FTC vs. QLV ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to FlexShares US Quality Low Volatility Index Fund (QLV)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$132.22

Average Daily Volume

32,021

Number of Holdings ^*

185

* may have additional holdings in another (foreign) market

QLV

FlexShares US Quality Low Volatility Index Fund

QLV Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Northern Trust Developed Markets ex-US Quality Low Volatility IndexSM. The underlying index is designed to reflect the performance of a selection of companies that, in aggregate, possess lower overall absolute volatility characteristics relative to a broad universe of securities domiciled in developed market countries, excluding the U.S. The fund will invest at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$66.10

Average Daily Volume

3,350

Number of Holdings ^*

114

* may have additional holdings in another (foreign) market

Performance

Period	FTC	QLV
30 Days	6.90%	2.06%
60 Days	14.55%	8.22%
90 Days	7.19%	5.34%
12 Months	39.14%	30.89%

32 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in QLV	Overlap
AAPL	C	0.36%	5.16%	0.36%
ADI	B	0.34%	0.17%	0.17%
ADP	A	0.39%	0.85%	0.39%
AMGN	D	0.7%	0.79%	0.7%
AMZN	C	0.66%	2.28%	0.66%
AVGO	B	0.72%	0.42%	0.42%
AZO	D	0.53%	0.58%	0.53%
BAH	C	0.89%	0.52%	0.52%
DLR	C	0.52%	0.6%	0.52%
EA	D	0.35%	0.2%	0.2%
GOOGL	B	0.76%	0.82%	0.76%
IBM	A	0.43%	1.9%	0.43%
JPM	C	0.88%	0.19%	0.19%
LIN	C	0.18%	0.2%	0.18%
LLY	D	0.82%	2.8%	0.82%
META	A	0.95%	1.26%	0.95%
MMC	D	0.52%	0.05%	0.05%
MSFT	D	0.47%	8.0%	0.47%
NBIX	F	0.14%	0.41%	0.14%
NVDA	B	0.83%	4.72%	0.83%
PEP	F	0.17%	1.58%	0.17%
PG	D	0.35%	3.31%	0.35%
PM	D	0.59%	0.2%	0.2%
ROP	D	0.33%	0.13%	0.13%
RSG	D	0.69%	0.56%	0.56%
SO	A	0.39%	0.7%	0.39%
TMUS	A	0.57%	0.98%	0.57%
TXN	C	0.18%	0.89%	0.18%
TYL	D	0.57%	0.77%	0.57%
V	B	0.17%	2.0%	0.17%
VRSK	D	0.33%	0.37%	0.33%
WM	B	0.47%	0.63%	0.47%

FTC Overweight 153 Positions Relative to QLV

Symbol	Grade	Weight
VST	A	1.15%
IRM	B	1.1%
HWM	A	1.08%
CEG	A	1.08%
KKR	A	1.06%
BK	A	1.01%
ERIE	A	1.0%
HEI	C	0.98%
GE	B	0.98%
TT	A	0.98%
PWR	A	0.98%
WAB	A	0.97%
VRT	B	0.96%
LII	C	0.95%
RCL	B	0.94%
GDDY	B	0.94%
FCNCA	D	0.92%
MMM	C	0.91%
ANET	A	0.91%
APO	A	0.9%
TJX	D	0.9%
GRMN	D	0.9%
BKNG	B	0.9%
HLT	A	0.9%
STX	C	0.89%
COST	C	0.88%
FICO	C	0.87%
URI	C	0.85%
DECK	B	0.83%
ORCL	A	0.81%
CAT	A	0.79%
NTAP	D	0.79%
MSI	A	0.78%
CMG	C	0.77%
BRO	A	0.77%
CSL	A	0.74%
TDG	A	0.74%
ISRG	C	0.73%
AJG	C	0.73%
IR	A	0.73%
BSX	A	0.73%
DAL	C	0.73%
PLTR	A	0.72%
CL	D	0.72%
ECL	C	0.72%
NTRS	B	0.72%
MAR	A	0.71%
ETN	B	0.71%
NFLX	A	0.71%
NTNX	C	0.71%
LPLA	D	0.7%
UBER	C	0.7%
ROST	D	0.7%
VRTX	D	0.67%
CCL	C	0.67%
PANW	B	0.67%
PSTG	F	0.65%
APH	D	0.65%
KLAC	B	0.64%
PHM	C	0.64%
CRWD	D	0.63%
PH	A	0.62%
AMAT	C	0.59%
ARES	A	0.58%
EXPE	B	0.58%
CTAS	C	0.57%
LYV	A	0.57%
FSLR	C	0.56%
MANH	A	0.56%
DPZ	D	0.56%
NOW	B	0.55%
MCO	D	0.55%
MPWR	B	0.55%
WSO	C	0.53%
BR	B	0.53%
ORLY	A	0.53%
OTIS	A	0.53%
WMB	A	0.52%
LRCX	D	0.52%
PINS	D	0.5%
ROL	C	0.5%
XYL	C	0.49%
PCAR	D	0.47%
INTU	F	0.46%
NXPI	F	0.45%
AXON	A	0.45%
CDNS	D	0.44%
MGM	D	0.44%
RIVN	F	0.43%
NVR	C	0.43%
DDOG	B	0.43%
SNPS	F	0.42%
WELL	C	0.41%
HUBB	A	0.4%
PPL	C	0.4%
FI	A	0.4%
GWW	B	0.39%
PODD	C	0.39%
TTD	A	0.38%
MO	D	0.38%
KO	C	0.38%
ALNY	C	0.38%
IT	A	0.38%
AVB	C	0.37%
STE	D	0.37%
MTD	C	0.36%
DKNG	C	0.36%
SYK	C	0.36%
CRM	B	0.36%
ESS	D	0.36%
MLM	F	0.34%
CHD	D	0.34%
AMD	C	0.34%
HON	C	0.33%
INVH	D	0.33%
SNAP	D	0.32%
ADBE	F	0.31%
ZS	F	0.3%
OKTA	F	0.27%
SMCI	F	0.25%
TRU	C	0.23%
MAS	C	0.21%
SHW	C	0.21%
DASH	A	0.21%
RMD	C	0.2%
RPM	A	0.19%
SPGI	C	0.19%
LVS	B	0.19%
HD	A	0.19%
CPAY	A	0.19%
AON	A	0.19%
ADSK	B	0.18%
DRI	C	0.18%
SPG	A	0.18%
MA	A	0.18%
PAYX	B	0.18%
VMC	D	0.17%
HST	D	0.17%
MRVL	C	0.17%
AMH	D	0.17%
AME	C	0.17%
CPRT	B	0.16%
ROK	D	0.16%
TTWO	D	0.16%
NET	D	0.16%
PTC	B	0.16%
STZ	D	0.16%
SLB	D	0.15%
HUBS	D	0.15%
ENTG	D	0.14%
BA	F	0.14%
LW	D	0.13%
EW	F	0.12%

FTC Underweight 82 Positions Relative to QLV

Symbol	Grade	Weight
MRK	F	-2.65%
MCD	A	-2.02%
JNJ	D	-1.8%
VZ	C	-1.74%
T	B	-1.43%
LMT	A	-1.15%
ABBV	C	-1.1%
XOM	A	-1.08%
GILD	A	-1.01%
ABT	C	-0.91%
DUK	C	-0.91%
CME	A	-0.9%
PSA	C	-0.9%
ED	C	-0.84%
GIS	C	-0.83%
WEC	B	-0.82%
WTW	C	-0.81%
RGLD	C	-0.81%
ATR	A	-0.81%
CHE	D	-0.8%
CHKP	A	-0.8%
DOX	B	-0.78%
AIZ	B	-0.78%
K	B	-0.77%
QLYS	F	-0.76%
LSTR	F	-0.74%
WDFC	B	-0.74%
CB	A	-0.73%
QGEN	F	-0.72%
STNG	B	-0.72%
SMMT	D	-0.72%
AVY	D	-0.71%
REGN	D	-0.63%
GD	C	-0.63%
NOC	B	-0.63%
EQIX	C	-0.61%
TRV	B	-0.61%
ALL	A	-0.6%
CTVA	A	-0.59%
ZM	B	-0.59%
BRK.A	B	-0.58%
XEL	C	-0.58%
GOOG	B	-0.57%
PKG	B	-0.56%
AEP	C	-0.56%
WCN	D	-0.56%
AEE	A	-0.55%
CMS	A	-0.55%
JKHY	A	-0.54%
CINF	A	-0.54%
SON	D	-0.53%
TTEK	A	-0.53%
DTM	A	-0.52%
TSCO	A	-0.52%
SIGI	D	-0.51%
WRB	C	-0.51%
ADC	C	-0.51%
PNW	C	-0.51%
HSY	D	-0.5%
FLO	D	-0.5%
SCI	D	-0.5%
MKL	B	-0.5%
CALM	A	-0.5%
CTRA	D	-0.49%
HII	F	-0.49%
CHRW	C	-0.48%
HRL	F	-0.42%
BMRN	F	-0.39%
NFG	A	-0.36%
CRUS	D	-0.32%
SLGN	B	-0.32%
DDS	D	-0.28%
BMI	A	-0.27%
MCK	F	-0.27%
SQSP	A	-0.24%
ALKS	B	-0.18%
CAG	D	-0.16%
NCNO	F	-0.1%
L	C	-0.1%
CWAN	B	-0.08%
UNH	B	-0.07%
EXPD	D	-0.03%