FXO vs. FTC ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$47.69

Average Daily Volume

68,973

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$124.63

Average Daily Volume

19,308

Number of Holdings ^*

185

* may have additional holdings in another (foreign) market

Performance

Period	FXO	FTC
30 Days	6.07%	2.86%
60 Days	1.81%	2.89%
90 Days	7.54%	4.91%
12 Months	25.51%	22.58%

13 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in FTC	Overlap
AJG	A	1.01%	0.37%	0.37%
APO	A	1.69%	0.94%	0.94%
ARES	C	0.66%	0.54%	0.54%
BK	A	0.64%	0.74%	0.64%
BRO	B	1.28%	0.74%	0.74%
CBOE	F	0.32%	0.16%	0.16%
FCNCA	B	1.02%	0.92%	0.92%
JPM	B	0.33%	0.89%	0.33%
KKR	B	1.68%	0.95%	0.95%
LPLA	D	1.67%	0.75%	0.75%
MCO	A	0.32%	0.19%	0.19%
MMC	A	0.32%	0.37%	0.32%
NTRS	B	0.32%	0.49%	0.32%

FXO Overweight 88 Positions Relative to FTC

Symbol	Grade	Weight
GS	A	1.73%
JHG	B	1.71%
JEF	A	1.71%
ALLY	A	1.7%
AGO	C	1.69%
PGR	B	1.69%
MTG	A	1.68%
AMG	C	1.67%
TROW	B	1.67%
BRK.A	C	1.66%
CINF	B	1.65%
MKL	D	1.64%
NU	B	1.61%
ACGL	D	1.61%
EG	C	1.6%
WTM	D	1.58%
RNR	D	1.58%
MS	A	1.31%
AIG	C	1.29%
LNC	B	1.29%
SEIC	C	1.29%
BEN	D	1.28%
EQH	A	1.28%
OMF	C	1.28%
L	C	1.27%
WBS	C	1.27%
ALL	D	1.27%
GL	D	1.27%
BPOP	A	1.26%
HBAN	C	1.26%
UNM	D	1.26%
OZK	C	1.26%
FNB	A	1.26%
RYAN	C	1.26%
COLB	C	1.25%
MTB	A	1.25%
AGNC	A	1.02%
C	B	1.02%
AMP	B	1.02%
WAL	B	1.02%
TW	D	1.01%
CRBG	C	1.01%
CB	D	1.0%
OWL	D	1.0%
AFL	A	1.0%
STT	B	1.0%
ZION	A	1.0%
CMA	A	0.99%
HIG	C	0.99%
EWBC	C	0.99%
TPG	C	0.99%
CNA	A	0.98%
AXS	B	0.98%
FHN	A	0.98%
WFC	B	0.65%
BAC	A	0.65%
CFG	A	0.64%
SLM	C	0.64%
FITB	B	0.64%
COIN	D	0.64%
PNC	A	0.64%
AIZ	D	0.63%
BOKF	B	0.63%
FHB	B	0.63%
FAF	D	0.63%
PB	C	0.63%
RF	A	0.63%
VIRT	D	0.63%
USB	B	0.63%
WTFC	B	0.63%
HLI	A	0.63%
PNFP	C	0.62%
ORI	C	0.62%
BX	B	0.32%
UWMC	C	0.32%
RGA	A	0.32%
STWD	C	0.32%
TRV	D	0.32%
SNV	A	0.32%
KEY	B	0.32%
SCHW	C	0.32%
WRB	D	0.32%
VOYA	D	0.32%
MORN	B	0.32%
CFR	C	0.31%
AFG	D	0.31%
FNF	C	0.31%
XP	F	0.3%

FXO Underweight 172 Positions Relative to FTC

Symbol	Grade	Weight
NVDA	C	-1.24%
VST	C	-1.13%
CRWD	C	-1.09%
ANET	C	-1.08%
HWM	D	-1.05%
RCL	B	-1.04%
CEG	C	-1.0%
TT	A	-1.0%
AMZN	C	-0.99%
WAB	D	-0.98%
CMG	D	-0.97%
DECK	D	-0.96%
VRT	D	-0.96%
META	C	-0.96%
BAH	B	-0.95%
PWR	D	-0.93%
HLT	B	-0.91%
PSTG	B	-0.9%
ETN	C	-0.9%
NTAP	B	-0.88%
IR	B	-0.86%
GDDY	C	-0.85%
COST	C	-0.84%
KLAC	B	-0.84%
LLY	B	-0.84%
PHM	C	-0.82%
CCL	C	-0.82%
UBER	C	-0.82%
GE	D	-0.82%
NTNX	D	-0.82%
NFLX	C	-0.81%
AMAT	C	-0.81%
LII	B	-0.8%
GWW	D	-0.8%
IRM	B	-0.8%
CAT	D	-0.8%
PLTR	B	-0.79%
MLM	D	-0.79%
SMCI	C	-0.79%
URI	C	-0.78%
LRCX	C	-0.78%
LYV	C	-0.77%
PCAR	D	-0.76%
CSL	B	-0.76%
TDG	D	-0.75%
DKNG	F	-0.74%
DAL	D	-0.73%
RSG	A	-0.73%
DASH	F	-0.72%
AXON	D	-0.69%
ENTG	B	-0.69%
MAR	C	-0.69%
AZO	C	-0.68%
ORLY	C	-0.67%
MGM	C	-0.66%
ERIE	D	-0.65%
EXPE	C	-0.65%
PH	C	-0.65%
VMC	C	-0.65%
HUBB	D	-0.64%
AVGO	B	-0.63%
APH	B	-0.62%
SHW	C	-0.62%
FICO	A	-0.62%
MAS	C	-0.61%
NET	C	-0.61%
CRM	F	-0.6%
ISRG	B	-0.59%
STX	B	-0.59%
BSX	B	-0.59%
BLDR	F	-0.59%
BKNG	C	-0.58%
GRMN	C	-0.57%
MSI	B	-0.57%
CL	B	-0.57%
ECL	A	-0.55%
DPZ	D	-0.55%
DDOG	C	-0.55%
SNPS	B	-0.55%
CTAS	B	-0.54%
LECO	F	-0.53%
MANH	C	-0.53%
NOW	C	-0.53%
CDNS	C	-0.52%
ROST	A	-0.52%
WM	B	-0.52%
EW	B	-0.51%
CPRT	B	-0.5%
NVR	B	-0.5%
SYK	C	-0.5%
IT	C	-0.49%
ABNB	D	-0.48%
IBM	C	-0.47%
HST	D	-0.46%
CPAY	C	-0.46%
OKTA	D	-0.46%
AMD	C	-0.46%
GOOGL	C	-0.44%
IQV	D	-0.44%
HEI	B	-0.43%
FAST	D	-0.43%
DXCM	D	-0.43%
ORCL	B	-0.4%
TTD	C	-0.4%
NXPI	B	-0.39%
MSFT	C	-0.39%
ULTA	D	-0.39%
TJX	A	-0.39%
XYL	D	-0.38%
ROL	C	-0.38%
DLR	B	-0.37%
CHD	D	-0.36%
INTU	C	-0.36%
PTC	C	-0.35%
OTIS	B	-0.35%
RMD	D	-0.35%
MRVL	C	-0.35%
NBIX	B	-0.35%
ZS	C	-0.35%
TRU	B	-0.34%
HUBS	F	-0.34%
LIN	C	-0.34%
SPG	B	-0.34%
DRI	F	-0.33%
AME	C	-0.33%
MA	D	-0.33%
FTNT	D	-0.32%
HD	C	-0.32%
EFX	C	-0.32%
RPM	D	-0.32%
LVS	F	-0.31%
FTV	D	-0.31%
SLB	D	-0.31%
WDAY	F	-0.29%
CSGP	F	-0.28%
LW	F	-0.28%
FSLR	D	-0.26%
RIVN	C	-0.23%
PINS	D	-0.22%
MPWR	C	-0.21%
PANW	C	-0.21%
VRTX	A	-0.2%
TTWO	F	-0.19%
WSO	B	-0.19%
WMB	B	-0.19%
TMUS	B	-0.19%
ROP	C	-0.18%
PPL	D	-0.18%
PG	D	-0.18%
SPGI	A	-0.18%
STZ	B	-0.17%
BA	D	-0.17%
V	F	-0.17%
STE	D	-0.17%
BR	B	-0.17%
RBLX	C	-0.17%
INVH	C	-0.17%
ITW	D	-0.16%
CSX	C	-0.16%
A	D	-0.16%
ROK	C	-0.16%
ADSK	C	-0.16%
NDSN	D	-0.15%
GGG	D	-0.15%
MNST	D	-0.15%
ACN	D	-0.15%
AON	C	-0.15%
VEEV	D	-0.14%
IEX	D	-0.14%
AKAM	D	-0.14%
ALB	F	-0.13%
MDB	F	-0.12%