GRID vs. FCTR ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to First Trust Lunt U.S. Factor Rotation ETF (FCTR)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$125.45

Average Daily Volume

102,937

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.88

Average Daily Volume

7,245

Number of Holdings ^*

155

* may have additional holdings in another (foreign) market

Performance

Period	GRID	FCTR
30 Days	4.12%	5.57%
60 Days	4.69%	-2.28%
90 Days	6.29%	-1.40%
12 Months	32.46%	26.52%

5 Overlapping Holdings

Symbol	Grade	Weight in GRID	Weight in FCTR	Overlap
CSCO	B	1.38%	0.67%	0.67%
HON	D	0.98%	0.71%	0.71%
HUBB	A	3.54%	0.32%	0.32%
NVDA	D	2.16%	2.11%	2.11%
PWR	B	3.87%	0.31%	0.31%

GRID Overweight 40 Positions Relative to FCTR

Symbol	Grade	Weight
ABBV	C	7.99%
JCI	B	7.76%
ETN	C	7.24%
APTV	D	3.01%
TSLA	C	2.56%
ENPH	D	2.33%
ORCL	B	1.89%
NVT	D	1.62%
IBM	A	1.34%
QCOM	F	1.27%
TXN	C	1.23%
GE	A	1.12%
ADI	C	0.77%
ITRI	C	0.68%
ATKR	F	0.5%
AEIS	D	0.48%
EMR	D	0.43%
NXPI	D	0.36%
GEV	B	0.35%
MYRG	F	0.22%
FLNC	C	0.19%
SEDG	F	0.16%
AMSC	D	0.13%
TRMB	C	0.09%
WLDN	B	0.08%
AES	C	0.07%
GNRC	D	0.06%
MTZ	B	0.05%
WCC	D	0.05%
PLPC	F	0.05%
VMI	D	0.04%
LFUS	C	0.04%
ENS	D	0.03%
BDC	A	0.03%
ACA	B	0.03%
STM	F	0.02%
ESE	B	0.02%
DGII	D	0.01%
AZZ	D	0.01%
EBR	D	0.0%

GRID Underweight 150 Positions Relative to FCTR

Symbol	Grade	Weight
VRT	C	-1.96%
PLTR	A	-1.69%
PAYX	C	-1.52%
VST	A	-1.45%
MA	B	-1.44%
BRO	C	-1.41%
ITW	C	-1.4%
V	C	-1.38%
FICO	B	-1.38%
CTAS	C	-1.3%
CL	C	-1.28%
SYY	D	-1.25%
PG	C	-1.2%
LLY	C	-1.18%
MSI	B	-1.18%
TDG	B	-1.16%
ADP	B	-1.12%
AVGO	C	-1.11%
COIN	F	-1.06%
NTNX	C	-1.05%
ROST	C	-1.04%
VRSK	D	-1.03%
ROL	C	-1.01%
FDS	C	-0.99%
ALNY	C	-0.99%
BR	D	-0.97%
SYK	C	-0.97%
APO	B	-0.95%
AXON	A	-0.94%
ANET	A	-0.94%
YUM	F	-0.92%
RSG	D	-0.91%
VRSN	D	-0.89%
ISRG	C	-0.83%
ATO	B	-0.82%
MANH	A	-0.78%
TT	A	-0.77%
CEG	A	-0.76%
AAPL	C	-0.73%
WM	D	-0.72%
TMUS	C	-0.71%
MDLZ	C	-0.71%
META	A	-0.7%
SBAC	C	-0.7%
AME	C	-0.69%
CDNS	D	-0.67%
ACGL	B	-0.67%
CHD	C	-0.66%
KKR	A	-0.65%
TJX	C	-0.65%
MCD	B	-0.65%
TTD	B	-0.64%
MSFT	C	-0.64%
KO	B	-0.64%
MPWR	C	-0.63%
RBLX	B	-0.62%
CMG	C	-0.61%
UBER	C	-0.61%
MMC	C	-0.6%
SNPS	D	-0.59%
LMT	B	-0.59%
ARES	A	-0.59%
L	D	-0.58%
JNJ	C	-0.57%
DRI	B	-0.57%
HIG	B	-0.56%
KMI	A	-0.56%
WAB	A	-0.56%
DECK	D	-0.56%
RIVN	F	-0.55%
PANW	C	-0.55%
NOW	A	-0.55%
PODD	B	-0.54%
BLDR	C	-0.53%
GD	B	-0.52%
ETR	A	-0.52%
BK	A	-0.52%
MSCI	C	-0.52%
AMT	C	-0.52%
MCO	A	-0.52%
DKNG	C	-0.51%
WMB	B	-0.5%
FAST	C	-0.5%
REGN	C	-0.48%
NET	D	-0.48%
PSA	B	-0.48%
URI	B	-0.48%
DDOG	D	-0.48%
RCL	A	-0.48%
MDT	C	-0.47%
ZS	F	-0.47%
O	C	-0.47%
TRV	B	-0.47%
AMP	B	-0.47%
HWM	B	-0.47%
NFLX	B	-0.47%
OTIS	C	-0.47%
ELV	C	-0.47%
CRWD	D	-0.46%
HLT	B	-0.46%
AON	B	-0.46%
ADBE	F	-0.45%
CSL	B	-0.45%
TRGP	B	-0.44%
AVY	D	-0.44%
MRK	D	-0.43%
XYL	D	-0.43%
UNP	C	-0.43%
ZTS	C	-0.43%
BSY	D	-0.43%
KLAC	D	-0.42%
MDB	D	-0.42%
IDXX	D	-0.42%
FTNT	B	-0.42%
ADSK	C	-0.41%
PFG	B	-0.41%
HUBS	D	-0.4%
DPZ	D	-0.4%
AIG	D	-0.4%
INTU	C	-0.4%
SNOW	F	-0.4%
ORLY	D	-0.39%
IEX	D	-0.38%
MCK	F	-0.38%
LW	D	-0.35%
AMAT	D	-0.35%
SNAP	F	-0.34%
WDAY	D	-0.34%
MPC	D	-0.32%
GWW	A	-0.3%
MAS	B	-0.3%
BAH	B	-0.29%
COST	B	-0.29%
WRB	C	-0.28%
APH	C	-0.28%
PH	A	-0.27%
CB	B	-0.27%
IT	A	-0.27%
VICI	C	-0.27%
BKNG	B	-0.26%
ENTG	D	-0.26%
BRK.A	C	-0.26%
PEP	D	-0.24%
CPAY	C	-0.24%
DXCM	F	-0.24%
HSY	D	-0.23%
CPRT	D	-0.23%
MNST	D	-0.21%
PCAR	D	-0.19%
LECO	F	-0.17%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Specialty Industrial Machinery Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Utilities - Diversified