FYC vs. TMAT ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Main Thematic Innovation ETF (TMAT)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.05

Average Daily Volume

22,986

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

TMAT

Main Thematic Innovation ETF

TMAT Description

The investment seeks to outperform the MSCI ACWI Index® in rising markets while limiting losses during periods of decline. The adviser seeks to achieve its objective through dynamic thematic rotation. The Adviser focuses its research primarily on identifying emerging, disruptive, and innovative themes that have a large market demand or addressable market. The Adviser rotates among themes with large addressable markets which may range from nascent technologies to those on the cusp of widespread adoption and buys securities of ETFs investing in those themes.

Grade (RS Rating)

Last Trade

$16.88

Average Daily Volume

17,719

Number of Holdings ^*

112

* may have additional holdings in another (foreign) market

Performance

Period	FYC	TMAT
30 Days	4.54%	4.00%
60 Days	4.48%	-4.15%
90 Days	11.89%	-2.20%
12 Months	25.20%	19.12%

14 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in TMAT	Overlap
ACVA	B	0.38%	0.74%	0.38%
BE	F	0.2%	0.47%	0.2%
CLSK	F	0.14%	0.37%	0.14%
EVTC	D	0.12%	0.64%	0.12%
FLNC	C	0.44%	0.91%	0.44%
FORM	F	0.34%	0.54%	0.34%
GERN	D	0.62%	0.68%	0.62%
HIMS	D	0.47%	0.45%	0.45%
KRYS	D	0.63%	0.59%	0.59%
KTOS	B	0.52%	1.29%	0.52%
LMND	D	0.13%	0.52%	0.13%
PRCT	B	0.78%	0.82%	0.78%
RDNT	B	0.68%	0.73%	0.68%
RKLB	B	0.34%	0.85%	0.34%

FYC Overweight 227 Positions Relative to TMAT

Symbol	Grade	Weight
SMMT	C	1.67%
ADMA	C	0.94%
ZETA	B	0.91%
ALHC	C	0.88%
CNK	B	0.79%
OSCR	C	0.79%
PTGX	B	0.78%
CRS	B	0.76%
HWKN	C	0.76%
SATS	B	0.74%
MIRM	D	0.72%
QTWO	B	0.71%
ACIW	B	0.71%
GVA	B	0.71%
PI	B	0.7%
POWL	C	0.69%
SPNT	C	0.68%
ROAD	A	0.68%
LRN	B	0.68%
USLM	B	0.67%
SGBX	F	0.67%
FTDR	B	0.67%
IESC	C	0.67%
PJT	C	0.66%
TDS	B	0.66%
SMTC	C	0.65%
DY	C	0.65%
ATGE	D	0.63%
WHD	C	0.63%
AMRX	B	0.63%
ALKT	D	0.62%
STRL	C	0.62%
AGIO	D	0.62%
TRN	C	0.61%
ITRI	C	0.6%
TBBK	B	0.6%
OSW	C	0.6%
AZZ	D	0.59%
CSWI	B	0.59%
TMDX	D	0.59%
NHI	B	0.59%
BKD	D	0.57%
SLG	B	0.57%
AROC	D	0.56%
CEIX	C	0.55%
UFPT	C	0.55%
SKYW	C	0.55%
TWST	D	0.54%
RXST	C	0.54%
COLL	C	0.54%
IDCC	B	0.54%
PLMR	B	0.54%
ICFI	B	0.53%
SKWD	C	0.52%
TNDM	C	0.52%
BRC	B	0.52%
CORT	B	0.52%
KYMR	B	0.52%
PTCT	C	0.51%
LMAT	B	0.51%
HURN	C	0.51%
MYGN	C	0.51%
MBIN	C	0.5%
ARDX	D	0.5%
EPAC	B	0.5%
JWN	C	0.5%
LAUR	C	0.49%
SPR	D	0.49%
SCS	C	0.49%
PMT	C	0.48%
GFF	C	0.48%
BOWL	D	0.48%
VERX	D	0.47%
HLX	F	0.47%
TPG	B	0.46%
CPRX	B	0.46%
AGYS	D	0.46%
GRBK	B	0.46%
GBX	C	0.45%
AKR	B	0.45%
TNL	F	0.45%
TGLS	B	0.45%
BCRX	C	0.44%
WRBY	C	0.43%
CAL	F	0.43%
CBZ	F	0.43%
CMPR	F	0.43%
SBRA	A	0.42%
RYTM	C	0.42%
IIPR	A	0.41%
DSGR	B	0.41%
HASI	B	0.41%
SYBT	C	0.41%
CARS	D	0.41%
PAR	B	0.41%
CRDO	D	0.41%
BANF	B	0.41%
INSW	D	0.4%
SHAK	C	0.4%
UE	B	0.4%
NSA	A	0.4%
GIII	C	0.39%
BROS	D	0.39%
LPG	F	0.39%
MRUS	D	0.39%
CHCO	B	0.38%
CARG	B	0.38%
ESRT	B	0.38%
CDRE	C	0.37%
KNTK	A	0.37%
PRGS	B	0.37%
ALX	B	0.37%
YOU	B	0.37%
MGNI	C	0.36%
AGM	D	0.36%
SWI	B	0.36%
OSIS	C	0.36%
LKFN	C	0.36%
ENV	C	0.35%
JJSF	D	0.35%
WABC	D	0.35%
AESI	C	0.35%
VGR	C	0.34%
NSSC	D	0.34%
GPOR	C	0.33%
GBDC	C	0.33%
MIR	F	0.32%
THR	D	0.32%
PK	F	0.32%
TNC	D	0.32%
DOCS	B	0.32%
VECO	F	0.31%
TGI	F	0.31%
ANIP	F	0.31%
GH	D	0.31%
HRMY	B	0.3%
DFH	C	0.3%
IOSP	D	0.3%
FA	B	0.29%
ENVX	F	0.29%
CTRE	A	0.29%
SKT	B	0.28%
OUT	B	0.28%
NABL	D	0.28%
IVT	B	0.28%
ESE	C	0.27%
CLDX	C	0.27%
JBI	F	0.27%
SABR	D	0.27%
SITM	C	0.27%
CRNX	C	0.27%
PDFS	D	0.27%
PRVA	F	0.26%
LTC	B	0.26%
AIV	B	0.26%
MLNK	C	0.26%
EXTR	C	0.26%
SXI	D	0.25%
JOE	D	0.25%
TR	C	0.25%
LADR	B	0.25%
DRH	C	0.24%
SMG	C	0.24%
GIC	D	0.24%
FOR	D	0.23%
ETWO	C	0.23%
SHO	D	0.23%
VCEL	F	0.23%
HEES	D	0.23%
RRR	F	0.23%
AMC	D	0.23%
YELP	F	0.22%
PEB	D	0.22%
NOVA	C	0.22%
ZUO	D	0.21%
RAMP	F	0.2%
ALRM	F	0.2%
FWRG	F	0.2%
AGL	F	0.18%
TRIP	F	0.18%
XMTR	D	0.18%
PDFS	D	0.18%
RUN	C	0.18%
MYRG	F	0.17%
RKT	B	0.16%
VCYT	B	0.16%
UMH	B	0.15%
CWAN	B	0.15%
TGTX	B	0.15%
NEO	C	0.14%
MGEE	A	0.14%
INTA	B	0.14%
DNLI	B	0.14%
FCPT	A	0.14%
PLYM	D	0.13%
DRVN	C	0.13%
AMWD	C	0.13%
BANC	C	0.13%
CNMD	D	0.13%
KW	C	0.13%
PHR	C	0.13%
IAS	D	0.13%
AWR	B	0.13%
DOCN	B	0.13%
WINA	D	0.12%
RNG	D	0.12%
DBRG	D	0.12%
ALG	D	0.12%
BEAM	F	0.12%
NTST	C	0.12%
JAMF	F	0.12%
RES	F	0.11%
PLAB	D	0.11%
GTX	D	0.11%
MTRN	F	0.11%
NARI	F	0.11%
ROCK	D	0.11%
VC	F	0.1%
CTKB	F	0.1%
WNC	F	0.1%
UPWK	F	0.1%
UEC	F	0.1%
MCW	D	0.1%
AI	F	0.09%
PLAY	F	0.09%
CXM	F	0.09%
BASE	F	0.09%

FYC Underweight 98 Positions Relative to TMAT

Symbol	Grade	Weight
NVDA	D	-4.35%
TSM	C	-3.49%
META	B	-3.15%
AFRM	C	-2.08%
TXN	D	-2.0%
APP	B	-1.84%
ARM	D	-1.83%
MU	F	-1.57%
AVGO	C	-1.48%
GLBE	C	-1.4%
HOOD	C	-1.34%
ANSS	D	-1.34%
KLAC	D	-1.32%
MKSI	F	-1.16%
STM	F	-1.09%
CDNA	C	-1.02%
APLD	C	-0.89%
COIN	F	-0.88%
TDG	B	-0.81%
NIO	C	-0.81%
NTNX	C	-0.8%
GENI	C	-0.77%
FOUR	C	-0.77%
UNP	B	-0.75%
LCID	C	-0.74%
CSL	C	-0.73%
VRT	C	-0.73%
LNW	B	-0.73%
EBR	C	-0.73%
DLO	D	-0.73%
CPAY	C	-0.73%
DKNG	D	-0.72%
FSLR	D	-0.71%
BLND	C	-0.71%
EME	A	-0.7%
PAYC	D	-0.7%
BILI	D	-0.69%
ONTO	D	-0.69%
EA	C	-0.69%
ICE	B	-0.68%
VTEX	F	-0.68%
APH	D	-0.68%
IBKR	B	-0.67%
PAY	C	-0.67%
DLR	A	-0.67%
ARE	B	-0.66%
BRKR	D	-0.66%
SYK	B	-0.66%
ON	D	-0.66%
SWTX	D	-0.65%
BAH	B	-0.65%
CPRT	F	-0.65%
PCTY	D	-0.65%
WK	D	-0.64%
FLYW	D	-0.64%
HQY	C	-0.64%
TTWO	D	-0.64%
NTAP	D	-0.63%
ZD	D	-0.63%
LYFT	D	-0.62%
WULF	D	-0.62%
MQ	F	-0.62%
WDC	D	-0.61%
HUYA	D	-0.61%
BMI	A	-0.61%
UTHR	C	-0.61%
IRDM	D	-0.61%
QLYS	F	-0.6%
LPRO	F	-0.59%
DLB	D	-0.58%
ENPH	D	-0.57%
AMSC	D	-0.57%
GOOG	D	-0.56%
LLY	C	-0.56%
HRI	D	-0.56%
ABNB	D	-0.56%
PLUG	F	-0.55%
ASND	C	-0.55%
AMAT	D	-0.55%
PSTG	D	-0.55%
RIVN	F	-0.55%
APPF	D	-0.54%
IBTA	D	-0.54%
SRPT	F	-0.53%
SMCI	F	-0.53%
CRSP	F	-0.52%
CFLT	F	-0.51%
IREN	D	-0.51%
ACHR	F	-0.49%
CRSR	F	-0.48%
RCKT	F	-0.48%
SPT	F	-0.47%
PDD	F	-0.47%
LRCX	F	-0.45%
PAGS	F	-0.45%
PUBM	F	-0.42%
LAZR	F	-0.31%
JMIA	F	-0.24%