FNY vs. IYK ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to iShares U.S. Consumer Goods ETF (IYK)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.07

Average Daily Volume

13,841

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

IYK

iShares U.S. Consumer Goods ETF

IYK Description

The investment seeks to track the investment results of an index composed of U.S. equities in the consumer goods sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Consumer Goods Index (the "underlying index"), which measures the performance of the consumer goods sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$69.86

Average Daily Volume

90,978

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNY	IYK
30 Days	6.87%	-0.76%
60 Days	8.79%	-1.00%
90 Days	10.74%	-0.14%
12 Months	41.52%	12.67%

3 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in IYK	Overlap
BRBR	A	0.51%	0.44%	0.44%
COKE	C	0.65%	0.35%	0.35%
FRPT	A	0.62%	0.33%	0.33%

FNY Overweight 211 Positions Relative to IYK

Symbol	Grade	Weight
AFRM	A	1.08%
SOFI	B	1.0%
SFM	A	0.91%
AX	B	0.9%
ALSN	B	0.87%
QTWO	A	0.86%
NTRA	A	0.86%
PIPR	A	0.84%
FIX	A	0.82%
SFBS	C	0.82%
CORT	B	0.81%
RDNT	B	0.81%
CRS	B	0.8%
TOST	B	0.8%
FOUR	A	0.8%
HLNE	B	0.8%
KTB	B	0.79%
CSWI	B	0.79%
ITRI	C	0.77%
DUOL	A	0.77%
KNF	B	0.76%
ACIW	B	0.76%
COHR	B	0.76%
CW	C	0.76%
MOG.A	B	0.76%
CVLT	B	0.76%
EXEL	B	0.75%
IBKR	A	0.74%
IOT	A	0.73%
ENSG	C	0.71%
EWBC	A	0.71%
LTH	C	0.7%
DY	D	0.7%
AAON	B	0.69%
AIT	B	0.68%
DVA	C	0.68%
MOD	A	0.67%
EXLS	B	0.66%
HLI	A	0.66%
PEGA	B	0.66%
HIMS	B	0.65%
GMED	A	0.65%
TPG	A	0.65%
PSN	D	0.64%
TXRH	B	0.63%
CACI	D	0.63%
FFIN	B	0.63%
PODD	C	0.63%
CRVL	B	0.62%
TTEK	F	0.62%
SLG	B	0.62%
RL	C	0.61%
MMSI	A	0.6%
GWRE	A	0.6%
ATI	C	0.6%
ITGR	B	0.59%
AUR	C	0.59%
KEX	B	0.59%
EXP	B	0.59%
ADC	A	0.58%
ANF	F	0.58%
ITT	A	0.58%
EHC	B	0.58%
BOOT	C	0.57%
TKO	A	0.57%
AVAV	C	0.56%
BCO	F	0.56%
CRDO	B	0.56%
BFAM	D	0.55%
FSS	B	0.55%
CBT	D	0.55%
BMI	B	0.55%
EPRT	B	0.55%
DOCU	B	0.54%
HRB	D	0.54%
NCLH	B	0.54%
PLNT	A	0.51%
AYI	B	0.5%
KAI	B	0.5%
IBOC	B	0.5%
SMG	C	0.49%
FLS	B	0.49%
LNTH	D	0.49%
BWXT	B	0.49%
AWI	A	0.49%
HOMB	A	0.48%
PRI	B	0.48%
ONB	C	0.48%
WHD	B	0.47%
S	B	0.47%
IBP	D	0.47%
PI	D	0.46%
FFIV	B	0.46%
SCI	B	0.46%
ZETA	D	0.46%
HASI	D	0.45%
TW	A	0.45%
RYAN	A	0.45%
AXSM	B	0.44%
BOX	B	0.44%
CNS	B	0.44%
CLH	C	0.43%
BDC	C	0.43%
DT	D	0.42%
AZEK	A	0.42%
WWD	C	0.42%
HALO	F	0.42%
DKS	D	0.41%
OHI	C	0.41%
SBRA	C	0.41%
NYT	D	0.4%
WYNN	C	0.4%
ALLE	C	0.4%
INSM	C	0.39%
OLLI	D	0.39%
RNA	C	0.38%
DTM	A	0.37%
VRNS	D	0.37%
CRUS	D	0.35%
CFR	B	0.35%
INSP	D	0.35%
PCTY	C	0.34%
RVMD	C	0.34%
MTCH	D	0.34%
CBSH	B	0.34%
ESAB	C	0.33%
GME	C	0.33%
WING	D	0.33%
RARE	F	0.33%
WTM	A	0.32%
ITCI	C	0.32%
RLI	A	0.32%
CWST	A	0.31%
AXTA	B	0.31%
RUN	F	0.31%
MKTX	D	0.3%
BRX	A	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
KRG	B	0.29%
REG	A	0.29%
EEFT	B	0.29%
CHDN	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
ORA	B	0.29%
IRT	A	0.29%
RHP	B	0.29%
DBX	B	0.29%
ATR	B	0.29%
BLKB	B	0.28%
BPMC	B	0.28%
CTRE	C	0.28%
KNSL	B	0.28%
CROX	D	0.28%
LAMR	C	0.27%
GPK	C	0.27%
GAP	C	0.27%
CPT	B	0.27%
CUBE	C	0.26%
AGNC	C	0.26%
EXPO	D	0.24%
FCN	F	0.24%
AOS	F	0.23%
VRRM	F	0.23%
FND	D	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
GTLS	A	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
MASI	B	0.17%
DAY	B	0.17%
KD	B	0.17%
MARA	B	0.16%
CHH	A	0.16%
TRMB	B	0.16%
LOPE	C	0.16%
GATX	A	0.16%
NTNX	B	0.16%
AM	A	0.15%
ESI	B	0.15%
DCI	B	0.15%
RGLD	C	0.15%
MORN	B	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
RBC	A	0.15%
GOLF	B	0.15%
IPAR	B	0.14%
ROIV	C	0.14%
APPF	B	0.14%
NEU	D	0.14%
UDR	B	0.14%
CNM	D	0.14%
H	B	0.14%
LNW	F	0.14%
NNN	C	0.13%
ELAN	D	0.13%
CHE	D	0.13%
EGP	D	0.13%
MEDP	D	0.13%
SSD	F	0.13%
FR	D	0.13%
TECH	F	0.12%
U	C	0.11%
TDW	F	0.1%
BRKR	D	0.1%
LCID	F	0.09%

FNY Underweight 50 Positions Relative to IYK

Symbol	Grade	Weight
PG	C	-16.39%
KO	D	-9.96%
PEP	F	-9.12%
PM	B	-8.46%
MO	A	-4.51%
MDLZ	F	-4.05%
MCK	A	-3.72%
CL	D	-3.57%
CVS	D	-3.16%
KVUE	A	-2.16%
KMB	C	-2.14%
COR	B	-1.89%
CTVA	C	-1.83%
KR	B	-1.82%
STZ	D	-1.79%
SYY	D	-1.77%
MNST	C	-1.76%
KDP	F	-1.68%
GIS	D	-1.67%
KHC	F	-1.31%
CHD	A	-1.26%
ADM	D	-1.2%
HSY	F	-1.18%
K	A	-1.0%
CLX	A	-0.99%
MKC	C	-0.88%
TSN	B	-0.86%
USFD	A	-0.7%
CASY	A	-0.7%
PFGC	B	-0.6%
CAG	F	-0.6%
BG	D	-0.6%
TAP	C	-0.52%
SJM	D	-0.52%
LW	C	-0.51%
INGR	C	-0.44%
HRL	D	-0.4%
CPB	D	-0.39%
ACI	C	-0.37%
DAR	C	-0.32%
WBA	F	-0.29%
POST	C	-0.25%
CELH	F	-0.21%
FLO	D	-0.19%
SAM	C	-0.13%
SPB	C	-0.11%
PPC	C	-0.1%
GO	C	-0.08%
REYN	D	-0.07%
SEB	F	-0.03%