HSMV vs. OUSM ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.50

Average Daily Volume

1,335

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$47.33

Average Daily Volume

94,233

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	OUSM
30 Days	4.88%	4.59%
60 Days	5.46%	4.17%
90 Days	6.96%	5.56%
12 Months	27.49%	29.77%

49 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in OUSM	Overlap
AVA	A	0.76%	0.09%	0.09%
AVT	C	0.49%	2.02%	0.49%
AWR	B	0.72%	0.11%	0.11%
BKH	A	0.9%	0.12%	0.12%
CASY	A	0.26%	0.37%	0.26%
CHE	D	1.16%	1.86%	1.16%
CHH	A	0.56%	0.44%	0.44%
COLM	B	0.55%	0.68%	0.55%
CPK	A	0.67%	0.08%	0.08%
CRI	D	0.21%	0.88%	0.21%
CWT	D	0.51%	0.1%	0.1%
DCI	B	1.33%	2.04%	1.33%
DLB	B	0.85%	2.16%	0.85%
EHC	B	0.9%	2.02%	0.9%
ESNT	D	0.67%	0.84%	0.67%
EVR	B	0.34%	1.12%	0.34%
FELE	B	0.56%	0.89%	0.56%
FHI	A	1.26%	0.59%	0.59%
FLO	D	1.17%	0.48%	0.48%
FSS	B	0.24%	0.43%	0.24%
G	B	0.35%	2.0%	0.35%
GNTX	C	0.99%	1.95%	0.99%
HRB	D	0.26%	1.7%	0.26%
IDA	A	1.65%	0.23%	0.23%
IDCC	A	0.77%	1.03%	0.77%
INGR	B	1.65%	1.54%	1.54%
ITT	A	0.38%	1.48%	0.38%
JJSF	B	0.31%	0.2%	0.2%
LANC	C	0.46%	0.51%	0.46%
LECO	B	0.34%	2.22%	0.34%
LFUS	F	0.24%	1.27%	0.24%
LSTR	D	0.76%	1.04%	0.76%
MSM	C	0.44%	2.01%	0.44%
MTG	C	0.55%	1.13%	0.55%
MTN	C	0.29%	1.91%	0.29%
MUSA	A	0.47%	0.43%	0.43%
NFG	A	1.18%	0.32%	0.32%
NJR	A	1.24%	0.15%	0.15%
NWE	B	1.13%	0.12%	0.12%
NYT	C	0.95%	1.39%	0.95%
OGE	B	1.59%	0.28%	0.28%
OGS	A	0.72%	0.15%	0.15%
POR	C	1.07%	0.14%	0.14%
PRGS	A	0.58%	0.73%	0.58%
RDN	C	0.4%	1.28%	0.4%
RLI	B	1.42%	1.6%	1.42%
RNR	C	0.67%	1.69%	0.67%
SCI	B	0.62%	1.8%	0.62%
SEIC	B	1.89%	2.26%	1.89%

HSMV Overweight 98 Positions Relative to OUSM

Symbol	Grade	Weight
ATR	B	2.09%
DTM	B	2.06%
ORI	A	1.76%
POST	C	1.56%
CTRE	D	1.54%
MSGS	A	1.4%
ADC	B	1.34%
CACI	D	1.29%
AMH	D	1.24%
AM	A	1.21%
OHI	C	1.08%
AFG	A	1.08%
GGG	B	1.06%
NNN	D	1.01%
GLPI	C	0.99%
MMS	F	0.89%
FCPT	C	0.86%
CBSH	A	0.83%
ELS	C	0.81%
MSA	D	0.8%
EPR	D	0.79%
PRI	A	0.78%
PBH	A	0.76%
EFC	C	0.76%
KBR	F	0.75%
PECO	A	0.74%
LOPE	B	0.74%
ENSG	D	0.73%
SF	B	0.72%
RPM	A	0.68%
SLGN	A	0.68%
CW	B	0.67%
RGA	A	0.67%
AGO	B	0.67%
JHG	A	0.66%
EPRT	B	0.65%
MDU	D	0.64%
AMG	B	0.63%
CDP	C	0.63%
EGP	F	0.63%
ACM	A	0.57%
GATX	A	0.56%
SBRA	C	0.55%
NMIH	D	0.55%
RS	B	0.54%
BCPC	B	0.53%
FLS	B	0.52%
FNF	B	0.51%
EPC	D	0.49%
FCN	D	0.49%
BRX	A	0.48%
BWXT	B	0.48%
JEF	A	0.46%
PFGC	B	0.45%
FR	C	0.45%
CHDN	B	0.45%
ARW	D	0.45%
PB	A	0.45%
CNO	A	0.44%
LAMR	D	0.43%
ENR	B	0.43%
RYN	D	0.42%
BLKB	B	0.41%
FAF	A	0.4%
FNB	A	0.38%
CLH	B	0.38%
EXEL	B	0.38%
ASH	D	0.36%
GPK	C	0.36%
ABM	B	0.36%
BJ	A	0.36%
COOP	B	0.35%
IOSP	B	0.35%
SAIC	F	0.35%
LXP	D	0.34%
RGLD	C	0.34%
JAZZ	B	0.33%
CSL	C	0.33%
MAN	D	0.32%
KEX	C	0.31%
AGCO	D	0.31%
ONB	B	0.31%
R	B	0.3%
KFY	B	0.29%
ALV	C	0.29%
MIDD	C	0.28%
EVTC	B	0.28%
OSK	B	0.28%
ORA	B	0.27%
PLXS	B	0.27%
LII	A	0.26%
CUBE	D	0.24%
AIN	C	0.24%
IRT	A	0.23%
HXL	D	0.22%
REXR	F	0.2%
PCH	D	0.19%
NSA	D	0.13%

HSMV Underweight 60 Positions Relative to OUSM

Symbol	Grade	Weight
HLI	B	-2.34%
RHI	B	-2.23%
PINC	B	-2.13%
TXRH	C	-2.12%
NHC	C	-1.91%
DOX	D	-1.88%
JNPR	F	-1.73%
AOS	F	-1.73%
WU	D	-1.72%
SNX	C	-1.6%
OGN	D	-1.38%
MLI	C	-1.36%
MKTX	D	-1.26%
VCTR	B	-1.07%
LEA	D	-1.05%
BMI	B	-0.93%
CALM	A	-0.93%
APAM	B	-0.9%
TGNA	B	-0.9%
HLNE	B	-0.89%
WTS	B	-0.78%
UFPI	B	-0.76%
BWA	D	-0.75%
CR	A	-0.75%
CNS	B	-0.74%
RL	B	-0.74%
TW	A	-0.73%
BRC	D	-0.73%
EXPO	D	-0.72%
VSH	D	-0.7%
WH	B	-0.69%
WEN	D	-0.69%
TPR	B	-0.66%
AMSF	B	-0.64%
AIT	A	-0.64%
SHOO	D	-0.6%
PHIN	A	-0.57%
DHIL	A	-0.56%
GL	B	-0.55%
WMG	C	-0.53%
NI	A	-0.5%
PII	D	-0.5%
OLED	D	-0.49%
WHR	B	-0.47%
SSD	D	-0.38%
DKS	C	-0.37%
EBF	F	-0.34%
WTRG	B	-0.31%
PNW	B	-0.3%
KFRC	D	-0.26%
REYN	D	-0.26%
UGI	A	-0.24%
WDFC	B	-0.2%
PSMT	C	-0.17%
UVV	B	-0.16%
OTTR	C	-0.15%
MGEE	C	-0.14%
SR	A	-0.13%
ALE	A	-0.13%
WMK	C	-0.11%