FTC vs. HART ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to IQ Healthy Hearts ETF (HART)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

HART

IQ Healthy Hearts ETF

HART Description

The investment seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the IQ Candriam Healthy Hearts Index. The fund employs a passive management - or indexing - investment approach designed to track the performance of the index, which was developed by IndexIQ LLC with Candriam Belgium S.A. acting as index consultant to IndexIQ. The index includes securities of large-, mid- and small-capitalization companies that trade in the U.S. and foreign markets, including emerging markets other than China, Egypt, India, Kuwait, Pakistan, Qatar, Saudi Arabia and United Arab Emirates.

Grade (RS Rating)

Last Trade

$31.37

Average Daily Volume

847

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTC	HART
30 Days	9.08%	-2.58%
60 Days	12.23%	-4.83%
90 Days	15.96%	-5.44%
12 Months	42.15%	13.94%

9 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in HART	Overlap
AAPL	C	0.33%	5.4%	0.33%
BSX	B	0.7%	3.48%	0.7%
DECK	A	0.54%	0.7%	0.54%
GOOGL	C	0.17%	5.82%	0.17%
GRMN	B	0.8%	0.84%	0.8%
HCA	F	0.71%	1.63%	0.71%
LLY	F	0.3%	4.24%	0.3%
THC	D	0.82%	0.49%	0.49%
UTHR	C	0.9%	0.54%	0.54%

FTC Overweight 177 Positions Relative to HART

Symbol	Grade	Weight
APP	B	1.81%
PLTR	B	1.32%
AXON	A	1.26%
CVNA	B	1.15%
RCL	A	1.09%
TRGP	B	1.08%
EXPE	B	1.03%
VRT	B	1.01%
DASH	A	1.01%
FICO	B	1.0%
GS	A	0.99%
GDDY	A	0.98%
VST	B	0.97%
KKR	A	0.96%
EME	C	0.96%
HWM	A	0.94%
HOOD	B	0.92%
BK	A	0.9%
WAB	B	0.9%
PWR	A	0.9%
AXP	A	0.89%
CCL	B	0.88%
TT	A	0.88%
HEI	B	0.88%
URI	B	0.87%
CPNG	D	0.86%
ALL	A	0.86%
PGR	A	0.85%
BURL	A	0.85%
NRG	B	0.84%
VTR	C	0.82%
NVDA	C	0.81%
AMP	A	0.8%
LYV	A	0.79%
IRM	D	0.79%
RBLX	C	0.79%
FCNCA	A	0.78%
FI	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
NOW	A	0.77%
JPM	A	0.76%
TPL	A	0.75%
PH	A	0.74%
ACGL	D	0.74%
GEN	B	0.73%
ORCL	B	0.73%
MSI	B	0.73%
CEG	D	0.72%
PCG	A	0.71%
CTAS	B	0.7%
PM	B	0.7%
BRO	B	0.7%
COST	B	0.69%
SHW	A	0.68%
LII	A	0.68%
ANET	C	0.67%
META	D	0.67%
AVGO	D	0.66%
CAT	B	0.66%
PEG	A	0.65%
FSLR	F	0.65%
APO	B	0.64%
ERIE	D	0.63%
IBM	C	0.63%
GE	D	0.63%
RMD	C	0.63%
BAH	F	0.63%
ALNY	D	0.62%
FTNT	C	0.59%
NEE	D	0.59%
TDG	D	0.59%
NFLX	A	0.57%
BKNG	A	0.57%
TTD	B	0.56%
GWW	B	0.55%
CASY	A	0.53%
HLT	A	0.53%
ISRG	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
COIN	C	0.52%
AJG	B	0.51%
WELL	A	0.51%
TYL	B	0.51%
BR	A	0.51%
TJX	A	0.5%
HUBB	B	0.5%
CSL	C	0.49%
MCO	B	0.49%
BRK.A	B	0.49%
SPGI	C	0.48%
MANH	D	0.48%
NTAP	C	0.47%
SO	D	0.47%
LVS	C	0.47%
ECL	D	0.47%
ICE	C	0.47%
UBER	D	0.46%
TSCO	D	0.46%
VLTO	D	0.45%
XYL	D	0.44%
PSA	D	0.44%
CL	D	0.43%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
TSLA	B	0.4%
CPAY	A	0.39%
DELL	C	0.38%
MAR	B	0.38%
AMZN	C	0.38%
PANW	C	0.38%
ADSK	A	0.37%
APH	A	0.37%
ARES	A	0.36%
MO	A	0.36%
ETN	A	0.36%
RSG	A	0.35%
IR	B	0.35%
DOV	A	0.35%
SPG	B	0.35%
IT	C	0.35%
ORLY	B	0.35%
MCD	D	0.33%
ROL	B	0.33%
MMC	B	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
OTIS	C	0.32%
CBOE	B	0.32%
AMGN	D	0.31%
RIVN	F	0.31%
VICI	C	0.31%
BLD	D	0.3%
EXR	D	0.3%
KO	D	0.29%
O	D	0.29%
WSM	B	0.28%
LPLA	A	0.22%
MPWR	F	0.21%
CRM	B	0.2%
CRWD	B	0.2%
FAST	B	0.19%
PAYX	C	0.18%
AON	A	0.18%
ADP	B	0.18%
MKL	A	0.18%
DLR	B	0.18%
WDAY	B	0.18%
GPN	B	0.18%
ESS	B	0.17%
ITW	B	0.17%
CHD	B	0.17%
MSCI	C	0.17%
CMG	B	0.17%
VRTX	F	0.17%
WAT	B	0.17%
DKNG	B	0.17%
MA	C	0.17%
SYK	C	0.17%
WM	A	0.17%
MU	D	0.16%
QCOM	F	0.16%
PG	A	0.16%
EQIX	A	0.16%
AVB	B	0.16%
SBAC	D	0.15%
KMB	D	0.15%
GLPI	C	0.15%
LIN	D	0.15%
CCI	D	0.14%
A	D	0.14%
ZTS	D	0.14%
MTD	D	0.13%
KLAC	D	0.13%

FTC Underweight 38 Positions Relative to HART

Symbol	Grade	Weight
ABT	B	-5.53%
UNH	C	-5.5%
JNJ	D	-4.99%
PFE	D	-4.65%
NVS	D	-4.61%
BMY	B	-3.09%
MDT	D	-2.84%
ELV	F	-2.42%
NKE	D	-2.28%
EW	C	-1.08%
PTON	B	-0.97%
GIS	D	-0.93%
CNC	D	-0.81%
ATRC	C	-0.74%
RYTM	C	-0.68%
PLNT	A	-0.65%
PEN	B	-0.64%
UAA	C	-0.64%
PNR	A	-0.63%
ONON	A	-0.62%
NARI	C	-0.61%
K	A	-0.61%
MMSI	B	-0.58%
SEM	B	-0.57%
HAYW	B	-0.57%
EHC	B	-0.57%
POOL	C	-0.56%
IRTC	D	-0.56%
VFC	C	-0.55%
COLM	B	-0.53%
LIVN	F	-0.53%
MTN	C	-0.52%
BEAM	D	-0.49%
CYTK	F	-0.47%
MOH	F	-0.46%
MODG	F	-0.44%
DKS	C	-0.44%
ACHC	F	-0.26%