FTC vs. FLQL ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to Franklin LibertyQ U.S. Equity ETF (FLQL)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.81

Average Daily Volume

33,132

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

FLQL

Franklin LibertyQ U.S. Equity ETF

FLQL Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the LibertyQ U.S. Large Cap Equity Index (the U.S. Large Cap underlying index). Under normal market conditions, the fund invests at least 80% of its assets in the component securities of the U.S. Large Cap underlying index. The U.S. Large Cap underlying index is based on the Russell 1000® Index using a methodology developed with Franklin Templeton to reflect Franklin Templeton's desired investment strategy.

Grade (RS Rating)

Last Trade

$60.07

Average Daily Volume

76,498

Number of Holdings ^*

210

* may have additional holdings in another (foreign) market

Performance

Period	FTC	FLQL
30 Days	9.85%	2.86%
60 Days	11.69%	3.34%
90 Days	16.57%	5.27%
12 Months	42.10%	31.74%

80 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in FLQL	Overlap
AAPL	B	0.33%	7.0%	0.33%
ACGL	D	0.74%	0.26%	0.26%
AMGN	D	0.31%	1.05%	0.31%
AMZN	C	0.38%	2.92%	0.38%
ANET	C	0.67%	0.77%	0.67%
APH	B	0.37%	0.6%	0.37%
APP	B	1.81%	0.42%	0.42%
AVB	B	0.16%	0.1%	0.1%
AVGO	D	0.66%	1.77%	0.66%
BKNG	B	0.57%	1.19%	0.57%
BRK.A	B	0.49%	1.11%	0.49%
BSX	C	0.7%	0.84%	0.7%
CASY	B	0.53%	0.11%	0.11%
CAT	B	0.66%	1.27%	0.66%
CL	D	0.43%	0.52%	0.43%
CMG	B	0.17%	0.57%	0.17%
COST	B	0.69%	1.7%	0.69%
CSL	B	0.49%	0.15%	0.15%
CTAS	B	0.7%	0.46%	0.46%
DECK	A	0.54%	0.22%	0.22%
DELL	C	0.38%	0.19%	0.19%
EME	B	0.96%	0.12%	0.12%
ESS	B	0.17%	0.11%	0.11%
EXR	C	0.3%	0.11%	0.11%
FAST	B	0.19%	0.33%	0.19%
FICO	B	1.0%	0.17%	0.17%
GLPI	B	0.15%	0.09%	0.09%
GOOGL	C	0.17%	2.04%	0.17%
GRMN	A	0.8%	0.25%	0.25%
GS	B	0.99%	0.6%	0.6%
GWW	A	0.55%	0.38%	0.38%
HCA	F	0.71%	0.49%	0.49%
HLT	A	0.53%	0.33%	0.33%
HWM	B	0.94%	0.25%	0.25%
IBM	C	0.63%	1.31%	0.63%
IRM	C	0.79%	0.18%	0.18%
ISRG	C	0.53%	1.3%	0.53%
JPM	B	0.76%	1.23%	0.76%
KLAC	F	0.13%	0.67%	0.13%
KMB	C	0.15%	0.14%	0.14%
LII	A	0.68%	0.15%	0.15%
LLY	F	0.3%	1.31%	0.3%
MA	B	0.17%	1.79%	0.17%
MCO	A	0.49%	0.56%	0.49%
META	D	0.67%	2.48%	0.67%
MO	A	0.36%	0.85%	0.36%
MPWR	F	0.21%	0.09%	0.09%
MSI	C	0.73%	0.58%	0.58%
NRG	C	0.84%	0.12%	0.12%
NTAP	C	0.47%	0.21%	0.21%
NVDA	C	0.81%	6.71%	0.81%
O	D	0.29%	0.15%	0.15%
ORCL	C	0.73%	0.88%	0.73%
PEG	A	0.65%	0.22%	0.22%
PH	A	0.74%	0.52%	0.52%
PM	B	0.7%	0.71%	0.7%
PSA	C	0.44%	0.38%	0.38%
QCOM	F	0.16%	1.22%	0.16%
RCL	B	1.09%	0.17%	0.17%
RMD	C	0.63%	0.13%	0.13%
ROL	B	0.33%	0.1%	0.1%
RSG	A	0.35%	0.31%	0.31%
SO	D	0.47%	0.29%	0.29%
SPG	C	0.35%	0.46%	0.35%
SYK	C	0.17%	0.94%	0.17%
THC	D	0.82%	0.11%	0.11%
TJX	A	0.5%	0.95%	0.5%
TMUS	A	0.77%	0.59%	0.59%
TPL	B	0.75%	0.16%	0.16%
TSCO	C	0.46%	0.15%	0.15%
TSLA	B	0.4%	1.13%	0.4%
TT	B	0.88%	0.65%	0.65%
URI	B	0.87%	0.38%	0.38%
UTHR	C	0.9%	0.12%	0.12%
VICI	C	0.31%	0.1%	0.1%
VRTX	D	0.17%	0.92%	0.17%
WAB	B	0.9%	0.17%	0.17%
WM	A	0.17%	0.67%	0.17%
WSM	B	0.28%	0.15%	0.15%
WSO	A	0.52%	0.13%	0.13%

FTC Overweight 106 Positions Relative to FLQL

Symbol	Grade	Weight
PLTR	B	1.32%
AXON	B	1.26%
CVNA	B	1.15%
TRGP	B	1.08%
EXPE	B	1.03%
VRT	B	1.01%
DASH	A	1.01%
GDDY	B	0.98%
VST	B	0.97%
KKR	B	0.96%
HOOD	B	0.92%
BK	A	0.9%
PWR	A	0.9%
AXP	A	0.89%
CCL	B	0.88%
HEI	B	0.88%
CPNG	D	0.86%
ALL	B	0.86%
PGR	A	0.85%
BURL	B	0.85%
VTR	D	0.82%
AMP	B	0.8%
LYV	A	0.79%
RBLX	C	0.79%
FCNCA	B	0.78%
FI	A	0.78%
NTRS	A	0.78%
NOW	B	0.77%
GEN	A	0.73%
CEG	D	0.72%
PCG	B	0.71%
BRO	B	0.7%
SHW	A	0.68%
FSLR	F	0.65%
APO	A	0.64%
ERIE	D	0.63%
GE	D	0.63%
BAH	F	0.63%
ALNY	D	0.62%
FTNT	C	0.59%
NEE	D	0.59%
TDG	D	0.59%
NFLX	B	0.57%
TTD	B	0.56%
NDAQ	A	0.52%
COIN	B	0.52%
AJG	A	0.51%
WELL	C	0.51%
TYL	A	0.51%
BR	A	0.51%
HUBB	B	0.5%
SPGI	C	0.48%
MANH	C	0.48%
LVS	C	0.47%
ECL	D	0.47%
ICE	D	0.47%
UBER	D	0.46%
VLTO	C	0.45%
XYL	D	0.44%
EFX	D	0.43%
WMB	B	0.41%
AMT	D	0.41%
CPAY	A	0.39%
MAR	A	0.38%
PANW	C	0.38%
ADSK	B	0.37%
ARES	B	0.36%
ETN	A	0.36%
IR	A	0.35%
DOV	A	0.35%
IT	C	0.35%
ORLY	B	0.35%
MCD	D	0.33%
MMC	A	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
OTIS	C	0.32%
CBOE	B	0.32%
RIVN	D	0.31%
BLD	C	0.3%
KO	D	0.29%
LPLA	B	0.22%
CRM	B	0.2%
CRWD	B	0.2%
PAYX	B	0.18%
AON	A	0.18%
ADP	B	0.18%
MKL	A	0.18%
DLR	A	0.18%
WDAY	C	0.18%
GPN	C	0.18%
ITW	A	0.17%
CHD	B	0.17%
MSCI	C	0.17%
WAT	B	0.17%
DKNG	C	0.17%
MU	D	0.16%
PG	A	0.16%
EQIX	A	0.16%
SBAC	D	0.15%
LIN	D	0.15%
CCI	D	0.14%
A	D	0.14%
ZTS	D	0.14%
MTD	F	0.13%

FTC Underweight 130 Positions Relative to FLQL

Symbol	Grade	Weight
MSFT	D	-5.96%
GOOG	C	-1.73%
WMT	B	-1.68%
JNJ	D	-1.55%
ABBV	D	-1.33%
VZ	B	-1.24%
TXN	D	-1.24%
MRK	F	-1.21%
T	A	-1.07%
C	A	-0.97%
AMAT	F	-0.96%
LRCX	F	-0.66%
XOM	C	-0.63%
REGN	F	-0.59%
CI	D	-0.56%
CB	D	-0.56%
UNH	B	-0.52%
RTX	D	-0.5%
PCAR	B	-0.44%
LMT	D	-0.4%
GD	F	-0.39%
DHI	D	-0.36%
GM	B	-0.35%
ADI	D	-0.32%
LEN	C	-0.3%
HPQ	B	-0.29%
ELV	F	-0.28%
CMI	A	-0.26%
CTSH	B	-0.24%
MCHP	F	-0.23%
AFL	B	-0.23%
SPOT	B	-0.22%
PHM	C	-0.22%
SYF	A	-0.21%
HPE	B	-0.21%
DAL	B	-0.2%
FANG	F	-0.2%
HIG	B	-0.19%
GLW	B	-0.19%
NVR	D	-0.19%
LDOS	D	-0.17%
EBAY	C	-0.17%
LYB	F	-0.16%
ETR	B	-0.16%
STLD	B	-0.16%
PKG	B	-0.15%
OC	B	-0.13%
TOL	A	-0.13%
CFG	B	-0.13%
IP	B	-0.13%
TNL	A	-0.12%
AWI	B	-0.12%
RL	B	-0.12%
JEF	A	-0.12%
MAS	C	-0.12%
AYI	B	-0.12%
EVR	B	-0.12%
FIX	A	-0.12%
ALSN	B	-0.12%
DTM	B	-0.12%
AXS	A	-0.11%
LNC	B	-0.11%
BJ	B	-0.11%
MUSA	B	-0.11%
FOXA	C	-0.11%
PPC	C	-0.11%
FOX	B	-0.11%
CW	B	-0.11%
DPZ	C	-0.11%
R	B	-0.11%
LOPE	B	-0.11%
RGA	A	-0.11%
G	B	-0.11%
CF	B	-0.11%
TXRH	A	-0.11%
JHG	A	-0.11%
BBY	D	-0.11%
UGI	A	-0.1%
OHI	D	-0.1%
SCCO	F	-0.1%
K	A	-0.1%
EMN	D	-0.1%
DGX	B	-0.1%
CLH	B	-0.1%
LAMR	C	-0.1%
UHS	D	-0.1%
NFG	B	-0.1%
DVA	B	-0.1%
ADC	B	-0.1%
DKS	C	-0.1%
KRC	C	-0.1%
INGR	B	-0.1%
KEX	B	-0.1%
RGLD	D	-0.1%
EHC	B	-0.1%
CHRW	C	-0.1%
CUZ	B	-0.1%
AMCR	D	-0.09%
WU	D	-0.09%
JNPR	F	-0.09%
NNN	D	-0.09%
EPR	D	-0.09%
PK	B	-0.09%
SNX	C	-0.09%
CACI	D	-0.09%
NEU	C	-0.09%
GAP	C	-0.09%
GPK	C	-0.09%
CHE	D	-0.09%
LEN	C	-0.09%
HRB	D	-0.09%
AVT	C	-0.09%
OMC	C	-0.09%
SWKS	F	-0.09%
MTG	B	-0.09%
M	D	-0.09%
SSNC	A	-0.09%
HIW	D	-0.09%
APA	F	-0.08%
CRI	F	-0.08%
WING	F	-0.08%
COKE	C	-0.08%
CIVI	D	-0.08%
MEDP	F	-0.08%
DVN	F	-0.08%
TER	F	-0.08%
CROX	F	-0.07%
OGN	F	-0.07%
CRUS	F	-0.07%
MDU	F	-0.07%