNG	C	1.31%	0.9%	0.9%
CMG	C	1.22%	0.77%	0.77%
COST	C	2.61%	0.88%	0.88%
CRWD	D	0.58%	0.63%	0.58%
DKNG	D	0.74%	0.36%	0.36%
ETN	C	0.87%	0.71%	0.71%
GOOGL	B	4.28%	0.76%	0.76%
HEI	A	0.54%	0.98%	0.54%
INTU	F	0.85%	0.46%	0.46%
ISRG	A	1.53%	0.73%	0.73%
LIN	B	0.95%	0.18%	0.18%
LLY	D	4.69%	0.82%	0.82%
LRCX	D	1.31%	0.52%	0.52%
MA	A	3.97%	0.18%	0.18%
META	A	6.55%	0.95%	0.95%
MSFT	D	12.2%	0.47%	0.47%
NFLX	A	1.4%	0.71%	0.71%
NOW	C	1.79%	0.55%	0.55%
NVDA	C	12.97%	0.83%	0.83%
PANW	D	0.69%	0.67%	0.67%
PTC	D	0.76%	0.16%	0.16%
SNPS	F	1.03%	0.42%	0.42%
TTD	C	0.86%	0.38%	0.38%
UBER	C	0.28%	0.7%	0.28%

NUGO Overweight 12 Positions Relative to FTC

Symbol	Grade	Weight
NVO	F	1.57%
CTVA	A	1.46%
CARR	A	0.98%
ELV	F	0.69%
SBUX	B	0.68%
ZTS	C	0.62%
DXCM	F	0.6%
AZN	D	0.52%
UNH	B	0.43%
EMR	B	0.41%
SHOP	C	0.14%
EPAM	F	0.1%

NUGO Underweight 157 Positions Relative to FTC

Symbol	Grade	Weight
VST	A	-1.15%
IRM	A	-1.1%
HWM	A	-1.08%
CEG	B	-1.08%
KKR	A	-1.06%
BK	C	-1.01%
ERIE	A	-1.0%
GE	C	-0.98%
TT	A	-0.98%
PWR	B	-0.98%
WAB	A	-0.97%
VRT	B	-0.96%
LII	C	-0.95%
RCL	C	-0.94%
GDDY	D	-0.94%
FCNCA	D	-0.92%
MMM	C	-0.91%
APO	A	-0.9%
TJX	C	-0.9%
GRMN	D	-0.9%
HLT	A	-0.9%
STX	B	-0.89%
BAH	A	-0.89%
JPM	D	-0.88%
FICO	A	-0.87%
URI	C	-0.85%
DECK	B	-0.83%
ORCL	B	-0.81%
CAT	A	-0.79%
NTAP	C	-0.79%
MSI	A	-0.78%
BRO	A	-0.77%
CSL	A	-0.74%
TDG	A	-0.74%
AJG	D	-0.73%
IR	A	-0.73%
BSX	A	-0.73%
DAL	C	-0.73%
PLTR	B	-0.72%
CL	D	-0.72%
ECL	B	-0.72%
NTRS	C	-0.72%
MAR	B	-0.71%
NTNX	C	-0.71%
AMGN	D	-0.7%
LPLA	C	-0.7%
ROST	C	-0.7%
RSG	D	-0.69%
VRTX	D	-0.67%
CCL	C	-0.67%
PSTG	F	-0.65%
APH	D	-0.65%
KLAC	B	-0.64%
PHM	A	-0.64%
PH	A	-0.62%
AMAT	B	-0.59%
PM	C	-0.59%
ARES	A	-0.58%
EXPE	B	-0.58%
TYL	C	-0.57%
CTAS	B	-0.57%
LYV	A	-0.57%
TMUS	A	-0.57%
FSLR	C	-0.56%
MANH	C	-0.56%
DPZ	D	-0.56%
MCO	D	-0.55%
MPWR	B	-0.55%
WSO	C	-0.53%
BR	B	-0.53%
AZO	D	-0.53%
ORLY	A	-0.53%
OTIS	A	-0.53%
DLR	C	-0.52%
WMB	A	-0.52%
MMC	D	-0.52%
PINS	D	-0.5%
ROL	B	-0.5%
XYL	C	-0.49%
PCAR	D	-0.47%
WM	B	-0.47%
NXPI	F	-0.45%
AXON	A	-0.45%
CDNS	D	-0.44%
MGM	C	-0.44%
RIVN	F	-0.43%
IBM	B	-0.43%
NVR	A	-0.43%
DDOG	C	-0.43%
WELL	C	-0.41%
HUBB	A	-0.4%
PPL	A	-0.4%
FI	A	-0.4%
ADP	A	-0.39%
GWW	A	-0.39%
PODD	C	-0.39%
SO	A	-0.39%
MO	D	-0.38%
KO	C	-0.38%
ALNY	C	-0.38%
IT	C	-0.38%
AVB	C	-0.37%
STE	D	-0.37%
MTD	B	-0.36%
SYK	C	-0.36%
CRM	B	-0.36%
ESS	C	-0.36%
EA	D	-0.35%
PG	C	-0.35%
MLM	D	-0.34%
CHD	C	-0.34%
AMD	D	-0.34%
ADI	C	-0.34%
HON	C	-0.33%
INVH	D	-0.33%
VRSK	D	-0.33%
ROP	C	-0.33%
SNAP	D	-0.32%
ADBE	F	-0.31%
ZS	F	-0.3%
OKTA	F	-0.27%
SMCI	F	-0.25%
TRU	A	-0.23%
MAS	A	-0.21%
SHW	B	-0.21%
DASH	B	-0.21%
RMD	C	-0.2%
RPM	A	-0.19%
SPGI	C	-0.19%
LVS	B	-0.19%
HD	A	-0.19%
CPAY	A	-0.19%
AON	A	-0.19%
TXN	C	-0.18%
ADSK	B	-0.18%
DRI	C	-0.18%
SPG	A	-0.18%
PAYX	A	-0.18%
VMC	D	-0.17%
HST	D	-0.17%
MRVL	C	-0.17%
AMH	D	-0.17%
PEP	D	-0.17%
AME	D	-0.17%
V	C	-0.17%
CPRT	B	-0.16%
ROK	C	-0.16%
TTWO	F	-0.16%
NET	D	-0.16%
STZ	B	-0.16%
SLB	D	-0.15%
HUBS	D	-0.15%
NBIX	F	-0.14%
ENTG	C	-0.14%
BA	F	-0.14%
LW	D	-0.13%
EW	F	-0.12%