FTHI vs. SFLR ETF Comparison

Comparison of First Trust High Income ETF (FTHI) to Innovator Equity Managed Floor ETF (SFLR)

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.68

Average Daily Volume

244,323

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

Performance

Period	FTHI	SFLR
30 Days	2.96%	3.02%
60 Days	3.94%	4.71%
90 Days	5.68%	5.81%
12 Months	18.62%	26.23%

56 Overlapping Holdings

Symbol	Grade	Weight in FTHI	Weight in SFLR	Overlap
AAPL	C	5.63%	6.66%	5.63%
ABBV	D	0.62%	0.7%	0.62%
ADBE	C	0.44%	0.55%	0.44%
AMD	F	0.45%	0.44%	0.44%
AMGN	D	0.31%	0.39%	0.31%
AMT	D	0.29%	0.3%	0.29%
AMZN	C	3.92%	3.98%	3.92%
ARES	A	0.42%	0.16%	0.16%
AVGO	D	1.65%	1.69%	1.65%
BAC	A	0.56%	0.83%	0.56%
BKNG	A	0.36%	0.37%	0.36%
BRK.A	B	1.73%	1.4%	1.4%
BX	A	0.13%	0.34%	0.13%
COP	C	0.24%	0.31%	0.24%
COST	B	0.83%	1.07%	0.83%
CRM	B	0.65%	0.71%	0.65%
CVX	A	0.26%	0.51%	0.26%
DELL	C	0.45%	0.09%	0.09%
DHR	F	0.31%	0.42%	0.31%
GE	D	0.35%	0.6%	0.35%
GEV	B	0.17%	0.09%	0.09%
GOOG	C	1.84%	1.85%	1.84%
GOOGL	C	2.17%	2.09%	2.09%
GS	A	0.33%	0.69%	0.33%
HD	A	0.88%	1.09%	0.88%
IBM	C	0.36%	0.57%	0.36%
INTU	C	0.43%	0.56%	0.43%
ISRG	A	0.37%	0.52%	0.37%
JPM	A	1.41%	1.62%	1.41%
KO	D	0.46%	0.92%	0.46%
LIN	D	0.41%	0.61%	0.41%
LLY	F	1.18%	1.49%	1.18%
LMT	D	0.26%	0.51%	0.26%
LOW	D	0.31%	0.56%	0.31%
MA	C	0.88%	1.04%	0.88%
META	D	2.55%	2.64%	2.55%
MRK	F	0.49%	0.42%	0.42%
MSFT	F	6.53%	6.36%	6.36%
NVDA	C	6.56%	6.95%	6.56%
ORCL	B	0.53%	0.71%	0.53%
PEP	F	0.45%	0.56%	0.45%
PG	A	0.79%	1.02%	0.79%
QCOM	F	0.32%	0.4%	0.32%
SCCO	F	0.33%	0.02%	0.02%
T	A	0.35%	0.62%	0.35%
TGT	F	0.11%	0.23%	0.11%
TMO	F	0.38%	0.49%	0.38%
TMUS	B	0.3%	0.52%	0.3%
TSLA	B	1.36%	1.87%	1.36%
TXN	C	0.36%	0.68%	0.36%
UNH	C	1.08%	1.54%	1.08%
UNP	C	0.29%	0.48%	0.29%
V	A	1.01%	1.18%	1.01%
VEEV	C	0.31%	0.13%	0.13%
WMT	A	0.69%	0.95%	0.69%
XOM	B	1.0%	1.01%	1.0%

FTHI Overweight 109 Positions Relative to SFLR

Symbol	Grade	Weight
BXMT	C	1.55%
SLG	B	1.44%
JXN	C	1.11%
CRNX	C	0.99%
CCEP	C	0.98%
VST	B	0.97%
UL	D	0.94%
MO	A	0.9%
LADR	B	0.87%
BRBR	A	0.77%
CALM	A	0.76%
NFLX	A	0.72%
INGR	B	0.64%
PTVE	B	0.64%
IDA	A	0.59%
ALSN	B	0.53%
CCI	D	0.53%
WFC	A	0.49%
NVS	D	0.49%
EXP	A	0.48%
SLM	A	0.48%
BMY	B	0.48%
CVLT	B	0.48%
GILD	C	0.47%
DTM	B	0.46%
IDCC	A	0.45%
TOL	B	0.45%
SFM	A	0.45%
MDT	D	0.45%
INSM	C	0.44%
HLI	B	0.44%
EWBC	A	0.43%
UMBF	B	0.43%
MEDP	D	0.42%
MMC	B	0.42%
NOW	A	0.42%
ITW	B	0.41%
PPC	C	0.41%
CAT	B	0.41%
DECK	A	0.41%
EHC	B	0.39%
AM	A	0.38%
USFD	A	0.38%
PM	B	0.37%
CME	A	0.37%
LANC	C	0.36%
SLVM	B	0.35%
FNF	B	0.35%
VZ	C	0.35%
KNSL	B	0.35%
HESM	B	0.34%
FTI	A	0.34%
SPGI	C	0.33%
WSO	A	0.33%
RTX	C	0.33%
ADP	B	0.33%
TJX	A	0.32%
MGEE	C	0.32%
BAH	F	0.31%
HON	B	0.31%
DUK	C	0.31%
AMAT	F	0.31%
KRC	C	0.31%
BKU	A	0.3%
LOPE	B	0.3%
PSA	D	0.3%
SBRA	C	0.3%
MATX	C	0.3%
GAP	C	0.27%
DHT	F	0.27%
IIPR	D	0.27%
GGG	B	0.27%
NVO	D	0.25%
ATR	B	0.25%
SBLK	F	0.24%
O	D	0.24%
NEE	D	0.24%
BLK	C	0.24%
CNA	B	0.23%
PFGC	B	0.22%
AMH	D	0.22%
STNG	F	0.22%
EQIX	A	0.21%
PAYX	C	0.21%
CVBF	A	0.2%
FLO	D	0.2%
SO	D	0.2%
OTTR	C	0.2%
MUSA	A	0.19%
XEL	A	0.19%
MSI	B	0.17%
NEU	C	0.17%
REYN	D	0.16%
KAR	B	0.15%
WEC	A	0.15%
EXR	D	0.14%
SFNC	B	0.14%
OGN	D	0.13%
NHI	D	0.12%
PFE	D	0.1%
D	C	0.08%
BDX	F	0.07%
AJG	B	0.05%
SPG	B	0.05%
SYK	C	0.05%
CL	D	0.05%
MDLZ	F	0.03%
GIS	D	0.03%
ELV	F	0.03%

FTHI Underweight 161 Positions Relative to SFLR

Symbol	Grade	Weight
JNJ	D	-1.12%
CSCO	B	-0.84%
MCD	D	-0.76%
ABT	B	-0.57%
CMCSA	B	-0.52%
MMM	D	-0.52%
MRO	B	-0.5%
CTAS	B	-0.49%
KMI	A	-0.47%
AXP	A	-0.45%
RF	A	-0.45%
TT	A	-0.45%
TDG	D	-0.41%
KKR	A	-0.39%
HIG	B	-0.38%
WM	A	-0.38%
DIS	B	-0.37%
CFG	B	-0.36%
RSG	A	-0.35%
PRU	A	-0.35%
DOV	A	-0.34%
MS	A	-0.34%
PLTR	B	-0.33%
LRCX	F	-0.33%
URI	B	-0.32%
VRTX	F	-0.31%
ETR	B	-0.31%
UBER	D	-0.3%
ES	D	-0.3%
WAB	B	-0.29%
HBAN	A	-0.29%
BRO	B	-0.29%
CPB	D	-0.28%
INVH	D	-0.28%
NDAQ	A	-0.27%
COR	B	-0.27%
L	A	-0.27%
BXP	D	-0.26%
HCA	F	-0.26%
PPL	B	-0.26%
AME	A	-0.26%
DE	A	-0.26%
CI	F	-0.26%
BR	A	-0.26%
DOC	D	-0.26%
ROST	C	-0.25%
CSL	C	-0.25%
ED	D	-0.25%
PYPL	B	-0.25%
LEN	D	-0.24%
CMS	C	-0.24%
DTE	C	-0.24%
GM	B	-0.24%
SPOT	B	-0.23%
FDX	B	-0.23%
TTD	B	-0.23%
HEI	B	-0.22%
MAA	B	-0.22%
MRVL	B	-0.22%
APO	B	-0.22%
ACGL	D	-0.22%
ESS	B	-0.22%
WRB	A	-0.22%
FCX	D	-0.21%
MU	D	-0.21%
CHD	B	-0.21%
CRWD	B	-0.21%
NKE	D	-0.21%
LNT	A	-0.2%
MKL	A	-0.2%
DOW	F	-0.2%
HSY	F	-0.2%
SBAC	D	-0.19%
ON	D	-0.19%
LYB	F	-0.18%
LNG	B	-0.18%
REGN	F	-0.18%
SNOW	C	-0.18%
WDAY	B	-0.17%
ZM	B	-0.17%
IBKR	A	-0.17%
VLO	C	-0.17%
CNP	B	-0.16%
EL	F	-0.16%
DASH	A	-0.16%
SUI	D	-0.16%
MELI	D	-0.16%
K	A	-0.16%
LYV	A	-0.16%
EXPE	B	-0.15%
PFG	D	-0.15%
SQ	B	-0.15%
EVRG	A	-0.15%
ZBH	C	-0.14%
DRI	B	-0.14%
EXPD	D	-0.14%
AEE	A	-0.14%
SSNC	B	-0.14%
CDW	F	-0.14%
IEX	B	-0.14%
PPG	F	-0.13%
GEHC	F	-0.13%
HEI	B	-0.13%
LUV	C	-0.13%
VRT	B	-0.12%
ZS	C	-0.12%
RBLX	C	-0.12%
MSTR	C	-0.12%
F	C	-0.12%
TROW	B	-0.12%
RPRX	D	-0.12%
DKNG	B	-0.11%
DDOG	A	-0.11%
TER	D	-0.11%
LII	A	-0.11%
SNAP	C	-0.1%
ZBRA	B	-0.1%
DAL	C	-0.1%
FCNCA	A	-0.1%
TRU	D	-0.1%
ALNY	D	-0.1%
TRMB	B	-0.09%
CAG	D	-0.09%
NET	B	-0.09%
TW	A	-0.09%
HUBB	B	-0.09%
HUM	C	-0.09%
COIN	C	-0.09%
FDS	B	-0.09%
ILMN	D	-0.08%
OWL	A	-0.08%
MGM	D	-0.08%
NUE	C	-0.08%
ENTG	D	-0.08%
TEAM	A	-0.07%
CVNA	B	-0.07%
HUBS	A	-0.07%
AVTR	F	-0.07%
BSY	D	-0.06%
LPLA	A	-0.06%
SIRI	C	-0.06%
DOX	D	-0.06%
BLDR	D	-0.05%
CPNG	D	-0.05%
IOT	A	-0.05%
OXY	D	-0.05%
PINS	D	-0.04%
OKTA	C	-0.04%
ENPH	F	-0.04%
JBL	B	-0.04%
CE	F	-0.04%
MDB	C	-0.04%
CELH	F	-0.03%
RKT	F	-0.03%
AGR	B	-0.02%
GFS	C	-0.02%
WMG	C	-0.02%
MRNA	F	-0.0%
SMCI	F	-0.0%
BMRN	D	-0.0%
DXCM	D	-0.0%