GINX vs. AUSF ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to Global X Adaptive U.S. Factor ETF (AUSF)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$26.86

Average Daily Volume

6,896

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	GINX	AUSF
30 Days	0.93%	4.22%
60 Days	0.12%	5.67%
90 Days	-0.34%	7.18%
12 Months		33.52%

19 Overlapping Holdings

Symbol	Grade	Weight in GINX	Weight in AUSF	Overlap
ABBV	D	0.88%	0.14%	0.14%
BRK.A	B	0.99%	1.5%	0.99%
C	A	4.18%	0.53%	0.53%
CFG	B	0.59%	0.55%	0.55%
CL	D	3.68%	0.07%	0.07%
COST	B	0.5%	0.12%	0.12%
DUK	C	0.48%	0.1%	0.1%
INGR	B	0.52%	0.08%	0.08%
JXN	C	0.51%	0.5%	0.5%
KO	D	0.93%	1.03%	0.93%
LMT	D	0.48%	1.4%	0.48%
MA	C	0.51%	0.08%	0.08%
MCK	B	0.6%	0.09%	0.09%
MRK	F	2.11%	1.0%	1.0%
PGR	A	0.78%	0.18%	0.18%
REGN	F	0.4%	0.05%	0.05%
RPRX	D	0.48%	0.47%	0.47%
TJX	A	0.53%	0.08%	0.08%
TPR	B	0.57%	0.63%	0.57%

GINX Overweight 74 Positions Relative to AUSF

Symbol	Grade	Weight
TAK	F	3.79%
INFY	B	3.7%
NGG	D	3.63%
META	D	3.44%
GOOG	C	3.25%
UMC	F	3.15%
LLY	F	3.04%
WCC	B	3.01%
QCOM	F	2.48%
NTES	D	2.15%
UPS	C	2.04%
WIT	A	1.85%
LPX	B	1.62%
NVO	D	1.51%
CBRE	B	1.37%
NICE	C	1.36%
KOF	F	1.32%
CSX	B	1.3%
CWEN	C	1.1%
LRCX	F	1.09%
UNP	C	0.95%
MBI	B	0.92%
IBN	C	0.76%
BBVA	F	0.75%
BK	A	0.66%
WF	C	0.62%
AXP	A	0.57%
BAC	A	0.56%
ALL	A	0.56%
AEP	D	0.56%
TSN	B	0.55%
EOG	A	0.55%
JPM	A	0.55%
UFPI	B	0.54%
FDX	B	0.54%
CIG	C	0.54%
MKL	A	0.54%
BPOP	B	0.54%
EVRG	A	0.53%
EQH	B	0.53%
PRU	A	0.52%
SWX	B	0.52%
IX	F	0.52%
BBWI	D	0.52%
CIB	B	0.51%
APH	A	0.51%
PSX	C	0.51%
PBR	C	0.51%
NFG	A	0.5%
UHS	D	0.5%
VIPS	F	0.5%
TGT	F	0.5%
DE	A	0.49%
OXY	D	0.49%
SAN	F	0.49%
DD	D	0.49%
ASR	D	0.49%
HCA	F	0.48%
SAP	B	0.48%
LOGI	D	0.48%
RDY	F	0.47%
UL	D	0.47%
ELV	F	0.47%
RIO	D	0.47%
BABA	D	0.46%
TSM	B	0.46%
SHG	D	0.46%
AMAT	F	0.45%
ZTO	F	0.44%
JD	D	0.44%
SNN	D	0.44%
HMC	F	0.43%
TLK	D	0.43%
MPWR	F	0.31%

GINX Underweight 171 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.9%
VZ	C	-1.83%
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
V	A	-1.51%
EA	A	-1.43%
ADP	B	-1.43%
MMC	B	-1.42%
CSCO	B	-1.41%
ICE	C	-1.41%
RTX	C	-1.4%
CME	A	-1.39%
WM	A	-1.38%
IBM	C	-1.37%
JNPR	F	-1.36%
LIN	D	-1.35%
JNJ	D	-1.34%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
CBOE	B	-0.94%
BR	A	-0.84%
PG	A	-0.83%
DTM	B	-0.7%
MCD	D	-0.7%
PEP	F	-0.66%
KMI	A	-0.66%
MO	A	-0.65%
UNM	A	-0.65%
MARA	C	-0.62%
IP	B	-0.59%
OKE	A	-0.58%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
INTC	D	-0.54%
HPE	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
GM	B	-0.52%
ALLY	C	-0.52%
LNC	B	-0.52%
HPQ	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNH	C	-0.51%
CMCSA	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
DINO	D	-0.49%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
SOLV	C	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
LYB	F	-0.46%
MDT	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
PFE	D	-0.43%
KHC	F	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.18%
TW	A	-0.14%
GRMN	B	-0.13%
TRV	B	-0.12%
KR	B	-0.12%
SO	D	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
AAPL	C	-0.1%
GDDY	A	-0.1%
WMB	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
CVX	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
CI	F	-0.08%
CAH	B	-0.08%
UNH	C	-0.08%
FI	A	-0.08%
HOLX	D	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
NOC	D	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
VRTX	F	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
K	A	-0.07%
ECL	D	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
AMGN	D	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
WELL	A	-0.07%
L	A	-0.07%
AKAM	D	-0.06%

GINX: Top Represented Industries & Keywords

Industries: Banks - Global Insurance - Property & Casualty Semiconductors Utilities - Regulated Electric Banks - Regional - Asia Biotechnology Credit Services Drug Manufacturers - Major Integrated Shipping & Logistics Internet Content & Information Oil & Gas E&P Specialty Retail Apparel Stores Asset Management Banks - Regional - US Beverages - Soft Drinks Discount Stores Drug Manufacturers - Specialty & Generic Household & Personal Products Information Technology Services