IQSU vs. LKOR ETF Comparison

Comparison of IQ Candriam ESG US Equity ETF (IQSU) to FlexShares Credit-Scored US Long Corporate Bond Index Fund (LKOR)

IQSU

IQ Candriam ESG US Equity ETF

IQSU Description

The investment seeks investment results that track (before fees and expenses) the price and yield performance of its underlying index, the IQ Candriam ESG US Equity Index. The Advisor employs a passive management - or indexing - investment approach designed to track the performance of the underlying index. The underlying index is designed to deliver exposure to equity securities of companies meeting environmental, social and corporate governance (ESG) criteria developed by Candriam and weighted using a market capitalization weighting methodology.

Grade (RS Rating)

Last Trade

$47.66

Average Daily Volume

10,687

Number of Holdings ^*

291

* may have additional holdings in another (foreign) market

LKOR

FlexShares Credit-Scored US Long Corporate Bond Index Fund

LKOR Description

Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund is an exchange traded fund launched by Northern Trust Corporation. It is managed by Northern Trust Investments, Incorporated. The fund invests in fixed income markets of the United States. It invests in US-dollar denominated investment grade bonds of companies rated BBB or higher by S&P or Fitch or Baa3 or higher by Moody's and with maturities greater than or equal to ten years. The fund seeks to track the performance of the Northern Trust Credit-Scored US Long Corporate Bond Index, by employing representative sampling methodology. Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund was formed on September 23, 2015 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$45.76

Average Daily Volume

9,046

Number of Holdings ^*

163

* may have additional holdings in another (foreign) market

Performance

Period	IQSU	LKOR
30 Days	2.17%	1.99%
60 Days	3.29%	7.06%
90 Days	5.20%	7.40%
12 Months	25.21%	15.92%

89 Overlapping Holdings

Symbol	Grade	Weight in IQSU	Weight in LKOR	Overlap
AAPL	C	9.94%	0.17%	0.17%
ACGL	C	0.16%	0.55%	0.16%
AFL	C	0.22%	0.12%	0.12%
AIG	D	0.19%	0.23%	0.19%
ALL	B	0.19%	0.04%	0.04%
AMT	C	0.45%	0.27%	0.27%
APTV	D	0.07%	0.13%	0.07%
ARE	C	0.07%	0.18%	0.07%
BAC	D	1.08%	0.23%	0.23%
BIIB	F	0.11%	0.09%	0.09%
C	C	0.43%	0.21%	0.21%
CAG	C	0.06%	0.24%	0.06%
CAH	C	0.11%	0.31%	0.11%
CCI	C	0.2%	0.19%	0.19%
CHD	D	0.1%	0.11%	0.1%
CHTR	D	0.12%	0.26%	0.12%
CMCSA	D	0.62%	0.24%	0.24%
CPB	C	0.04%	0.18%	0.04%
CSCO	C	0.66%	0.23%	0.23%
DG	F	0.07%	0.11%	0.07%
DOV	B	0.1%	0.24%	0.1%
EA	D	0.13%	0.09%	0.09%
EBAY	B	0.12%	0.18%	0.12%
ED	C	0.14%	0.29%	0.14%
EFX	B	0.14%	0.13%	0.13%
EG	C	0.05%	0.2%	0.05%
EL	F	0.07%	0.21%	0.07%
ELV	C	0.51%	0.1%	0.1%
EMR	D	0.19%	0.12%	0.12%
EXC	C	0.15%	0.22%	0.15%
FITB	B	0.11%	0.39%	0.11%
FTV	C	0.08%	0.05%	0.05%
GILD	B	0.4%	0.35%	0.35%
GOOGL	D	2.26%	0.12%	0.12%
GWW	B	0.15%	0.24%	0.15%
HAL	F	0.1%	0.14%	0.1%
HD	B	1.48%	0.19%	0.19%
HIG	B	0.14%	0.2%	0.14%
HPE	D	0.07%	0.37%	0.07%
HPQ	D	0.11%	0.24%	0.11%
HUM	F	0.16%	0.07%	0.07%
IBM	B	0.62%	0.23%	0.23%
IFF	B	0.1%	0.12%	0.1%
INTC	F	0.26%	0.37%	0.26%
ITW	C	0.3%	0.06%	0.06%
JCI	B	0.19%	0.13%	0.13%
KDP	B	0.13%	0.24%	0.13%
KLAC	D	0.33%	0.2%	0.2%
KMB	D	0.19%	0.26%	0.19%
KMI	B	0.16%	0.19%	0.16%
LOW	B	0.56%	0.25%	0.25%
LYB	D	0.09%	0.23%	0.09%
MA	B	1.62%	0.22%	0.22%
MAS	B	0.07%	0.11%	0.07%
MCO	B	0.3%	0.12%	0.12%
MDLZ	B	0.4%	0.09%	0.09%
MET	B	0.18%	0.14%	0.14%
MLM	D	0.12%	0.11%	0.11%
MMC	C	0.45%	0.24%	0.24%
MMM	B	0.28%	0.26%	0.26%
MS	D	0.49%	0.14%	0.14%
MSFT	C	8.69%	0.1%	0.1%
NDAQ	A	0.1%	0.19%	0.1%
NEM	B	0.23%	0.24%	0.23%
NVDA	D	5.8%	0.21%	0.21%
OKE	B	0.21%	0.24%	0.21%
OTIS	C	0.15%	0.1%	0.1%
PCG	C	0.16%	0.09%	0.09%
PGR	B	0.58%	0.23%	0.23%
PRU	C	0.17%	0.11%	0.11%
RF	B	0.08%	0.28%	0.08%
RJF	C	0.09%	0.11%	0.09%
RPRX	C	0.04%	0.09%	0.04%
SBUX	C	0.42%	0.23%	0.23%
SHW	B	0.35%	0.21%	0.21%
SJM	C	0.05%	0.1%	0.05%
SPGI	B	0.65%	0.16%	0.16%
SRE	C	0.2%	0.21%	0.2%
TEL	D	0.15%	0.28%	0.15%
TT	B	0.31%	0.12%	0.12%
TXN	C	0.6%	0.23%	0.23%
UNH	C	2.21%	0.16%	0.16%
V	C	1.79%	0.4%	0.4%
VRSK	D	0.13%	0.1%	0.1%
VTR	C	0.1%	0.12%	0.1%
WBA	F	0.02%	0.1%	0.02%
WELL	C	0.3%	0.12%	0.12%
WTW	C	0.12%	0.1%	0.1%
ZTS	C	0.35%	0.19%	0.19%

IQSU Overweight 202 Positions Relative to LKOR

Symbol	Grade	Weight
TSLA	C	2.47%
GOOG	D	1.88%
PG	C	1.66%
COST	B	1.57%
MRK	D	1.16%
PEP	C	0.97%
LIN	B	0.9%
ADBE	F	0.87%
CRM	D	0.77%
AMD	D	0.76%
ACN	C	0.73%
GE	B	0.72%
NEE	C	0.66%
DIS	D	0.64%
QCOM	D	0.6%
AMAT	D	0.59%
NOW	B	0.58%
INTU	C	0.57%
AXP	B	0.56%
TJX	B	0.54%
VRTX	D	0.48%
PLD	C	0.48%
CI	C	0.42%
BX	B	0.4%
BMY	C	0.4%
NKE	D	0.38%
LRCX	F	0.38%
ADP	B	0.38%
ADI	C	0.37%
PANW	D	0.37%
UPS	D	0.37%
MELI	B	0.36%
ICE	C	0.36%
CL	D	0.35%
WM	D	0.33%
EQIX	C	0.32%
CME	C	0.31%
KKR	B	0.31%
MU	F	0.31%
PYPL	B	0.3%
CMG	C	0.29%
CTAS	B	0.28%
PNC	B	0.28%
TGT	C	0.27%
USB	B	0.26%
PH	B	0.25%
ECL	B	0.25%
AJG	D	0.25%
FDX	C	0.25%
APD	B	0.24%
MSI	B	0.24%
MAR	C	0.23%
CARR	B	0.23%
FCX	D	0.23%
CDNS	D	0.23%
MPC	F	0.23%
SNPS	D	0.23%
WMB	B	0.22%
TRV	C	0.22%
TFC	C	0.22%
SLB	F	0.22%
PSA	B	0.22%
COF	B	0.21%
HLT	B	0.21%
SPG	B	0.21%
AZO	D	0.21%
ROP	C	0.2%
ABNB	D	0.2%
BK	B	0.2%
MRVL	C	0.2%
URI	B	0.19%
DLR	B	0.19%
WDAY	D	0.18%
VLO	F	0.18%
CRWD	D	0.18%
ADSK	C	0.18%
GIS	B	0.17%
APO	C	0.17%
AMP	A	0.17%
FAST	C	0.16%
SYY	D	0.16%
KVUE	C	0.16%
PEG	B	0.16%
FIS	B	0.16%
EW	F	0.16%
IDXX	C	0.16%
LNG	C	0.16%
FICO	B	0.15%
EXR	B	0.15%
KR	C	0.15%
YUM	D	0.15%
DASH	C	0.15%
FTNT	C	0.15%
RCL	B	0.14%
IR	C	0.14%
PWR	B	0.14%
CBRE	A	0.14%
PAYX	C	0.14%
MSCI	C	0.14%
RMD	C	0.14%
ALNY	C	0.13%
IT	B	0.13%
DFS	B	0.13%
AVB	B	0.13%
CTSH	C	0.13%
IRM	C	0.13%
NUE	F	0.13%
BKR	C	0.13%
WAB	B	0.12%
SNOW	F	0.12%
MTD	D	0.12%
PPG	D	0.12%
TSCO	C	0.12%
HSY	C	0.12%
DD	B	0.12%
ROK	D	0.12%
XYL	C	0.12%
VMC	D	0.12%
DELL	D	0.11%
VEEV	C	0.11%
LULU	D	0.11%
MTB	B	0.11%
KHC	C	0.11%
GPN	D	0.11%
NVR	B	0.11%
AWK	B	0.11%
STE	C	0.1%
CDW	D	0.1%
ON	D	0.1%
SBAC	C	0.1%
EQR	B	0.1%
DXCM	F	0.1%
KEYS	C	0.09%
TTWO	C	0.09%
ZBH	F	0.09%
CBOE	C	0.09%
ANSS	D	0.09%
WY	C	0.09%
WST	D	0.09%
ES	C	0.09%
WAT	C	0.08%
OMC	B	0.08%
ESS	B	0.08%
NTAP	D	0.08%
HUBS	D	0.08%
BALL	C	0.08%
HBAN	B	0.08%
CLX	C	0.08%
K	B	0.08%
INVH	C	0.08%
MKC	C	0.08%
BR	D	0.08%
TEAM	D	0.08%
CINF	B	0.08%
CPAY	B	0.08%
STX	C	0.07%
MDB	D	0.07%
WDC	D	0.07%
DGX	B	0.07%
AVTR	B	0.07%
EXPD	C	0.07%
NTRS	A	0.07%
PKG	B	0.07%
ULTA	D	0.07%
TRU	B	0.07%
CFG	C	0.07%
SYF	C	0.07%
BBY	C	0.07%
PFG	B	0.07%
MAA	B	0.07%
HOLX	B	0.07%
ZBRA	B	0.06%
PINS	F	0.06%
KEY	B	0.06%
DOC	C	0.06%
WBD	D	0.06%
BMRN	F	0.06%
TER	D	0.06%
ZS	F	0.05%
ENPH	D	0.05%
INCY	C	0.05%
HST	C	0.05%
AKAM	D	0.05%
KMX	D	0.05%
YUMC	D	0.05%
SWKS	D	0.05%
VRSN	D	0.05%
VTRS	D	0.05%
SSNC	B	0.05%
DLTR	F	0.05%
JBHT	D	0.05%
ALB	D	0.04%
HRL	C	0.04%
OKTA	F	0.04%
AOS	D	0.04%
EPAM	F	0.04%
LKQ	F	0.04%
TRMB	C	0.04%
SNAP	F	0.03%
DOX	C	0.03%
BEN	F	0.02%
AGR	B	0.01%

IQSU Underweight 74 Positions Relative to LKOR

Symbol	Grade	Weight
PM	C	-0.7%
SCCO	D	-0.64%
DUK	C	-0.5%
HSBC	B	-0.48%
LNT	B	-0.4%
KOF	D	-0.37%
BA	F	-0.37%
NI	B	-0.37%
CVS	D	-0.36%
ABBV	C	-0.33%
DOW	D	-0.32%
CP	C	-0.29%
NNN	C	-0.29%
AEP	C	-0.28%
JEF	B	-0.26%
NOC	B	-0.26%
HON	D	-0.25%
ORCL	C	-0.25%
WFC	D	-0.25%
AEE	C	-0.24%
WEC	C	-0.24%
CMS	C	-0.24%
BHP	D	-0.24%
HCA	B	-0.24%
MKL	C	-0.24%
LMT	C	-0.24%
FOXA	B	-0.24%
LH	C	-0.23%
MCK	F	-0.23%
WRB	C	-0.23%
ATO	B	-0.23%
BDX	D	-0.23%
AMGN	B	-0.23%
D	C	-0.23%
MRO	C	-0.22%
VMI	D	-0.22%
GS	C	-0.21%
EIX	C	-0.21%
AVGO	C	-0.2%
PAA	C	-0.2%
MO	C	-0.2%
STZ	D	-0.19%
KO	C	-0.19%
LEA	F	-0.18%
AIZ	B	-0.18%
AMZN	C	-0.18%
EPD	B	-0.18%
VZ	B	-0.18%
REGN	C	-0.17%
UNP	C	-0.16%
HAS	B	-0.13%
AON	B	-0.13%
GM	C	-0.13%
XOM	C	-0.12%
IPG	C	-0.12%
NSC	C	-0.12%
JNJ	C	-0.12%
CSX	D	-0.12%
MCD	B	-0.12%
BWA	D	-0.11%
REG	C	-0.11%
OC	D	-0.11%
FMC	C	-0.11%
SO	B	-0.11%
BABA	B	-0.11%
KIM	C	-0.1%
DHR	B	-0.1%
RPM	B	-0.1%
BHF	F	-0.1%
GLW	C	-0.1%
JPM	D	-0.09%
T	C	-0.09%
SIGI	D	-0.06%
LHX	C	-0.05%