FYC vs. ILDR ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to First Trust Innovation Leaders ETF (ILDR)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.50

Average Daily Volume

22,068

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

ILDR

First Trust Innovation Leaders ETF

ILDR Description

First Trust Innovation Leaders ETF is an exchange-traded fund incorporated in the USA. The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in common stock and depository receipts issued by U.S. and non-U.S. companies that may benefit from the development or application of scientific and technological innovation. The fund’s investments will be concentrated in the information technology sector, and therefore, may be concentrated in one or more industries within the information technology sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$24.57

Average Daily Volume

15,691

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	ILDR
30 Days	5.64%	7.62%
60 Days	12.72%	17.21%
90 Days	12.69%	2.77%
12 Months	35.58%	44.41%

2 Overlapping Holdings

	Symbol	Grade	Weight in FYC	Weight in ILDR	Overlap
	MIRM	D	0.64%	0.61%	0.61%
	SGBX	F	0.68%	0.48%	0.48%

FYC Overweight 239 Positions Relative to ILDR

Symbol	Grade	Weight
SMMT	D	1.21%
ADMA	A	0.98%
ZETA	B	0.95%
SATS	C	0.89%
POWL	B	0.86%
ALHC	C	0.83%
CRS	B	0.82%
IESC	A	0.81%
HWKN	B	0.78%
PI	A	0.77%
OSCR	C	0.75%
PRCT	D	0.74%
QTWO	B	0.74%
USLM	C	0.74%
PTGX	C	0.73%
CNK	D	0.73%
ACIW	A	0.72%
GVA	A	0.72%
ROAD	C	0.71%
PJT	A	0.7%
SMTC	C	0.7%
STRL	B	0.69%
RDNT	C	0.67%
SPNT	D	0.67%
LRN	D	0.67%
TDS	C	0.66%
DY	C	0.65%
TRN	C	0.65%
FTDR	B	0.65%
WHD	A	0.63%
TBBK	A	0.63%
CSWI	A	0.63%
ALKT	D	0.62%
ATGE	D	0.62%
OSW	B	0.61%
GERN	D	0.61%
CORT	B	0.61%
ITRI	C	0.61%
TMDX	D	0.6%
AGIO	D	0.6%
AZZ	B	0.6%
CEIX	B	0.58%
SKYW	B	0.58%
AMRX	B	0.58%
AROC	B	0.57%
SLG	C	0.56%
UFPT	D	0.56%
PTCT	C	0.56%
KRYS	D	0.55%
BKD	F	0.55%
IDCC	A	0.55%
NHI	C	0.55%
COLL	A	0.54%
KYMR	D	0.54%
KTOS	B	0.53%
PLMR	A	0.53%
TWST	D	0.53%
BRC	C	0.52%
ICFI	C	0.51%
ARDX	D	0.51%
HLX	C	0.51%
SKWD	A	0.51%
EPAC	A	0.5%
HURN	D	0.5%
MBIN	C	0.5%
HIMS	C	0.5%
LAUR	C	0.5%
LMAT	A	0.5%
MYGN	D	0.49%
GFF	C	0.49%
TNDM	D	0.48%
GRBK	C	0.48%
TPG	A	0.47%
TNL	B	0.47%
AGYS	D	0.47%
PMT	B	0.47%
JWN	D	0.47%
SPR	D	0.46%
RXST	F	0.46%
GBX	C	0.46%
TGLS	B	0.46%
BOWL	D	0.46%
RKLB	B	0.46%
VERX	B	0.46%
SCS	D	0.46%
CRDO	B	0.45%
CAL	F	0.45%
WRBY	B	0.45%
FLNC	C	0.44%
AKR	B	0.43%
RYTM	C	0.42%
CPRX	C	0.42%
CMPR	F	0.42%
DSGR	A	0.42%
PRGS	A	0.41%
CBZ	F	0.41%
SYBT	C	0.41%
BCRX	D	0.41%
IIPR	C	0.41%
INSW	B	0.4%
BANF	D	0.4%
SBRA	C	0.4%
HASI	B	0.39%
SHAK	A	0.39%
ESRT	C	0.39%
YOU	C	0.39%
CDRE	A	0.38%
LPG	F	0.38%
CARG	C	0.38%
UE	C	0.38%
NSA	D	0.38%
CARS	F	0.38%
MRUS	D	0.37%
CHCO	D	0.37%
GIII	C	0.37%
PAR	D	0.37%
ACVA	C	0.37%
NSSC	F	0.36%
AESI	B	0.36%
KNTK	A	0.36%
ALX	D	0.36%
FORM	D	0.35%
DOCS	A	0.35%
LKFN	D	0.35%
JJSF	C	0.35%
OSIS	C	0.35%
SWI	B	0.35%
BROS	F	0.35%
GPOR	B	0.34%
WABC	F	0.34%
AGM	D	0.34%
MIR	B	0.34%
MGNI	D	0.34%
VECO	F	0.33%
TNC	F	0.33%
PK	D	0.33%
ENV	C	0.33%
SABR	C	0.32%
GBDC	B	0.32%
VGR	B	0.32%
SITM	A	0.32%
DFH	C	0.32%
THR	F	0.32%
ANIP	F	0.31%
IOSP	F	0.31%
SMG	C	0.3%
OUT	C	0.29%
PDFS	F	0.29%
HRMY	D	0.29%
TGI	F	0.28%
SKT	A	0.28%
ESE	C	0.28%
CTRE	C	0.28%
FA	A	0.28%
ENVX	D	0.28%
NABL	F	0.28%
JBI	F	0.27%
SXI	B	0.26%
CRNX	C	0.26%
IVT	B	0.26%
GH	F	0.26%
GIC	D	0.25%
HEES	D	0.25%
AIV	D	0.25%
EXTR	D	0.25%
PRVA	F	0.24%
LADR	D	0.24%
DRH	B	0.24%
LTC	D	0.24%
JOE	D	0.24%
RRR	D	0.23%
SHO	B	0.23%
FOR	D	0.23%
TR	D	0.23%
ETWO	F	0.22%
MLNK	F	0.22%
PEB	D	0.22%
NOVA	F	0.21%
VCEL	F	0.21%
YELP	D	0.21%
ALRM	F	0.2%
BE	F	0.2%
ZUO	F	0.2%
FWRG	F	0.2%
CLDX	F	0.2%
AMC	F	0.2%
TRIP	D	0.19%
AGL	F	0.19%
XMTR	F	0.18%
PD	F	0.18%
RAMP	F	0.18%
MYRG	D	0.17%
VCYT	C	0.17%
RUN	D	0.17%
TGTX	D	0.15%
CWAN	B	0.15%
RKT	D	0.15%
MGEE	C	0.14%
DNLI	C	0.14%
CLSK	F	0.14%
INTA	C	0.14%
IAS	F	0.13%
AWR	B	0.13%
KW	C	0.13%
BANC	D	0.13%
DOCN	B	0.13%
AMWD	C	0.13%
FCPT	C	0.13%
UMH	D	0.13%
MTRN	F	0.12%
NEO	F	0.12%
ALG	F	0.12%
DBRG	D	0.12%
UEC	C	0.12%
JAMF	F	0.12%
PLYM	D	0.12%
BEAM	F	0.12%
PHR	F	0.12%
CNMD	F	0.12%
WINA	C	0.12%
RNG	F	0.12%
DRVN	C	0.12%
CTKB	F	0.11%
GTX	F	0.11%
UPWK	D	0.11%
PLAB	D	0.11%
RES	C	0.11%
EVTC	D	0.11%
ROCK	D	0.11%
NTST	F	0.11%
LMND	F	0.11%
NARI	F	0.1%
WNC	F	0.1%
VC	F	0.1%
MCW	F	0.1%
CXM	F	0.09%
AI	D	0.09%
BASE	F	0.09%
PLAY	D	0.09%

FYC Underweight 57 Positions Relative to ILDR

Symbol	Grade	Weight
NVDA	B	-7.64%
ORCL	A	-5.93%
AMZN	C	-5.43%
MSFT	D	-5.26%
GOOG	B	-3.78%
META	A	-3.75%
CEG	A	-3.73%
UBER	C	-3.37%
AVGO	B	-3.12%
NOW	B	-2.88%
QCOM	D	-1.84%
SHOP	B	-1.63%
MU	D	-1.57%
MRK	F	-1.54%
DUK	C	-1.5%
MRVL	C	-1.45%
BMRN	F	-1.39%
TMO	D	-1.36%
WDAY	D	-1.35%
AVTR	D	-1.33%
REGN	D	-1.26%
AVAV	B	-1.23%
SMR	C	-1.22%
V	B	-1.2%
GTLS	D	-1.16%
ANET	A	-1.12%
DT	B	-1.09%
TOST	B	-1.07%
PANW	B	-1.06%
BWXT	A	-1.05%
HALO	D	-1.05%
NFLX	A	-1.03%
FOLD	F	-1.01%
VRTX	D	-1.0%
ISRG	C	-0.99%
LHX	A	-0.97%
SQ	D	-0.97%
TW	A	-0.96%
ZS	F	-0.95%
ADBE	F	-0.93%
RMBS	F	-0.91%
SWTX	F	-0.85%
AKAM	D	-0.84%
DDOG	B	-0.8%
CYBR	C	-0.77%
TEL	D	-0.77%
TTD	A	-0.74%
MDB	D	-0.74%
PLTR	A	-0.71%
ABBV	C	-0.7%
GTLB	D	-0.63%
REPL	C	-0.54%
NBIX	F	-0.5%
GRAB	C	-0.49%
ABNB	D	-0.49%
RCUS	D	-0.46%
LLY	D	-0.42%