FYC vs. SQLV ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Legg Mason Small-Cap Quality Value ETF (SQLV)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.51

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$44.38

Average Daily Volume

781

Number of Holdings ^*

257

* may have additional holdings in another (foreign) market

Performance

Period	FYC	SQLV
30 Days	9.32%	6.63%
60 Days	10.25%	6.05%
90 Days	13.41%	6.38%
12 Months	44.40%	20.99%

33 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in SQLV	Overlap
ADUS	D	0.32%	0.46%	0.32%
AMPH	F	0.33%	0.37%	0.33%
ANIP	F	0.24%	0.25%	0.24%
APAM	B	0.13%	0.66%	0.13%
ASTH	F	0.43%	0.41%	0.41%
BLBD	D	0.38%	0.13%	0.13%
CALM	A	0.58%	0.9%	0.58%
CEIX	A	0.28%	0.83%	0.28%
COLL	F	0.37%	0.28%	0.28%
CPRX	C	0.52%	0.4%	0.4%
CTS	C	0.13%	0.44%	0.13%
HRMY	D	0.39%	0.4%	0.39%
HWKN	B	0.58%	0.14%	0.14%
IDCC	B	0.76%	0.78%	0.76%
IRDM	D	0.11%	0.46%	0.11%
LGND	C	0.28%	0.55%	0.28%
LMAT	A	0.52%	0.46%	0.46%
LRN	A	0.7%	0.71%	0.7%
MGNI	B	0.42%	0.16%	0.16%
NMIH	C	0.43%	0.59%	0.43%
PAYO	A	0.82%	0.81%	0.81%
POWL	C	0.81%	0.75%	0.75%
PRGS	A	0.48%	0.52%	0.48%
SCS	C	0.23%	0.52%	0.23%
SKYW	C	0.62%	0.67%	0.62%
SLVM	B	0.58%	0.75%	0.58%
STRL	A	0.75%	0.71%	0.71%
TGTX	B	0.79%	0.18%	0.18%
VCTR	B	0.55%	0.82%	0.55%
VCYT	B	0.65%	0.38%	0.38%
WTTR	A	0.43%	0.6%	0.43%
YELP	C	0.12%	0.4%	0.12%
YOU	D	0.48%	0.12%	0.12%

FYC Overweight 207 Positions Relative to SQLV

Symbol	Grade	Weight
RKLB	A	1.06%
EAT	A	0.91%
PRIM	A	0.81%
IESC	C	0.79%
ROAD	B	0.76%
WWW	A	0.75%
TRUP	B	0.74%
QCRH	B	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
STEP	C	0.69%
USLM	A	0.69%
FTDR	B	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	C	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	B	0.64%
AMRX	C	0.64%
REVG	C	0.63%
PBI	B	0.61%
HNI	B	0.61%
PTON	A	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	C	0.59%
AGIO	C	0.59%
KYMR	D	0.58%
SKWD	A	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	B	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
NBHC	C	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	C	0.54%
OSW	B	0.54%
PTGX	D	0.54%
PTCT	B	0.54%
PLMR	A	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
TGLS	B	0.51%
CRAI	C	0.51%
NPAB	F	0.49%
CCOI	B	0.49%
LFST	B	0.49%
SMTC	B	0.49%
SABR	C	0.48%
AORT	B	0.48%
OUT	A	0.48%
UFPT	C	0.47%
BCRX	D	0.47%
LITE	B	0.47%
FBP	C	0.47%
CENX	B	0.46%
VERX	A	0.45%
MBIN	F	0.43%
OSCR	D	0.43%
APOG	C	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	B	0.42%
NRIX	C	0.42%
SHAK	C	0.42%
RNG	C	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	C	0.4%
BGC	C	0.4%
SEMR	C	0.4%
WT	A	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HURN	C	0.39%
UE	B	0.38%
KTOS	B	0.38%
ESE	B	0.38%
AZZ	A	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	A	0.35%
BRC	D	0.34%
ICFI	F	0.33%
DOCN	C	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
PMT	C	0.32%
NHI	D	0.32%
FLNC	D	0.32%
CWT	C	0.32%
ASPN	F	0.32%
NSA	C	0.31%
WRBY	A	0.31%
HLIT	D	0.3%
KNTK	A	0.3%
TWST	F	0.3%
BLFS	C	0.3%
HEES	C	0.29%
BKD	F	0.28%
MGEE	B	0.28%
DRVN	B	0.28%
TNL	A	0.28%
IIPR	D	0.27%
LKFN	C	0.27%
OCUL	D	0.27%
EPAC	C	0.27%
AROC	A	0.27%
NEO	C	0.26%
SKT	A	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	B	0.26%
AGYS	A	0.26%
AGM	B	0.26%
SWI	C	0.25%
MAC	B	0.25%
ARQT	B	0.25%
CDP	C	0.24%
TNDM	D	0.24%
UMH	B	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	C	0.23%
JJSF	C	0.23%
SXT	C	0.23%
DNLI	D	0.23%
KW	C	0.23%
CMPR	D	0.23%
GTY	A	0.23%
ACVA	B	0.23%
EPR	C	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	F	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	B	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	A	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
MLNK	C	0.13%
ACAD	C	0.13%
CARS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	D	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	F	0.11%
NSSC	D	0.11%
RRR	F	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
VECO	F	0.1%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	D	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 224 Positions Relative to SQLV

Symbol	Grade	Weight
BFH	C	-1.13%
CORT	B	-0.82%
CAR	C	-0.78%
DXC	B	-0.77%
EBC	B	-0.77%
CATY	B	-0.76%
AX	B	-0.75%
TGNA	B	-0.75%
IBOC	B	-0.74%
FDP	B	-0.74%
BKE	B	-0.74%
AGX	B	-0.72%
BTU	B	-0.7%
SANM	B	-0.69%
CCSI	C	-0.67%
HAFC	B	-0.66%
MD	C	-0.66%
ALE	A	-0.65%
PRG	C	-0.65%
PBF	D	-0.65%
KFY	B	-0.63%
FHI	B	-0.63%
WHD	B	-0.62%
AMR	C	-0.61%
LE	D	-0.59%
TDOC	C	-0.56%
OMCL	C	-0.56%
PRDO	B	-0.55%
PAHC	C	-0.55%
WTFC	A	-0.55%
ANDE	D	-0.55%
HUBG	A	-0.55%
NECB	C	-0.54%
CRCT	F	-0.54%
WS	C	-0.53%
INVA	D	-0.53%
ASO	F	-0.53%
NTGR	B	-0.52%
NVST	B	-0.52%
NBN	C	-0.52%
MCB	B	-0.52%
PFBC	B	-0.52%
EEFT	B	-0.51%
CNXN	C	-0.49%
PBH	A	-0.49%
TEX	F	-0.49%
ITGR	B	-0.49%
BXC	B	-0.48%
MBWM	B	-0.48%
GIII	D	-0.48%
TPC	C	-0.48%
MCRI	A	-0.47%
FISI	B	-0.47%
CIVB	B	-0.47%
PLUS	F	-0.46%
OSBC	A	-0.46%
UNTY	B	-0.46%
HAE	C	-0.46%
DK	C	-0.46%
THFF	B	-0.45%
IOSP	C	-0.45%
BELFB	C	-0.44%
MSBI	B	-0.44%
INSW	F	-0.44%
AMCX	C	-0.43%
RMR	F	-0.43%
CVI	F	-0.43%
SUPN	C	-0.43%
EWCZ	F	-0.42%
NTCT	C	-0.42%
BHE	C	-0.42%
DAKT	C	-0.42%
RLGT	B	-0.41%
IPGP	D	-0.41%
DHIL	B	-0.4%
ZD	B	-0.4%
EBF	F	-0.39%
DVAX	C	-0.39%
PKBK	A	-0.39%
EVBN	B	-0.39%
AVNS	F	-0.38%
ATKR	D	-0.38%
VSH	F	-0.38%
WU	F	-0.37%
TH	C	-0.37%
WKC	C	-0.37%
METC	C	-0.37%
WOR	F	-0.37%
RNGR	A	-0.37%
HCKT	B	-0.37%
ROCK	C	-0.37%
LQDT	B	-0.37%
ARRY	F	-0.36%
NPK	B	-0.36%
OLPX	D	-0.36%
SGC	C	-0.35%
REX	D	-0.35%
HSTM	B	-0.34%
TDC	D	-0.34%
ATEN	A	-0.34%
BSIG	A	-0.34%
NX	C	-0.33%
RES	D	-0.33%
PLAB	C	-0.33%
ACIC	B	-0.33%
KFRC	D	-0.33%
CRI	F	-0.33%
DFIN	D	-0.33%
PLPC	B	-0.33%
JBSS	F	-0.33%
CVEO	F	-0.32%
EMBC	C	-0.32%
FOR	F	-0.32%
IART	C	-0.31%
SMLR	B	-0.31%
GNE	F	-0.31%
COHU	C	-0.31%
LGTY	C	-0.3%
MPX	C	-0.3%
MRVI	F	-0.3%
MCFT	C	-0.3%
RYI	C	-0.3%
IRMD	C	-0.3%
IMXI	B	-0.3%
FLWS	D	-0.3%
SPOK	B	-0.29%
ACCO	C	-0.29%
KRT	B	-0.29%
USNA	C	-0.29%
CHGG	C	-0.29%
OMI	F	-0.29%
CASS	C	-0.29%
WNC	C	-0.29%
JELD	F	-0.28%
SIGA	F	-0.28%
HBB	F	-0.28%
WRLD	C	-0.27%
PUMP	C	-0.27%
CRVL	B	-0.27%
PLXS	B	-0.27%
VREX	B	-0.27%
EE	A	-0.27%
CLW	F	-0.26%
NVEC	B	-0.26%
NATR	C	-0.26%
WINA	C	-0.26%
ZIP	D	-0.26%
ODP	F	-0.26%
PFC	B	-0.25%
BTMD	B	-0.25%
GIC	D	-0.25%
PKE	B	-0.25%
CTKB	C	-0.25%
UTMD	F	-0.24%
MNSB	C	-0.24%
HOFT	B	-0.24%
RGP	F	-0.24%
TZOO	A	-0.24%
MED	D	-0.24%
ZEUS	C	-0.24%
PARR	F	-0.24%
ARCH	B	-0.23%
TCMD	B	-0.23%
CCRN	F	-0.23%
ICUI	D	-0.23%
EVC	C	-0.22%
JILL	C	-0.22%
MTUS	C	-0.22%
CNS	B	-0.22%
PBYI	C	-0.21%
IIIN	C	-0.21%
PETS	C	-0.21%
MPAA	B	-0.21%
LCUT	F	-0.21%
SSTK	F	-0.2%
CMT	C	-0.2%
MDXG	B	-0.2%
DBRG	F	-0.2%
VRA	C	-0.2%
OFLX	D	-0.2%
PCRX	C	-0.2%
ASRT	D	-0.2%
STAA	F	-0.2%
RCMT	C	-0.19%
LFVN	C	-0.19%
MYPS	C	-0.19%
HBCP	C	-0.19%
UVE	B	-0.19%
MITK	C	-0.19%
IRWD	F	-0.18%
HTZ	C	-0.18%
VIRC	B	-0.18%
INTT	C	-0.18%
ZYXI	D	-0.18%
VPG	F	-0.17%
JAKK	C	-0.17%
RCKY	F	-0.17%
STBA	B	-0.17%
HSII	B	-0.17%
OSUR	F	-0.16%
ACDC	B	-0.16%
HCI	C	-0.16%
BBW	C	-0.16%
LXU	B	-0.16%
ANGO	C	-0.15%
ANIK	D	-0.15%
SCSC	C	-0.15%
EXTR	C	-0.15%
DXLG	D	-0.15%
NRC	F	-0.15%
CCRD	B	-0.15%
TWI	F	-0.14%
CSPI	C	-0.14%
BOX	B	-0.14%
IMMR	C	-0.13%
SD	D	-0.13%
POWW	F	-0.13%
CNMD	C	-0.13%
THRY	D	-0.12%
CVGI	F	-0.12%
PAYS	F	-0.12%
LTRX	F	-0.11%
SURG	D	-0.1%
IPW	F	-0.06%