FNK vs. NUMV ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to NuShares ESG Mid-Cap Value ETF (NUMV)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

10,619

Number of Holdings ^*

224

* may have additional holdings in another (foreign) market

NUMV

NuShares ESG Mid-Cap Value ETF

NUMV Description

The Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Mid-Cap Value Index.

Grade (RS Rating)

Last Trade

$36.40

Average Daily Volume

30,009

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	NUMV
30 Days	2.49%	2.59%
60 Days	7.30%	9.18%
90 Days	8.83%	11.42%
12 Months	27.71%	31.88%

7 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in NUMV	Overlap
AIZ	B	0.34%	1.47%	0.34%
ALLY	F	0.49%	0.98%	0.49%
BBWI	F	0.33%	0.36%	0.33%
CCK	C	0.18%	0.69%	0.18%
NI	A	0.51%	1.6%	0.51%
PARA	F	0.14%	0.03%	0.03%
WTRG	D	0.29%	1.37%	0.29%

FNK Overweight 217 Positions Relative to NUMV

Symbol	Grade	Weight
LBRDK	C	1.01%
MHO	C	0.96%
TMHC	C	0.88%
MTH	C	0.88%
GPI	C	0.88%
RNR	A	0.86%
JXN	A	0.86%
RUSHA	D	0.85%
LAD	C	0.85%
KBH	D	0.84%
MTG	A	0.83%
BTU	B	0.82%
AMG	B	0.81%
FMC	C	0.8%
ESNT	A	0.79%
RDN	D	0.78%
TAP	D	0.78%
FYBR	C	0.76%
HOG	D	0.76%
AGO	B	0.74%
SIG	C	0.74%
ASO	D	0.73%
ESGR	C	0.73%
CHK	C	0.71%
COLB	C	0.71%
NOG	D	0.7%
SEB	F	0.7%
VLY	C	0.7%
AGCO	D	0.7%
DAR	F	0.69%
TPH	C	0.68%
WTM	C	0.68%
UHS	D	0.68%
SM	D	0.68%
KRC	C	0.68%
BCC	C	0.68%
THC	D	0.68%
G	A	0.68%
MOS	F	0.66%
PNW	C	0.66%
TEX	F	0.66%
LBRT	D	0.66%
AL	D	0.65%
EVRG	C	0.65%
R	C	0.65%
BYD	B	0.65%
UNM	A	0.65%
OGS	C	0.64%
HP	D	0.63%
GMS	B	0.63%
PVH	D	0.63%
COOP	B	0.63%
BWA	C	0.62%
POR	D	0.62%
OVV	D	0.62%
CVI	D	0.62%
BKH	C	0.62%
NFG	A	0.62%
CADE	B	0.61%
MDU	C	0.61%
ARW	C	0.61%
AN	D	0.61%
MATX	C	0.6%
MTDR	D	0.6%
MUR	F	0.59%
DINO	F	0.59%
CLF	D	0.59%
DXC	C	0.59%
NOV	F	0.59%
AVT	B	0.58%
OZK	D	0.57%
WBS	D	0.57%
CNXC	F	0.57%
WAL	C	0.56%
MGY	B	0.56%
ABG	D	0.56%
LNC	B	0.55%
GL	C	0.54%
PTEN	F	0.54%
CMC	D	0.54%
ADTN	C	0.53%
CUZ	C	0.53%
LEA	F	0.53%
MLI	B	0.53%
OSK	F	0.52%
NRG	A	0.5%
URBN	F	0.5%
OGN	F	0.5%
OGE	C	0.49%
UFPI	C	0.49%
APA	F	0.49%
PNFP	B	0.49%
THO	C	0.49%
PBF	F	0.48%
AXS	A	0.48%
UTHR	C	0.47%
AEO	C	0.47%
BC	C	0.47%
EMN	C	0.47%
BERY	C	0.47%
ALK	C	0.46%
EWBC	B	0.46%
SON	D	0.45%
PAG	D	0.45%
HII	F	0.45%
AGNC	B	0.45%
CZR	B	0.45%
TKR	B	0.44%
CHRD	F	0.44%
KNX	D	0.44%
ONB	D	0.44%
PII	D	0.44%
WCC	D	0.44%
WTFC	B	0.44%
JAZZ	F	0.43%
VAL	F	0.42%
NXST	D	0.42%
FNB	D	0.42%
OLN	D	0.42%
SANM	D	0.42%
WU	D	0.41%
FHN	D	0.4%
OMF	D	0.39%
RRC	D	0.39%
ASH	F	0.38%
GAP	F	0.37%
LPX	C	0.37%
IPGP	D	0.36%
SSB	C	0.35%
ATKR	F	0.35%
AYI	A	0.35%
DDS	D	0.35%
DNB	D	0.35%
M	D	0.34%
UMBF	C	0.34%
SLGN	B	0.34%
SAIC	A	0.34%
FAF	C	0.34%
LNT	B	0.33%
ABCB	C	0.33%
GT	F	0.32%
CMA	C	0.32%
ORI	A	0.32%
DTM	A	0.32%
PB	D	0.32%
HOMB	D	0.31%
RYN	C	0.31%
MIDD	D	0.31%
IDA	D	0.31%
UBSI	D	0.31%
IAC	C	0.31%
BOKF	B	0.31%
ZION	D	0.3%
SLM	B	0.3%
UGI	C	0.3%
ASGN	D	0.3%
SEIC	B	0.3%
REYN	D	0.3%
NJR	C	0.3%
HWC	D	0.29%
WHR	C	0.29%
COLM	B	0.29%
SWX	C	0.29%
SNX	C	0.28%
ENS	B	0.27%
DKS	D	0.27%
SKX	B	0.27%
CROX	C	0.27%
PRGO	F	0.27%
BECN	D	0.26%
HGV	F	0.25%
RIG	F	0.23%
CAR	D	0.23%
AMKR	F	0.21%
VNO	B	0.21%
SKY	C	0.2%
FBIN	C	0.19%
JEF	A	0.18%
JLL	C	0.18%
HLI	A	0.17%
IVZ	A	0.17%
EHC	C	0.16%
HSIC	D	0.16%
IP	C	0.16%
VOYA	A	0.16%
AVNT	C	0.16%
PCH	C	0.16%
NVST	D	0.16%
TFX	C	0.16%
USFD	C	0.16%
MAT	B	0.16%
CACI	A	0.16%
RHI	D	0.15%
BXMT	C	0.15%
SNV	D	0.15%
RGA	B	0.15%
BPOP	D	0.15%
MMS	C	0.15%
AFG	A	0.15%
KWR	F	0.14%
SEM	D	0.14%
SIGI	D	0.14%
GXO	D	0.14%
LSTR	F	0.14%
NEOG	F	0.14%
LFUS	C	0.14%
FUL	F	0.14%
SUM	F	0.14%
BHF	D	0.14%
SEE	C	0.14%
KEX	C	0.14%
AR	C	0.13%
CXT	F	0.13%
LANC	F	0.13%
CRUS	D	0.13%
BJ	B	0.13%
AAP	F	0.08%

FNK Underweight 81 Positions Relative to NUMV

Symbol	Grade	Weight
URI	C	-2.51%
OKE	A	-2.36%
BKR	B	-2.03%
IRM	B	-2.0%
PHM	C	-2.0%
HIG	A	-1.99%
FSLR	C	-1.93%
IFF	D	-1.85%
AWK	D	-1.82%
PFG	A	-1.75%
CAH	B	-1.74%
LYB	B	-1.72%
ES	D	-1.72%
ATO	A	-1.71%
STE	D	-1.69%
K	B	-1.63%
CBOE	B	-1.62%
BXP	B	-1.61%
HBAN	B	-1.61%
BALL	C	-1.6%
HPE	B	-1.58%
WPC	C	-1.57%
DOC	C	-1.57%
AVTR	D	-1.57%
HST	D	-1.57%
ALLE	A	-1.56%
BR	B	-1.55%
NTAP	D	-1.52%
WTW	C	-1.51%
SOLV	C	-1.5%
OC	C	-1.48%
TRMB	B	-1.43%
EXPD	D	-1.42%
BG	F	-1.42%
HOOD	B	-1.35%
CBRE	C	-1.34%
PPG	D	-1.32%
ARE	D	-1.23%
IPG	D	-1.22%
HOLX	D	-1.21%
KEYS	B	-1.2%
GPC	D	-1.17%
LKQ	F	-1.13%
XYL	C	-1.12%
PNR	C	-1.11%
FOX	B	-0.93%
IR	A	-0.91%
MKC	C	-0.9%
AKAM	D	-0.89%
APTV	D	-0.84%
STLD	C	-0.84%
ULTA	D	-0.81%
CHD	D	-0.8%
FITB	C	-0.73%
STT	A	-0.72%
MKTX	B	-0.69%
NTRS	B	-0.67%
KMX	F	-0.67%
POOL	D	-0.65%
CNH	C	-0.59%
JBHT	D	-0.57%
NDAQ	C	-0.55%
HRL	F	-0.51%
CAG	D	-0.51%
DOV	C	-0.48%
DGX	D	-0.41%
IEX	D	-0.33%
DFS	A	-0.3%
EQH	B	-0.23%
SYF	A	-0.21%
WDC	C	-0.16%
CLX	C	-0.16%
CHRW	C	-0.16%
ACGL	A	-0.11%
J	F	-0.09%
CFG	C	-0.06%
REG	C	-0.03%
AVY	D	-0.02%
KIM	C	-0.02%
TTC	F	-0.02%
AVB	C	-0.01%