IYF vs. FNY ETF Comparison

Comparison of iShares U.S. Financial ETF (IYF) to First Trust Mid Cap Growth AlphaDEX (FNY)

IYF

iShares U.S. Financial ETF

IYF Description

The investment seeks to track the investment results of an index composed of U.S. equities in the financial sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Financials Index (the "underlying index"), which measures the performance of the financial sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$117.67

Average Daily Volume

280,997

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	IYF	FNY
30 Days	7.20%	9.26%
60 Days	12.04%	10.03%
90 Days	14.06%	12.45%
12 Months	49.08%	43.71%

17 Overlapping Holdings

Symbol	Grade	Weight in IYF	Weight in FNY	Overlap
AGNC	C	0.12%	0.26%	0.12%
CBSH	B	0.14%	0.34%	0.14%
CFR	B	0.14%	0.35%	0.14%
EWBC	A	0.24%	0.71%	0.24%
HLI	A	0.16%	0.66%	0.16%
IBKR	A	0.32%	0.74%	0.32%
KNSL	B	0.17%	0.28%	0.17%
MKTX	D	0.16%	0.3%	0.16%
MORN	B	0.15%	0.15%	0.15%
OWL	A	0.19%	0.17%	0.17%
PRI	B	0.18%	0.48%	0.18%
RLI	A	0.12%	0.32%	0.12%
RYAN	A	0.13%	0.45%	0.13%
SOFI	B	0.24%	1.0%	0.24%
TPG	A	0.1%	0.65%	0.1%
TW	A	0.25%	0.45%	0.25%
WTM	A	0.09%	0.32%	0.09%

IYF Overweight 118 Positions Relative to FNY

Symbol	Grade	Weight
BRK.A	B	11.69%
JPM	A	9.82%
BAC	A	4.69%
WFC	A	4.36%
GS	A	3.13%
SPGI	C	2.63%
MS	A	2.6%
BLK	B	2.59%
PGR	A	2.5%
C	A	2.2%
BX	A	2.14%
SCHW	B	2.01%
CB	C	1.95%
MMC	B	1.83%
KKR	A	1.69%
ICE	C	1.48%
APO	B	1.43%
PNC	B	1.38%
CME	B	1.35%
USB	A	1.3%
MCO	B	1.25%
AON	A	1.24%
AJG	A	1.07%
AFL	B	1.04%
TFC	A	1.04%
COIN	C	1.01%
TRV	B	1.0%
BK	A	0.97%
AMP	A	0.94%
ALL	A	0.86%
MET	A	0.82%
AIG	B	0.82%
PRU	A	0.77%
MSCI	C	0.76%
DFS	B	0.74%
ACGL	C	0.61%
MTB	A	0.6%
HIG	B	0.58%
FITB	B	0.54%
NDAQ	A	0.54%
WTW	B	0.53%
RJF	A	0.51%
ARES	A	0.51%
STT	B	0.48%
FCNCA	A	0.45%
BR	A	0.45%
TROW	B	0.44%
BRO	B	0.44%
HBAN	A	0.43%
RF	A	0.41%
CINF	A	0.39%
LPLA	A	0.39%
MKL	A	0.37%
NTRS	A	0.36%
HOOD	B	0.36%
CFG	B	0.35%
CBOE	C	0.35%
PFG	D	0.33%
FDS	B	0.31%
KEY	B	0.3%
WRB	A	0.3%
EG	C	0.27%
L	A	0.26%
RGA	A	0.26%
FNF	B	0.25%
JEF	A	0.22%
RNR	C	0.22%
UNM	A	0.21%
SF	B	0.2%
EQH	C	0.2%
CG	B	0.19%
FHN	A	0.19%
AIZ	A	0.19%
WBS	A	0.18%
EVR	B	0.18%
ALLY	C	0.17%
GL	C	0.17%
NLY	C	0.17%
AFG	A	0.17%
PNFP	B	0.16%
ORI	A	0.16%
WAL	B	0.16%
WTFC	A	0.15%
VOYA	B	0.14%
SNV	C	0.14%
CMA	B	0.14%
ZION	B	0.14%
SEIC	B	0.13%
AXS	A	0.12%
BPOP	C	0.12%
PB	B	0.12%
MTG	C	0.11%
BEN	C	0.11%
COLB	B	0.11%
OMF	A	0.11%
FAF	A	0.11%
IVZ	B	0.11%
RITM	C	0.1%
THG	A	0.1%
AMG	B	0.1%
JHG	B	0.1%
STWD	C	0.1%
FNB	A	0.1%
LAZ	B	0.1%
OZK	B	0.09%
SLM	A	0.09%
KMPR	A	0.08%
AGO	B	0.08%
LNC	C	0.07%
BHF	C	0.06%
FHB	B	0.06%
CACC	D	0.05%
VIRT	A	0.05%
BOKF	B	0.04%
RKT	F	0.03%
CNA	C	0.02%
UWMC	D	0.01%
TFSL	A	0.01%

IYF Underweight 197 Positions Relative to FNY

Symbol	Grade	Weight
AFRM	A	-1.08%
SFM	A	-0.91%
AX	B	-0.9%
ALSN	B	-0.87%
QTWO	A	-0.86%
NTRA	A	-0.86%
PIPR	A	-0.84%
FIX	A	-0.82%
SFBS	C	-0.82%
CORT	B	-0.81%
RDNT	B	-0.81%
CRS	B	-0.8%
TOST	B	-0.8%
FOUR	A	-0.8%
HLNE	B	-0.8%
KTB	B	-0.79%
CSWI	B	-0.79%
ITRI	C	-0.77%
DUOL	A	-0.77%
KNF	B	-0.76%
ACIW	B	-0.76%
COHR	B	-0.76%
CW	C	-0.76%
MOG.A	B	-0.76%
CVLT	B	-0.76%
EXEL	B	-0.75%
IOT	A	-0.73%
ENSG	C	-0.71%
LTH	C	-0.7%
DY	D	-0.7%
AAON	B	-0.69%
AIT	B	-0.68%
DVA	C	-0.68%
MOD	A	-0.67%
EXLS	B	-0.66%
PEGA	B	-0.66%
HIMS	B	-0.65%
GMED	A	-0.65%
COKE	C	-0.65%
PSN	D	-0.64%
TXRH	B	-0.63%
CACI	D	-0.63%
FFIN	B	-0.63%
PODD	C	-0.63%
CRVL	B	-0.62%
TTEK	F	-0.62%
SLG	B	-0.62%
FRPT	A	-0.62%
RL	C	-0.61%
MMSI	A	-0.6%
GWRE	A	-0.6%
ATI	C	-0.6%
ITGR	B	-0.59%
AUR	C	-0.59%
KEX	B	-0.59%
EXP	B	-0.59%
ADC	A	-0.58%
ANF	F	-0.58%
ITT	A	-0.58%
EHC	B	-0.58%
BOOT	C	-0.57%
TKO	A	-0.57%
AVAV	C	-0.56%
BCO	F	-0.56%
CRDO	B	-0.56%
BFAM	D	-0.55%
FSS	B	-0.55%
CBT	D	-0.55%
BMI	B	-0.55%
EPRT	B	-0.55%
DOCU	B	-0.54%
HRB	D	-0.54%
NCLH	B	-0.54%
PLNT	A	-0.51%
BRBR	A	-0.51%
AYI	B	-0.5%
KAI	B	-0.5%
IBOC	B	-0.5%
SMG	C	-0.49%
FLS	B	-0.49%
LNTH	D	-0.49%
BWXT	B	-0.49%
AWI	A	-0.49%
HOMB	A	-0.48%
ONB	C	-0.48%
WHD	B	-0.47%
S	B	-0.47%
IBP	D	-0.47%
PI	D	-0.46%
FFIV	B	-0.46%
SCI	B	-0.46%
ZETA	D	-0.46%
HASI	D	-0.45%
AXSM	B	-0.44%
BOX	B	-0.44%
CNS	B	-0.44%
CLH	C	-0.43%
BDC	C	-0.43%
DT	D	-0.42%
AZEK	A	-0.42%
WWD	C	-0.42%
HALO	F	-0.42%
DKS	D	-0.41%
OHI	C	-0.41%
SBRA	C	-0.41%
NYT	D	-0.4%
WYNN	C	-0.4%
ALLE	C	-0.4%
INSM	C	-0.39%
OLLI	D	-0.39%
RNA	C	-0.38%
DTM	A	-0.37%
VRNS	D	-0.37%
CRUS	D	-0.35%
INSP	D	-0.35%
PCTY	C	-0.34%
RVMD	C	-0.34%
MTCH	D	-0.34%
ESAB	C	-0.33%
GME	C	-0.33%
WING	D	-0.33%
RARE	F	-0.33%
ITCI	C	-0.32%
CWST	A	-0.31%
AXTA	B	-0.31%
RUN	F	-0.31%
BRX	A	-0.3%
GKOS	B	-0.3%
MSGS	A	-0.3%
BCPC	B	-0.29%
KRG	B	-0.29%
REG	A	-0.29%
EEFT	B	-0.29%
CHDN	B	-0.29%
AES	F	-0.29%
TMDX	F	-0.29%
ORA	B	-0.29%
IRT	A	-0.29%
RHP	B	-0.29%
DBX	B	-0.29%
ATR	B	-0.29%
BLKB	B	-0.28%
BPMC	B	-0.28%
CTRE	C	-0.28%
CROX	D	-0.28%
LAMR	C	-0.27%
GPK	C	-0.27%
GAP	C	-0.27%
CPT	B	-0.27%
CUBE	C	-0.26%
EXPO	D	-0.24%
FCN	F	-0.24%
AOS	F	-0.23%
VRRM	F	-0.23%
FND	D	-0.23%
CLSK	C	-0.2%
PAYC	B	-0.19%
GTLS	A	-0.19%
LYFT	C	-0.19%
GH	B	-0.18%
MASI	B	-0.17%
DAY	B	-0.17%
KD	B	-0.17%
MARA	B	-0.16%
CHH	A	-0.16%
TRMB	B	-0.16%
LOPE	C	-0.16%
GATX	A	-0.16%
NTNX	B	-0.16%
AM	A	-0.15%
ESI	B	-0.15%
DCI	B	-0.15%
RGLD	C	-0.15%
CRNX	C	-0.15%
MAIN	A	-0.15%
RBC	A	-0.15%
GOLF	B	-0.15%
IPAR	B	-0.14%
ROIV	C	-0.14%
APPF	B	-0.14%
NEU	D	-0.14%
UDR	B	-0.14%
CNM	D	-0.14%
H	B	-0.14%
LNW	F	-0.14%
NNN	C	-0.13%
ELAN	D	-0.13%
CHE	D	-0.13%
EGP	D	-0.13%
MEDP	D	-0.13%
SSD	F	-0.13%
FR	D	-0.13%
TECH	F	-0.12%
U	C	-0.11%
TDW	F	-0.1%
BRKR	D	-0.1%
LCID	F	-0.09%