FNY vs. AOTG ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to AOT Growth and Innovation ETF (AOTG)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$77.64

Average Daily Volume

15,910

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

AOTG

AOT Growth and Innovation ETF

AOTG Description

EA Series Trust - AOT Growth and Innovation ETF is an exchange traded fund launched and managed by Empowered Funds, LLC. The fund is co-managed by AOT Invest LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth stocks of companies across diversified market capitalization. It employs fundamental analysis with top-down stock picking approach to create its portfolio. The fund employs internal and external research to create its portfolio. EA Series Trust - AOT Growth and Innovation ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$40.26

Average Daily Volume

2,283

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNY	AOTG
30 Days	2.76%	1.62%
60 Days	3.00%	4.03%
90 Days	6.08%	5.75%
12 Months	23.98%	32.19%

4 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in AOTG	Overlap
DOCU	C	0.15%	0.78%	0.15%
IOT	B	0.33%	0.57%	0.33%
SOFI	C	0.33%	0.68%	0.33%
TOST	C	0.67%	4.43%	0.67%

FNY Overweight 212 Positions Relative to AOTG

Symbol	Grade	Weight
COKE	C	0.9%
ENSG	A	0.87%
HALO	B	0.85%
HRB	C	0.85%
SFM	B	0.84%
ALSN	B	0.84%
POST	C	0.82%
TTEK	B	0.82%
PSN	B	0.82%
MOG.A	B	0.81%
INSM	D	0.81%
CVNA	B	0.81%
ITGR	B	0.8%
CW	B	0.8%
DVA	A	0.79%
ATI	D	0.78%
MUSA	B	0.78%
AVAV	D	0.77%
FRPT	B	0.77%
APP	B	0.76%
LNTH	C	0.76%
MOD	C	0.76%
BCO	B	0.75%
NTRA	B	0.75%
CLH	B	0.75%
IBKR	B	0.74%
LNW	B	0.74%
FIX	B	0.74%
BFAM	B	0.73%
SFBS	B	0.72%
TOL	B	0.7%
H	D	0.7%
EME	A	0.7%
TXRH	D	0.7%
CVLT	B	0.7%
CASY	C	0.67%
WWD	D	0.67%
PEGA	C	0.65%
WING	B	0.65%
OLLI	C	0.65%
GKOS	D	0.64%
RYAN	C	0.64%
KD	D	0.64%
TKO	B	0.63%
AWI	C	0.63%
TPL	C	0.63%
KTB	A	0.63%
PRI	B	0.63%
CBT	B	0.63%
TW	A	0.63%
ATR	A	0.62%
XPO	D	0.62%
HOOD	C	0.61%
NYT	C	0.61%
MEDP	D	0.61%
ARMK	B	0.61%
SRPT	F	0.61%
GWRE	A	0.61%
KNF	B	0.61%
FCN	C	0.6%
BWXT	D	0.6%
BMI	A	0.6%
FSS	D	0.6%
AAON	A	0.59%
AIT	C	0.59%
ITT	C	0.59%
LOPE	D	0.59%
RL	B	0.57%
CHDN	B	0.57%
AM	B	0.56%
WFRD	D	0.56%
ANF	D	0.56%
HQY	C	0.55%
WSM	C	0.54%
CRVL	B	0.53%
APPF	D	0.53%
MTSI	D	0.52%
HLNE	B	0.52%
INGR	B	0.51%
HCC	D	0.51%
APG	D	0.51%
AXSM	C	0.51%
VRNS	C	0.5%
HAS	B	0.5%
OHI	B	0.5%
EPRT	A	0.5%
EXEL	A	0.49%
ONTO	D	0.49%
BPMC	F	0.49%
EXLS	B	0.49%
MKSI	F	0.48%
TDW	F	0.48%
MMSI	A	0.48%
ELF	F	0.47%
RVMD	C	0.47%
RLI	B	0.47%
CFR	C	0.47%
MORN	C	0.46%
CWST	A	0.46%
GOLF	D	0.46%
IRT	A	0.46%
PLNT	B	0.46%
SMAR	B	0.46%
AXTA	C	0.45%
STWD	B	0.45%
KAI	C	0.45%
LAMR	A	0.45%
FOUR	C	0.45%
EEFT	F	0.44%
GATX	C	0.44%
IBP	C	0.44%
ESAB	C	0.44%
DCI	D	0.43%
DUOL	C	0.43%
VRRM	D	0.43%
IONS	F	0.43%
ACA	C	0.43%
BRBR	C	0.42%
NCLH	C	0.4%
MSA	D	0.4%
OWL	C	0.4%
ACLS	F	0.4%
GNTX	F	0.39%
ALTR	D	0.38%
OLED	C	0.38%
AFRM	C	0.38%
ESTC	F	0.37%
WYNN	D	0.37%
PR	D	0.36%
ADC	B	0.35%
CNM	F	0.35%
KNSL	C	0.35%
ALKS	C	0.34%
CPT	B	0.33%
FFIV	A	0.33%
S	C	0.32%
GPK	A	0.32%
PFGC	B	0.32%
EXP	A	0.32%
EXPO	B	0.32%
BCPC	C	0.32%
ITCI	D	0.31%
BLKB	B	0.31%
UDR	B	0.31%
MSGS	B	0.31%
HRI	D	0.3%
ZWS	B	0.3%
CHH	C	0.3%
TNET	D	0.29%
MAC	B	0.29%
ORA	C	0.29%
BLD	D	0.28%
AOS	D	0.28%
AZEK	C	0.28%
WMS	D	0.26%
AEIS	D	0.26%
FIZZ	F	0.26%
SMPL	D	0.26%
HAE	D	0.26%
MSTR	D	0.26%
WMG	D	0.26%
SAM	F	0.26%
OTTR	D	0.26%
VNT	D	0.25%
EVH	C	0.23%
INFA	D	0.23%
LYFT	D	0.23%
MARA	F	0.22%
AMR	F	0.22%
SHC	B	0.19%
CFLT	F	0.19%
CCOI	C	0.18%
BOX	A	0.18%
IRTC	F	0.18%
KRG	B	0.17%
ALLE	A	0.17%
REG	B	0.17%
OPCH	C	0.17%
BRX	B	0.17%
CNS	A	0.17%
WDFC	C	0.17%
CHE	C	0.16%
EGP	B	0.16%
RGLD	B	0.16%
NNN	B	0.16%
DOC	B	0.16%
CELH	F	0.16%
CUBE	A	0.16%
EPR	B	0.16%
YETI	D	0.15%
FELE	D	0.15%
SSD	C	0.15%
WTS	C	0.15%
JKHY	A	0.15%
RBC	D	0.15%
WEX	C	0.15%
IPAR	D	0.15%
TPX	C	0.15%
NEU	C	0.15%
NCNO	F	0.14%
AES	C	0.14%
HXL	F	0.14%
WSC	D	0.14%
WEN	C	0.14%
TECH	D	0.14%
RHP	D	0.14%
SAIA	D	0.13%
TENB	D	0.13%
ALGM	D	0.12%
CIVI	F	0.12%
PGNY	F	0.12%
PCOR	D	0.12%

FNY Underweight 43 Positions Relative to AOTG

Symbol	Grade	Weight
NVDA	D	-9.58%
AMD	D	-8.66%
NU	B	-5.88%
CRM	D	-5.29%
AMZN	C	-4.81%
TSM	C	-4.75%
MSFT	C	-4.57%
GOOGL	D	-4.32%
V	A	-4.07%
ADBE	D	-3.49%
PCTY	D	-3.27%
SHOP	C	-3.15%
MELI	B	-2.95%
PYPL	B	-2.43%
LLY	C	-2.31%
NOW	B	-2.2%
TYL	B	-2.13%
WDAY	D	-2.02%
TSLA	C	-2.02%
TTD	B	-1.85%
NFLX	B	-1.71%
SPOT	C	-1.5%
DLO	D	-0.94%
DDOG	D	-0.93%
PAYC	D	-0.91%
SQ	D	-0.86%
DOCN	B	-0.64%
ZM	C	-0.52%
VEEV	C	-0.51%
ROKU	C	-0.46%
ADSK	B	-0.45%
PAYX	B	-0.39%
DAY	C	-0.37%
SNOW	F	-0.35%
AXP	B	-0.33%
PANW	C	-0.31%
Z	B	-0.31%
MA	A	-0.29%
BILL	D	-0.26%
OKTA	F	-0.22%
MDB	D	-0.18%
NTLA	F	-0.11%
FSLY	D	-0.08%