FNY vs. AIQ ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Global X Future Analytics Tech ETF (AIQ)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.01

Average Daily Volume

16,094

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

AIQ

Global X Future Analytics Tech ETF

AIQ Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Artificial Intelligence & Big Data Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index. The underlying index is designed to track the performance of companies involved in the development and utilization of artificial intelligence ("AI") and big data. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$35.04

Average Daily Volume

424,771

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNY	AIQ
30 Days	2.30%	-1.52%
60 Days	3.67%	-0.17%
90 Days	7.05%	-1.77%
12 Months	25.45%	26.04%

5 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in AIQ	Overlap
DOCU	C	0.15%	0.31%	0.15%
INFA	D	0.24%	0.31%	0.24%
PCOR	F	0.12%	0.24%	0.12%
PEGA	C	0.63%	0.33%	0.33%
SMAR	B	0.49%	0.34%	0.34%

FNY Overweight 211 Positions Relative to AIQ

Symbol	Grade	Weight
APP	B	0.91%
ENSG	C	0.88%
SFM	B	0.87%
COKE	C	0.84%
HALO	B	0.83%
HRB	C	0.83%
PSN	B	0.83%
MOG.A	B	0.82%
NTRA	B	0.82%
ALSN	B	0.81%
DVA	B	0.81%
MUSA	C	0.81%
FIX	B	0.8%
CW	B	0.8%
ATI	C	0.8%
TTEK	C	0.8%
INSM	D	0.79%
MOD	C	0.79%
FRPT	B	0.78%
ITGR	B	0.78%
CVNA	B	0.78%
POST	C	0.78%
CLH	B	0.76%
EME	B	0.76%
BCO	B	0.75%
LNW	B	0.75%
LNTH	C	0.74%
AVAV	D	0.73%
BFAM	C	0.73%
TOL	B	0.72%
IBKR	B	0.72%
TOST	B	0.72%
OLLI	C	0.71%
CASY	D	0.71%
GWRE	A	0.7%
SFBS	B	0.69%
CVLT	B	0.69%
HOOD	C	0.68%
H	C	0.68%
WWD	D	0.68%
KNF	B	0.67%
WING	B	0.67%
TXRH	D	0.67%
CBT	B	0.64%
ARMK	B	0.64%
AWI	B	0.63%
RYAN	C	0.63%
TW	A	0.63%
KTB	B	0.63%
ATR	B	0.62%
TPL	C	0.62%
KD	D	0.62%
BMI	B	0.62%
TKO	B	0.61%
GKOS	D	0.61%
PRI	B	0.61%
AAON	B	0.61%
MEDP	D	0.6%
FSS	D	0.59%
NYT	C	0.59%
ITT	C	0.59%
BWXT	D	0.59%
AIT	C	0.59%
LOPE	D	0.58%
XPO	D	0.58%
FCN	C	0.58%
AM	B	0.57%
SRPT	F	0.57%
RL	B	0.57%
CHDN	C	0.57%
WSM	C	0.55%
ANF	D	0.55%
WFRD	F	0.53%
APG	D	0.52%
MTSI	D	0.52%
HLNE	B	0.52%
APPF	D	0.52%
OHI	A	0.51%
HQY	C	0.51%
CRVL	B	0.51%
EPRT	A	0.5%
EXEL	B	0.5%
ONTO	F	0.5%
INGR	A	0.5%
AXSM	C	0.49%
HCC	F	0.49%
EXLS	C	0.49%
HAS	B	0.49%
MMSI	B	0.48%
PLNT	A	0.48%
FOUR	C	0.47%
DUOL	B	0.47%
IRT	B	0.47%
MKSI	F	0.47%
VRNS	C	0.47%
LAMR	A	0.46%
RLI	B	0.46%
KAI	C	0.46%
CWST	D	0.46%
RVMD	C	0.46%
MORN	C	0.45%
BPMC	D	0.45%
CFR	C	0.45%
STWD	A	0.45%
ACA	C	0.45%
IBP	C	0.44%
BRBR	B	0.44%
GATX	D	0.44%
ESAB	C	0.44%
VRRM	D	0.43%
AXTA	C	0.43%
NCLH	C	0.43%
GOLF	F	0.43%
DCI	D	0.42%
TDW	F	0.42%
OLED	C	0.41%
OWL	C	0.41%
ACLS	F	0.4%
EEFT	D	0.4%
ELF	F	0.39%
IOT	A	0.39%
AFRM	C	0.39%
MSA	C	0.39%
ALTR	C	0.38%
WYNN	D	0.37%
GNTX	F	0.37%
IONS	F	0.37%
ESTC	F	0.37%
EXP	B	0.35%
PR	D	0.35%
CNM	F	0.35%
ADC	C	0.35%
KNSL	C	0.34%
FFIV	A	0.34%
PFGC	B	0.32%
ZWS	B	0.32%
EXPO	B	0.32%
CPT	B	0.32%
GPK	B	0.32%
SOFI	C	0.32%
UDR	B	0.32%
BLKB	B	0.31%
MSGS	B	0.31%
BCPC	C	0.31%
ITCI	D	0.31%
ALKS	C	0.31%
ORA	C	0.3%
MAC	B	0.3%
S	C	0.3%
HRI	C	0.29%
AZEK	C	0.29%
CHH	C	0.29%
AOS	C	0.28%
WMG	D	0.27%
MSTR	D	0.27%
TNET	D	0.27%
BLD	D	0.27%
WMS	D	0.26%
SMPL	D	0.26%
FIZZ	D	0.25%
OTTR	D	0.25%
AEIS	D	0.25%
SAM	F	0.25%
HAE	D	0.25%
LYFT	D	0.24%
VNT	D	0.24%
EVH	C	0.23%
MARA	F	0.23%
AMR	F	0.21%
SHC	B	0.2%
IRTC	F	0.2%
CFLT	F	0.19%
CNS	B	0.18%
BOX	B	0.18%
CCOI	C	0.18%
ALLE	B	0.17%
KRG	B	0.17%
BRX	B	0.17%
CUBE	B	0.17%
REG	C	0.17%
EGP	B	0.16%
WEX	C	0.16%
RGLD	B	0.16%
NNN	B	0.16%
EPR	B	0.16%
DOC	C	0.16%
OPCH	C	0.16%
WDFC	B	0.16%
CELH	F	0.16%
RHP	D	0.15%
TECH	C	0.15%
AES	C	0.15%
SSD	C	0.15%
TPX	C	0.15%
WSC	D	0.15%
CHE	C	0.15%
WTS	C	0.15%
JKHY	B	0.15%
RBC	C	0.15%
NEU	D	0.15%
HXL	F	0.14%
YETI	D	0.14%
FELE	C	0.14%
WEN	C	0.14%
IPAR	D	0.14%
SAIA	D	0.13%
TENB	D	0.13%
NCNO	D	0.13%
PGNY	F	0.12%
ALGM	F	0.11%
CIVI	F	0.11%

FNY Underweight 54 Positions Relative to AIQ

Symbol	Grade	Weight
NOW	A	-3.53%
IBM	B	-3.5%
BABA	C	-3.38%
CSCO	B	-3.32%
NFLX	B	-3.32%
ADBE	D	-3.3%
META	A	-3.27%
ACN	C	-3.27%
AAPL	D	-3.1%
ORCL	B	-3.09%
CRM	D	-3.03%
AMZN	C	-2.98%
MSFT	C	-2.88%
TSLA	C	-2.78%
NVDA	D	-2.75%
AVGO	C	-2.72%
QCOM	D	-2.63%
GOOGL	D	-2.59%
UBER	C	-2.55%
MU	F	-1.67%
SHOP	C	-1.44%
INTC	F	-1.42%
SNPS	D	-1.24%
CDNS	D	-1.2%
NXPI	D	-1.03%
FTNT	C	-1.0%
WDAY	D	-0.94%
TTD	B	-0.77%
GEHC	C	-0.68%
DDOG	D	-0.58%
EBAY	B	-0.52%
ROK	D	-0.51%
ZS	F	-0.42%
SMCI	F	-0.42%
BIDU	F	-0.41%
ERIC	B	-0.4%
HPE	D	-0.4%
STX	D	-0.37%
HUBB	B	-0.36%
G	C	-0.36%
DXC	C	-0.33%
TWLO	D	-0.31%
CYBR	D	-0.31%
PATH	D	-0.31%
ZBRA	B	-0.31%
VSAT	F	-0.29%
WIX	D	-0.29%
AMBA	C	-0.28%
TDC	F	-0.27%
STNE	F	-0.26%
AI	F	-0.24%
OKTA	F	-0.23%
VRNT	F	-0.23%
SNAP	F	-0.21%