FTA vs. DUHP ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Dimensional US High Profitability ETF (DUHP)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

DUHP

Dimensional US High Profitability ETF

DUHP Description

Dimensional US High Profitability ETF is an exchange traded fund launched and managed by Dimensional Fund Advisors L.P. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across all market capitalizations. Dimensional US High Profitability ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$35.18

Average Daily Volume

631,730

Number of Holdings ^*

162

* may have additional holdings in another (foreign) market

Performance

Period	FTA	DUHP
30 Days	4.88%	2.33%
60 Days	5.23%	3.90%
90 Days	6.80%	5.61%
12 Months	26.69%	31.44%

45 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in DUHP	Overlap
ACN	C	0.18%	0.13%	0.13%
BBY	D	0.45%	0.45%	0.45%
BLDR	D	0.48%	0.13%	0.13%
CF	B	0.7%	0.01%	0.01%
CHTR	C	0.62%	0.22%	0.22%
CLX	B	0.17%	0.15%	0.15%
COP	C	0.94%	0.91%	0.91%
CSX	B	0.36%	0.38%	0.36%
CTRA	B	0.93%	0.03%	0.03%
DAL	C	1.12%	0.55%	0.55%
DE	A	0.48%	1.05%	0.48%
DRI	B	0.36%	0.18%	0.18%
DVN	F	0.88%	0.27%	0.27%
EOG	A	0.97%	0.23%	0.23%
EXPD	D	0.16%	0.06%	0.06%
HAL	C	0.91%	0.1%	0.1%
HD	A	0.17%	2.69%	0.17%
HOLX	D	0.16%	0.01%	0.01%
HSY	F	0.33%	0.12%	0.12%
JBHT	C	0.38%	0.03%	0.03%
JNJ	D	0.33%	2.46%	0.33%
KR	B	0.72%	1.0%	0.72%
LMT	D	0.16%	0.96%	0.16%
LNG	B	0.82%	0.9%	0.82%
LOW	D	0.17%	0.15%	0.15%
LYB	F	0.76%	0.19%	0.19%
MPC	D	0.85%	0.27%	0.27%
NKE	D	0.15%	0.51%	0.15%
NVR	D	0.33%	0.16%	0.16%
ODFL	B	0.19%	0.25%	0.19%
OMC	C	0.17%	0.15%	0.15%
OXY	D	0.86%	0.62%	0.62%
PEP	F	0.17%	2.0%	0.17%
PFG	D	0.17%	0.02%	0.02%
STLD	B	0.96%	0.01%	0.01%
STX	D	0.46%	0.07%	0.07%
SYY	B	0.49%	0.55%	0.49%
TGT	F	0.5%	0.67%	0.5%
TRV	B	0.56%	0.18%	0.18%
UAL	A	1.4%	0.26%	0.26%
ULTA	F	0.5%	0.17%	0.17%
UPS	C	0.17%	0.58%	0.17%
VLO	C	0.91%	0.1%	0.1%
VZ	C	0.64%	0.41%	0.41%
XOM	B	0.9%	0.0%	0.0%

FTA Overweight 141 Positions Relative to DUHP

Symbol	Grade	Weight
SYF	B	1.14%
GM	B	1.13%
PCAR	B	1.02%
FOXA	B	0.98%
TROW	B	0.97%
CVX	A	0.96%
CINF	A	0.96%
RS	B	0.94%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
CMCSA	B	0.91%
WFC	A	0.9%
T	A	0.89%
PSX	C	0.87%
TOL	B	0.87%
COF	B	0.86%
KMI	A	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	D	0.77%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
FDX	B	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
HIG	B	0.69%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
DTE	C	0.48%
CE	F	0.48%
AEP	D	0.47%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	B	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
DOC	D	0.33%
CARR	D	0.33%
PPG	F	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	D	0.16%
DD	D	0.16%
CI	F	0.16%
MAS	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 117 Positions Relative to DUHP

Symbol	Grade	Weight
NVDA	C	-6.26%
AAPL	C	-5.4%
MSFT	F	-4.52%
V	A	-4.15%
LLY	F	-3.81%
MA	C	-3.01%
ABBV	D	-2.44%
COST	B	-2.38%
ORCL	B	-2.31%
CAT	B	-1.91%
IBM	C	-1.84%
UNP	C	-1.55%
TJX	A	-1.43%
KO	D	-1.41%
ADBE	C	-1.35%
ADP	B	-1.31%
AMP	A	-1.27%
AMGN	D	-1.17%
URI	B	-1.1%
MRK	F	-1.05%
RCL	A	-1.01%
HON	B	-0.97%
BMY	B	-0.92%
GILD	C	-0.84%
AXP	A	-0.82%
SHW	A	-0.8%
TSCO	D	-0.78%
GWW	B	-0.75%
PAYX	C	-0.72%
ROST	C	-0.67%
ADSK	A	-0.67%
VST	B	-0.67%
CTAS	B	-0.66%
WM	A	-0.66%
LRCX	F	-0.63%
KLAC	D	-0.62%
APP	B	-0.6%
CL	D	-0.59%
COR	B	-0.56%
KMB	D	-0.55%
AMAT	F	-0.55%
ZTS	D	-0.53%
CDW	F	-0.52%
HES	B	-0.51%
TRGP	B	-0.51%
CMG	B	-0.5%
IT	C	-0.5%
ITW	B	-0.49%
VRT	B	-0.47%
MCO	B	-0.46%
VRSK	A	-0.44%
IDXX	F	-0.43%
NXPI	D	-0.42%
TXN	C	-0.39%
AON	A	-0.33%
WSM	B	-0.33%
CPAY	A	-0.32%
LULU	C	-0.31%
MCHP	D	-0.3%
ROK	B	-0.3%
PG	A	-0.29%
MSI	B	-0.28%
JBL	B	-0.27%
K	A	-0.25%
FAST	B	-0.24%
SCI	B	-0.23%
BR	A	-0.23%
EXPE	B	-0.22%
AVY	D	-0.22%
NTAP	C	-0.22%
LPLA	A	-0.21%
WAT	B	-0.19%
MTD	D	-0.18%
EQH	B	-0.17%
XPO	B	-0.15%
ROL	B	-0.15%
FTNT	C	-0.14%
LVS	C	-0.14%
TT	A	-0.13%
BURL	A	-0.13%
BAH	F	-0.13%
TPL	A	-0.12%
ALLE	D	-0.12%
DVA	B	-0.12%
NRG	B	-0.11%
MO	A	-0.11%
GDDY	A	-0.1%
BKNG	A	-0.09%
DKS	C	-0.09%
MMM	D	-0.09%
LII	A	-0.09%
LECO	B	-0.08%
WMS	D	-0.07%
POOL	C	-0.07%
MANH	D	-0.07%
CAH	B	-0.07%
BJ	A	-0.06%
ACI	C	-0.06%
QCOM	F	-0.06%
HCA	F	-0.05%
LYV	A	-0.05%
GEN	B	-0.05%
MEDP	D	-0.04%
DECK	A	-0.03%
MMC	B	-0.03%
SCCO	F	-0.03%
MAR	B	-0.03%
KVUE	A	-0.03%
WMG	C	-0.02%
FDS	B	-0.02%
CVNA	B	-0.01%
ORLY	B	-0.01%
LW	C	-0.01%
SOLV	C	-0.01%
DELL	C	-0.0%
CCK	C	-0.0%
IQV	D	-0.0%