FTQI vs. ROUS ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to Lattice U.S. Equity Strategy ETF (ROUS)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.60

Average Daily Volume

119,737

Number of Holdings ^*

194

* may have additional holdings in another (foreign) market

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$51.54

Average Daily Volume

23,056

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	ROUS
30 Days	1.63%	2.63%
60 Days	2.29%	4.95%
90 Days	2.51%	6.74%
12 Months	18.50%	27.03%

60 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in ROUS	Overlap
AAON	B	0.13%	0.02%	0.02%
AAPL	C	9.13%	1.25%	1.25%
ABBV	C	0.2%	1.02%	0.2%
ACGL	C	0.06%	0.28%	0.06%
ADBE	F	1.75%	0.19%	0.19%
AMZN	C	4.32%	0.49%	0.49%
ANET	B	0.28%	0.3%	0.28%
APH	D	0.54%	0.53%	0.53%
AVGO	C	4.41%	0.64%	0.64%
CASY	D	0.42%	0.26%	0.26%
CAT	B	0.13%	0.18%	0.13%
CHRW	B	0.17%	0.36%	0.17%
CINF	B	0.15%	0.48%	0.15%
CL	D	0.23%	0.52%	0.23%
COKE	C	0.2%	0.13%	0.13%
COST	B	2.72%	0.58%	0.58%
CSCO	C	1.38%	0.75%	0.75%
CSWI	B	0.06%	0.05%	0.05%
CVLT	B	0.07%	0.7%	0.07%
EBAY	B	0.18%	0.35%	0.18%
FFIV	B	0.18%	0.37%	0.18%
FITB	B	0.15%	0.16%	0.15%
GOOGL	D	1.71%	1.16%	1.16%
HBAN	B	0.15%	0.2%	0.15%
INCY	C	0.16%	0.37%	0.16%
INTU	C	1.27%	0.11%	0.11%
ITRI	C	0.14%	0.02%	0.02%
LIN	B	1.27%	0.03%	0.03%
LLY	C	1.18%	0.94%	0.94%
LOW	B	0.12%	0.31%	0.12%
LSTR	D	0.15%	0.24%	0.15%
MANH	B	0.2%	0.24%	0.2%
META	B	4.19%	0.75%	0.75%
MPWR	C	0.33%	0.01%	0.01%
MSFT	C	8.44%	1.19%	1.19%
MSI	B	0.2%	0.77%	0.2%
MTD	D	0.13%	0.13%	0.13%
MUSA	D	0.17%	0.68%	0.17%
NOW	B	0.41%	0.05%	0.05%
NTAP	D	0.8%	1.04%	0.8%
NVDA	D	4.75%	0.85%	0.85%
NWSA	D	0.04%	0.03%	0.03%
ORCL	C	0.68%	0.58%	0.58%
PEP	C	1.65%	0.31%	0.31%
PGR	B	0.14%	0.23%	0.14%
PTC	D	0.46%	0.05%	0.05%
QCOM	D	1.21%	0.55%	0.55%
RMD	C	0.15%	0.35%	0.15%
SFM	B	0.1%	0.1%	0.1%
STX	C	0.4%	0.17%	0.17%
TMUS	C	1.56%	0.68%	0.68%
TSCO	C	0.29%	0.35%	0.29%
TXN	C	1.53%	0.65%	0.65%
UFPI	C	0.47%	0.16%	0.16%
UMBF	B	0.2%	0.08%	0.08%
UTHR	C	0.17%	0.39%	0.17%
V	C	0.22%	0.39%	0.22%
WM	D	0.11%	0.31%	0.11%
WMT	C	0.37%	1.08%	0.37%
XOM	C	0.14%	0.79%	0.14%

FTQI Overweight 134 Positions Relative to ROUS

Symbol	Grade	Weight
TSLA	C	2.23%
NFLX	B	2.05%
AMD	D	1.73%
GOOG	D	1.7%
EQIX	C	1.24%
CME	C	0.95%
CHKP	B	0.81%
SPGI	B	0.64%
OTTR	F	0.53%
MGEE	B	0.5%
LNT	B	0.48%
CRM	D	0.46%
ICLR	D	0.43%
TYL	C	0.4%
DUOL	B	0.37%
A	C	0.37%
WFRD	F	0.37%
AMT	C	0.35%
SNY	B	0.35%
BGC	B	0.35%
NDAQ	A	0.34%
ZBRA	B	0.33%
MEDP	F	0.32%
APA	F	0.32%
SBAC	C	0.31%
PAGP	C	0.3%
TRMD	C	0.29%
CG	D	0.29%
BMRN	F	0.28%
BCPC	C	0.28%
ERIE	B	0.28%
MORN	C	0.26%
WWD	D	0.25%
EVRG	B	0.25%
OLED	C	0.23%
NBIX	F	0.23%
CYBR	D	0.22%
PCVX	C	0.22%
EWBC	D	0.22%
PTEN	F	0.22%
MTSI	D	0.2%
MKSI	F	0.2%
VRNS	C	0.2%
OLLI	C	0.2%
PNFP	B	0.2%
ICUI	B	0.19%
HALO	C	0.19%
APP	C	0.19%
IESC	C	0.19%
PODD	B	0.18%
BNTX	C	0.18%
IDCC	B	0.18%
NOVT	D	0.18%
REG	C	0.18%
EXPE	C	0.17%
LITE	B	0.17%
SAIA	D	0.17%
RVMD	C	0.17%
STRL	B	0.17%
SSNC	B	0.17%
NTRA	C	0.17%
DOX	C	0.17%
QRVO	F	0.17%
WTW	C	0.16%
HOOD	C	0.16%
AXON	B	0.16%
EXAS	C	0.16%
JBHT	D	0.15%
CYTK	F	0.15%
FCNCA	D	0.15%
CHDN	C	0.15%
POOL	C	0.15%
TRMB	C	0.15%
SOFI	C	0.15%
GH	D	0.15%
ACHC	C	0.15%
BSY	D	0.15%
ASND	C	0.15%
ULTA	D	0.15%
TWST	D	0.15%
TTEK	C	0.15%
ENSG	B	0.15%
VKTX	C	0.15%
NTRS	A	0.15%
XRAY	D	0.15%
ARGX	C	0.15%
LECO	F	0.14%
WIX	D	0.14%
RGLD	C	0.14%
AXP	B	0.14%
ALNY	C	0.14%
ZION	D	0.14%
ACLS	F	0.14%
MDGL	F	0.14%
TECH	C	0.14%
VEEV	C	0.14%
MRUS	D	0.14%
APLS	F	0.14%
KRYS	D	0.14%
RPRX	C	0.14%
LNTH	D	0.14%
JAZZ	D	0.14%
MKTX	C	0.13%
UPST	C	0.13%
FRPT	B	0.13%
TMDX	C	0.13%
COIN	F	0.13%
LEGN	F	0.13%
SRPT	D	0.13%
GE	B	0.12%
VMC	D	0.12%
PH	B	0.12%
WAT	C	0.12%
ETN	C	0.12%
DJT	F	0.12%
LANC	D	0.12%
MIDD	D	0.12%
LOGI	D	0.11%
MASI	F	0.11%
UFPT	B	0.11%
SHOO	B	0.11%
HOLX	B	0.1%
MMYT	B	0.09%
TROW	D	0.09%
BL	D	0.08%
CRVL	B	0.08%
DOCU	C	0.07%
TW	B	0.05%
OKTA	F	0.05%
CVCO	A	0.04%
GEV	B	0.03%
RGEN	F	0.02%
RXST	C	0.02%
REYN	C	0.01%

FTQI Underweight 285 Positions Relative to ROUS

Symbol	Grade	Weight
JNJ	C	-1.24%
UNH	C	-1.06%
MRK	D	-1.04%
HPQ	D	-1.02%
VZ	B	-0.9%
T	C	-0.9%
IBM	B	-0.88%
KR	C	-0.83%
HD	B	-0.79%
DELL	D	-0.77%
CTSH	C	-0.74%
JPM	D	-0.73%
BRK.A	C	-0.73%
HPE	D	-0.72%
EA	D	-0.71%
PG	C	-0.7%
AVT	C	-0.68%
GILD	B	-0.67%
HUM	F	-0.64%
MO	C	-0.6%
ELV	C	-0.59%
TEL	D	-0.59%
EOG	D	-0.58%
FICO	B	-0.57%
HRB	C	-0.55%
IT	B	-0.55%
SHW	B	-0.52%
GWW	B	-0.52%
FOXA	B	-0.5%
GLW	C	-0.5%
MTB	B	-0.5%
CVS	D	-0.49%
MCK	F	-0.48%
VLO	F	-0.47%
NRG	C	-0.46%
CRUS	D	-0.45%
BK	B	-0.45%
ACN	C	-0.45%
GDDY	C	-0.45%
FAST	C	-0.44%
NSIT	D	-0.44%
ACI	F	-0.43%
CTAS	B	-0.43%
KMB	D	-0.43%
JNPR	B	-0.42%
TER	D	-0.42%
LMT	C	-0.42%
AMGN	B	-0.42%
CDW	D	-0.42%
CMI	C	-0.41%
DBX	D	-0.4%
NXPI	F	-0.4%
RPM	B	-0.4%
MA	B	-0.39%
BBY	C	-0.39%
GPC	D	-0.38%
FDX	C	-0.37%
RS	D	-0.37%
TRV	C	-0.37%
VRTX	D	-0.37%
VRSN	D	-0.37%
ALSN	B	-0.37%
NYT	C	-0.36%
SW	B	-0.36%
ORLY	C	-0.36%
PM	C	-0.35%
CMCSA	D	-0.35%
CB	B	-0.35%
AXS	B	-0.35%
VICI	C	-0.35%
UNM	B	-0.33%
SANM	D	-0.33%
KLAC	D	-0.33%
AFL	C	-0.33%
VNT	F	-0.32%
PHM	B	-0.32%
MLI	A	-0.32%
DUK	C	-0.32%
ETR	B	-0.32%
AZO	D	-0.32%
EME	B	-0.32%
YUM	D	-0.31%
HSY	C	-0.31%
BMI	A	-0.31%
AMAT	D	-0.3%
C	C	-0.3%
ORI	B	-0.3%
MKL	C	-0.3%
TJX	B	-0.29%
LNG	C	-0.29%
SYY	D	-0.28%
GRMN	D	-0.28%
CDNS	D	-0.28%
MPC	F	-0.28%
EG	C	-0.28%
CI	C	-0.28%
DGX	B	-0.28%
OGN	D	-0.28%
PCAR	D	-0.27%
ED	C	-0.27%
WTM	D	-0.27%
MAS	B	-0.27%
SO	B	-0.27%
OTIS	C	-0.27%
GPI	B	-0.26%
SNX	D	-0.26%
KEYS	C	-0.26%
AEP	C	-0.26%
GPK	B	-0.26%
MCHP	F	-0.26%
ALKS	C	-0.26%
REGN	C	-0.26%
XEL	B	-0.26%
CACI	B	-0.25%
RHI	D	-0.25%
STLD	F	-0.25%
NFG	B	-0.25%
ITW	C	-0.25%
BMY	C	-0.25%
DTE	C	-0.25%
DKS	D	-0.24%
RF	B	-0.24%
PRU	C	-0.24%
WSM	D	-0.24%
PEG	B	-0.24%
NVR	B	-0.23%
SON	C	-0.23%
LOPE	D	-0.23%
STT	A	-0.23%
DCI	C	-0.23%
HCA	B	-0.23%
EXEL	C	-0.23%
DLB	D	-0.23%
DHI	B	-0.23%
SYF	C	-0.23%
CRBG	D	-0.22%
AN	D	-0.22%
SNA	C	-0.21%
LYB	D	-0.21%
ARW	C	-0.21%
FLO	C	-0.21%
PKG	B	-0.21%
TT	B	-0.21%
IRM	C	-0.2%
ECL	B	-0.2%
RDN	C	-0.2%
BKNG	C	-0.2%
R	A	-0.2%
ROP	C	-0.2%
RSG	D	-0.2%
SKX	D	-0.19%
KD	D	-0.19%
MDT	C	-0.19%
DY	B	-0.19%
PPL	C	-0.19%
PNC	B	-0.19%
VRSK	D	-0.19%
FE	C	-0.19%
CVX	D	-0.19%
ADC	C	-0.18%
PPG	D	-0.18%
AIT	A	-0.18%
LRCX	F	-0.18%
BAH	C	-0.18%
AYI	B	-0.18%
WSO	C	-0.18%
SWKS	D	-0.18%
CAH	C	-0.17%
FCN	D	-0.17%
OC	D	-0.17%
GIS	B	-0.17%
ASGN	D	-0.17%
SNPS	D	-0.17%
MMM	B	-0.16%
O	C	-0.16%
CBT	B	-0.16%
WFC	D	-0.16%
RNR	C	-0.16%
MCD	B	-0.15%
BPOP	C	-0.15%
ROL	C	-0.15%
LAMR	B	-0.14%
EQR	B	-0.14%
JBL	D	-0.14%
ALL	B	-0.14%
RGA	C	-0.14%
WEC	C	-0.14%
MTG	B	-0.14%
BSX	B	-0.14%
OMC	B	-0.14%
ABT	C	-0.14%
EIX	C	-0.13%
CMC	D	-0.13%
AVB	B	-0.13%
CNC	D	-0.13%
POR	C	-0.13%
DOV	B	-0.13%
AEE	C	-0.13%
CHE	C	-0.13%
FLEX	C	-0.12%
TGT	C	-0.12%
FANG	D	-0.12%
LII	B	-0.12%
USB	B	-0.12%
BLDR	C	-0.12%
RL	C	-0.12%
PSTG	F	-0.12%
PANW	D	-0.12%
KO	C	-0.11%
DVN	F	-0.11%
AMCR	B	-0.11%
BAC	D	-0.1%
VST	C	-0.1%
CHRD	F	-0.1%
L	C	-0.1%
NEE	C	-0.1%
FSS	D	-0.1%
ADI	C	-0.1%
CBOE	C	-0.1%
LDOS	B	-0.1%
NNN	C	-0.09%
HUBB	B	-0.09%
NOC	B	-0.09%
EXC	C	-0.09%
GLPI	C	-0.09%
BJ	D	-0.09%
MMS	C	-0.09%
WELL	C	-0.09%
PSA	B	-0.08%
OGE	C	-0.08%
INGR	B	-0.08%
COP	D	-0.08%
AIZ	B	-0.08%
VMI	D	-0.08%
SPSC	D	-0.07%
SRE	C	-0.07%
KNF	B	-0.07%
APPF	D	-0.07%
ATR	B	-0.07%
GD	B	-0.07%
ACIW	B	-0.07%
FTNT	C	-0.06%
GWRE	A	-0.06%
JHG	B	-0.06%
SPG	B	-0.06%
CCI	C	-0.05%
ANF	D	-0.05%
NXST	D	-0.05%
D	C	-0.05%
BR	D	-0.05%
BCO	B	-0.05%
HON	D	-0.05%
AKAM	D	-0.05%
LNC	D	-0.05%
IP	B	-0.04%
ADM	D	-0.04%
LFUS	C	-0.04%
AWI	B	-0.04%
EPRT	B	-0.04%
ITCI	D	-0.04%
ADSK	C	-0.04%
MOG.A	B	-0.04%
JCI	B	-0.03%
COF	B	-0.03%
CF	C	-0.03%
FELE	C	-0.03%
AOS	D	-0.02%
SIRI	C	-0.02%
WPC	C	-0.02%
PAYX	C	-0.02%
SEE	D	-0.02%
CHTR	D	-0.02%
SYK	C	-0.02%
FHN	D	-0.02%
EHC	C	-0.02%
VTR	C	-0.02%
MSA	D	-0.02%
SLGN	B	-0.02%
AIG	D	-0.02%
OHI	B	-0.02%
PSX	F	-0.02%
AVY	C	-0.01%
ONB	C	-0.01%
CIEN	C	-0.01%
MTH	A	-0.01%