FNK vs. FTXN ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to First Trust Nasdaq Oil & Gas ETF (FTXN)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

10,619

Number of Holdings ^*

224

* may have additional holdings in another (foreign) market

FTXN

First Trust Nasdaq Oil & Gas ETF

FTXN Description

The First Trust Nasdaq Oil & Gas ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Oil & Gas Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Oil & Gas Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Oil & Gas Index.

Grade (RS Rating)

Last Trade

$30.99

Average Daily Volume

50,159

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	FTXN
30 Days	2.49%	6.18%
60 Days	7.30%	8.32%
90 Days	8.83%	2.28%
12 Months	27.71%	12.97%

13 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in FTXN	Overlap
APA	F	0.49%	1.73%	0.49%
CHRD	F	0.44%	0.99%	0.44%
CVI	D	0.62%	0.48%	0.48%
DINO	F	0.59%	1.23%	0.59%
DTM	A	0.32%	0.56%	0.32%
LBRT	D	0.66%	0.57%	0.57%
MGY	B	0.56%	0.55%	0.55%
MTDR	D	0.6%	1.2%	0.6%
NOG	D	0.7%	0.78%	0.7%
NOV	F	0.59%	0.46%	0.46%
OVV	D	0.62%	2.32%	0.62%
SM	D	0.68%	0.92%	0.68%
VAL	F	0.42%	0.46%	0.42%

FNK Overweight 211 Positions Relative to FTXN

Symbol	Grade	Weight
LBRDK	C	1.01%
MHO	C	0.96%
TMHC	C	0.88%
MTH	C	0.88%
GPI	C	0.88%
RNR	A	0.86%
JXN	A	0.86%
RUSHA	D	0.85%
LAD	C	0.85%
KBH	D	0.84%
MTG	A	0.83%
BTU	B	0.82%
AMG	B	0.81%
FMC	C	0.8%
ESNT	A	0.79%
RDN	D	0.78%
TAP	D	0.78%
FYBR	C	0.76%
HOG	D	0.76%
AGO	B	0.74%
SIG	C	0.74%
ASO	D	0.73%
ESGR	C	0.73%
CHK	C	0.71%
COLB	C	0.71%
SEB	F	0.7%
VLY	C	0.7%
AGCO	D	0.7%
DAR	F	0.69%
TPH	C	0.68%
WTM	C	0.68%
UHS	D	0.68%
KRC	C	0.68%
BCC	C	0.68%
THC	D	0.68%
G	A	0.68%
MOS	F	0.66%
PNW	C	0.66%
TEX	F	0.66%
AL	D	0.65%
EVRG	C	0.65%
R	C	0.65%
BYD	B	0.65%
UNM	A	0.65%
OGS	C	0.64%
HP	D	0.63%
GMS	B	0.63%
PVH	D	0.63%
COOP	B	0.63%
BWA	C	0.62%
POR	D	0.62%
BKH	C	0.62%
NFG	A	0.62%
CADE	B	0.61%
MDU	C	0.61%
ARW	C	0.61%
AN	D	0.61%
MATX	C	0.6%
MUR	F	0.59%
CLF	D	0.59%
DXC	C	0.59%
AVT	B	0.58%
OZK	D	0.57%
WBS	D	0.57%
CNXC	F	0.57%
WAL	C	0.56%
ABG	D	0.56%
LNC	B	0.55%
GL	C	0.54%
PTEN	F	0.54%
CMC	D	0.54%
ADTN	C	0.53%
CUZ	C	0.53%
LEA	F	0.53%
MLI	B	0.53%
OSK	F	0.52%
NI	A	0.51%
NRG	A	0.5%
URBN	F	0.5%
OGN	F	0.5%
OGE	C	0.49%
UFPI	C	0.49%
ALLY	F	0.49%
PNFP	B	0.49%
THO	C	0.49%
PBF	F	0.48%
AXS	A	0.48%
UTHR	C	0.47%
AEO	C	0.47%
BC	C	0.47%
EMN	C	0.47%
BERY	C	0.47%
ALK	C	0.46%
EWBC	B	0.46%
SON	D	0.45%
PAG	D	0.45%
HII	F	0.45%
AGNC	B	0.45%
CZR	B	0.45%
TKR	B	0.44%
KNX	D	0.44%
ONB	D	0.44%
PII	D	0.44%
WCC	D	0.44%
WTFC	B	0.44%
JAZZ	F	0.43%
NXST	D	0.42%
FNB	D	0.42%
OLN	D	0.42%
SANM	D	0.42%
WU	D	0.41%
FHN	D	0.4%
OMF	D	0.39%
RRC	D	0.39%
ASH	F	0.38%
GAP	F	0.37%
LPX	C	0.37%
IPGP	D	0.36%
SSB	C	0.35%
ATKR	F	0.35%
AYI	A	0.35%
DDS	D	0.35%
DNB	D	0.35%
M	D	0.34%
AIZ	B	0.34%
UMBF	C	0.34%
SLGN	B	0.34%
SAIC	A	0.34%
FAF	C	0.34%
BBWI	F	0.33%
LNT	B	0.33%
ABCB	C	0.33%
GT	F	0.32%
CMA	C	0.32%
ORI	A	0.32%
PB	D	0.32%
HOMB	D	0.31%
RYN	C	0.31%
MIDD	D	0.31%
IDA	D	0.31%
UBSI	D	0.31%
IAC	C	0.31%
BOKF	B	0.31%
ZION	D	0.3%
SLM	B	0.3%
UGI	C	0.3%
ASGN	D	0.3%
SEIC	B	0.3%
REYN	D	0.3%
NJR	C	0.3%
HWC	D	0.29%
WHR	C	0.29%
WTRG	D	0.29%
COLM	B	0.29%
SWX	C	0.29%
SNX	C	0.28%
ENS	B	0.27%
DKS	D	0.27%
SKX	B	0.27%
CROX	C	0.27%
PRGO	F	0.27%
BECN	D	0.26%
HGV	F	0.25%
RIG	F	0.23%
CAR	D	0.23%
AMKR	F	0.21%
VNO	B	0.21%
SKY	C	0.2%
FBIN	C	0.19%
JEF	A	0.18%
CCK	C	0.18%
JLL	C	0.18%
HLI	A	0.17%
IVZ	A	0.17%
EHC	C	0.16%
HSIC	D	0.16%
IP	C	0.16%
VOYA	A	0.16%
AVNT	C	0.16%
PCH	C	0.16%
NVST	D	0.16%
TFX	C	0.16%
USFD	C	0.16%
MAT	B	0.16%
CACI	A	0.16%
RHI	D	0.15%
BXMT	C	0.15%
SNV	D	0.15%
RGA	B	0.15%
BPOP	D	0.15%
MMS	C	0.15%
AFG	A	0.15%
KWR	F	0.14%
SEM	D	0.14%
SIGI	D	0.14%
GXO	D	0.14%
LSTR	F	0.14%
PARA	F	0.14%
NEOG	F	0.14%
LFUS	C	0.14%
FUL	F	0.14%
SUM	F	0.14%
BHF	D	0.14%
SEE	C	0.14%
KEX	C	0.14%
AR	C	0.13%
CXT	F	0.13%
LANC	F	0.13%
CRUS	D	0.13%
BJ	B	0.13%
AAP	F	0.08%

FNK Underweight 29 Positions Relative to FTXN

Symbol	Grade	Weight
XOM	A	-8.21%
CVX	B	-8.13%
COP	D	-7.72%
EOG	B	-6.63%
MPC	D	-5.86%
KMI	A	-4.24%
SLB	D	-3.9%
PSX	D	-3.82%
OXY	D	-3.73%
VLO	F	-3.68%
WMB	A	-3.6%
DVN	F	-3.6%
LNG	A	-3.5%
FANG	D	-3.39%
OKE	A	-2.87%
HAL	D	-2.32%
TRGP	A	-2.03%
CTRA	D	-1.82%
BKR	B	-1.78%
PR	D	-1.77%
CNX	A	-0.61%
TPL	A	-0.55%
WHD	A	-0.53%
GPOR	B	-0.53%
AROC	B	-0.53%
AM	A	-0.53%
OII	D	-0.48%
WFRD	F	-0.42%
TDW	F	-0.41%