FDL vs. OUSM ETF Comparison

Comparison of First Trust Morningstar ETF (FDL) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

FDL

First Trust Morningstar ETF

FDL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Morningstar(R) Dividend Leaders Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The objective of the index is to offer investors a benchmark for dividend portfolios as well as a means to invest in a portfolio of stocks that have a consistent record of growing dividends as well as the ability to sustain them. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.34

Average Daily Volume

362,157

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$46.44

Average Daily Volume

94,233

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

Performance

Period	FDL	OUSM
30 Days	2.77%	4.59%
60 Days	4.11%	4.17%
90 Days	6.49%	5.56%
12 Months	33.82%	29.77%

20 Overlapping Holdings

Symbol	Grade	Weight in FDL	Weight in OUSM	Overlap
ALE	A	0.12%	0.13%	0.12%
APAM	B	0.17%	0.9%	0.17%
AVA	A	0.1%	0.08%	0.08%
BKH	A	0.13%	0.12%	0.12%
CRI	D	0.06%	0.9%	0.06%
FHI	A	0.09%	0.59%	0.09%
FLO	D	0.13%	0.47%	0.13%
MSM	C	0.11%	2.04%	0.11%
MTN	C	0.24%	1.88%	0.24%
NJR	A	0.12%	0.15%	0.12%
NWE	B	0.11%	0.11%	0.11%
OGE	B	0.25%	0.26%	0.25%
OGS	A	0.1%	0.14%	0.1%
PNW	B	0.29%	0.29%	0.29%
POR	C	0.14%	0.14%	0.14%
SR	A	0.13%	0.12%	0.12%
UGI	A	0.22%	0.22%	0.22%
WEN	D	0.13%	0.71%	0.13%
WHR	B	0.33%	0.48%	0.33%
WU	D	0.2%	1.67%	0.2%

FDL Overweight 80 Positions Relative to OUSM

Symbol	Grade	Weight
CVX	A	9.22%
VZ	C	7.42%
ABBV	D	6.79%
PFE	D	5.94%
PM	B	5.87%
MO	A	4.96%
IBM	C	4.35%
UPS	C	3.49%
GILD	C	3.11%
USB	A	2.44%
CVS	D	2.33%
TFC	A	2.19%
DUK	C	2.18%
PNC	B	2.12%
KMI	A	2.06%
OKE	A	1.96%
F	C	1.78%
PRU	A	1.46%
FANG	D	1.25%
DOW	F	1.23%
AEP	D	1.21%
KMB	D	1.08%
EXC	C	1.04%
XEL	A	0.93%
KHC	F	0.91%
TROW	B	0.9%
LYB	F	0.87%
EIX	B	0.83%
ETR	B	0.82%
FITB	A	0.78%
HBAN	A	0.78%
WEC	A	0.76%
RF	A	0.75%
STT	A	0.67%
KEY	B	0.66%
CFG	B	0.64%
ES	D	0.64%
FE	C	0.57%
AEE	A	0.54%
BBY	D	0.49%
EVRG	A	0.44%
CLX	B	0.43%
OMF	A	0.42%
K	A	0.42%
CAG	D	0.41%
FNF	B	0.37%
LNT	A	0.35%
CMA	A	0.33%
IPG	D	0.33%
CNH	C	0.32%
FHN	A	0.31%
SJM	D	0.31%
SWK	D	0.31%
BEN	C	0.28%
COLB	A	0.28%
LNC	B	0.26%
HAS	D	0.24%
ZION	B	0.23%
SNV	B	0.21%
FMC	D	0.19%
JHG	A	0.19%
VLY	B	0.17%
FAF	A	0.16%
UBSI	B	0.16%
OZK	B	0.15%
NXST	C	0.15%
FIBK	A	0.14%
TNL	A	0.13%
CC	C	0.12%
ASB	B	0.12%
PRGO	B	0.11%
PNM	F	0.11%
FHB	A	0.11%
MAN	D	0.1%
CATY	B	0.09%
AGR	B	0.09%
SMG	D	0.09%
LCII	C	0.08%
SIRI	C	0.05%
GEF	A	0.01%

FDL Underweight 89 Positions Relative to OUSM

Symbol	Grade	Weight
SEIC	B	-2.29%
RHI	B	-2.28%
HLI	B	-2.28%
LECO	B	-2.21%
TXRH	C	-2.19%
PINC	B	-2.15%
DCI	B	-2.06%
EHC	B	-2.05%
AVT	C	-1.99%
G	B	-1.97%
DLB	B	-1.97%
GNTX	C	-1.97%
NHC	C	-1.93%
DOX	D	-1.89%
JNPR	F	-1.87%
CHE	D	-1.85%
SCI	B	-1.76%
HRB	D	-1.76%
AOS	F	-1.73%
RNR	C	-1.64%
INGR	B	-1.59%
SNX	C	-1.58%
RLI	B	-1.57%
ITT	A	-1.44%
NYT	C	-1.41%
OGN	D	-1.41%
MLI	C	-1.34%
LFUS	F	-1.33%
RDN	C	-1.29%
MKTX	D	-1.28%
MTG	C	-1.11%
LSTR	D	-1.08%
EVR	B	-1.08%
LEA	D	-1.04%
IDCC	A	-1.02%
VCTR	B	-0.99%
BMI	B	-0.93%
FELE	B	-0.89%
TGNA	B	-0.88%
HLNE	B	-0.87%
CALM	A	-0.87%
ESNT	D	-0.83%
WTS	B	-0.79%
UFPI	B	-0.77%
BRC	D	-0.77%
BWA	D	-0.76%
RL	B	-0.75%
EXPO	D	-0.74%
CNS	B	-0.73%
PRGS	A	-0.72%
VSH	D	-0.72%
COLM	B	-0.71%
CR	A	-0.71%
WH	B	-0.69%
TW	A	-0.69%
TPR	B	-0.68%
AIT	A	-0.65%
AMSF	B	-0.64%
SHOO	D	-0.61%
DHIL	A	-0.56%
WMG	C	-0.56%
PHIN	A	-0.55%
GL	B	-0.54%
PII	D	-0.51%
LANC	C	-0.51%
OLED	D	-0.49%
NI	A	-0.47%
MUSA	A	-0.43%
CHH	A	-0.42%
FSS	B	-0.41%
SSD	D	-0.38%
DKS	C	-0.37%
CASY	A	-0.36%
EBF	F	-0.35%
NFG	A	-0.31%
WTRG	B	-0.3%
REYN	D	-0.26%
KFRC	D	-0.26%
IDA	A	-0.22%
JJSF	B	-0.2%
WDFC	B	-0.2%
PSMT	C	-0.17%
UVV	B	-0.16%
OTTR	C	-0.15%
MGEE	C	-0.14%
WMK	C	-0.12%
AWR	B	-0.11%
CWT	D	-0.1%
CPK	A	-0.08%