FCTR vs. FTC ETF Comparison

Comparison of First Trust Lunt U.S. Factor Rotation ETF (FCTR) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.80

Average Daily Volume

8,124

Number of Holdings ^*

155

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$130.75

Average Daily Volume

29,794

Number of Holdings ^*

185

* may have additional holdings in another (foreign) market

Performance

Period	FCTR	FTC
30 Days	3.53%	2.29%
60 Days	7.78%	10.14%
90 Days	-0.55%	5.77%
12 Months	27.57%	35.18%

100 Overlapping Holdings

Symbol	Grade	Weight in FCTR	Weight in FTC	Overlap
AAPL	C	0.72%	0.36%	0.36%
ADBE	F	0.43%	0.31%	0.31%
ADP	A	1.1%	0.39%	0.39%
ADSK	C	0.41%	0.18%	0.18%
ALNY	B	0.97%	0.38%	0.38%
AMAT	D	0.37%	0.59%	0.37%
AME	D	0.68%	0.17%	0.17%
ANET	B	0.94%	0.91%	0.91%
AON	A	0.46%	0.19%	0.19%
APH	D	0.28%	0.65%	0.28%
APO	A	0.96%	0.9%	0.9%
ARES	B	0.58%	0.58%	0.58%
AVGO	C	1.16%	0.72%	0.72%
AXON	A	0.93%	0.45%	0.45%
BAH	A	0.29%	0.89%	0.29%
BK	C	0.51%	1.01%	0.51%
BKNG	C	0.27%	0.9%	0.27%
BR	B	0.97%	0.53%	0.53%
BRO	A	1.41%	0.77%	0.77%
CDNS	D	0.65%	0.44%	0.44%
CEG	B	0.93%	1.08%	0.93%
CHD	B	0.66%	0.34%	0.34%
CL	D	1.28%	0.72%	0.72%
CMG	C	0.6%	0.77%	0.6%
COST	C	0.29%	0.88%	0.29%
CPAY	A	0.23%	0.19%	0.19%
CPRT	B	0.23%	0.16%	0.16%
CRWD	D	0.46%	0.63%	0.46%
CSL	A	0.45%	0.74%	0.45%
CTAS	C	1.31%	0.57%	0.57%
DDOG	D	0.47%	0.43%	0.43%
DECK	C	0.58%	0.83%	0.58%
DKNG	D	0.53%	0.36%	0.36%
DPZ	D	0.41%	0.56%	0.41%
DRI	C	0.55%	0.18%	0.18%
ENTG	D	0.26%	0.14%	0.14%
FICO	C	1.36%	0.87%	0.87%
GWW	A	0.3%	0.39%	0.3%
HLT	B	0.47%	0.9%	0.47%
HON	B	0.71%	0.33%	0.33%
HUBB	A	0.32%	0.4%	0.32%
HUBS	D	0.39%	0.15%	0.15%
HWM	A	0.47%	1.08%	0.47%
INTU	F	0.38%	0.46%	0.38%
ISRG	C	0.81%	0.73%	0.73%
IT	C	0.27%	0.38%	0.27%
KKR	C	0.63%	1.06%	0.63%
KLAC	D	0.43%	0.64%	0.43%
KO	B	0.64%	0.38%	0.38%
LLY	D	1.16%	0.82%	0.82%
LW	D	0.35%	0.13%	0.13%
MA	A	1.42%	0.18%	0.18%
MANH	C	0.79%	0.56%	0.56%
MAS	A	0.3%	0.21%	0.21%
MCO	C	0.5%	0.55%	0.5%
META	A	0.7%	0.95%	0.7%
MMC	D	0.59%	0.52%	0.52%
MPWR	C	0.64%	0.55%	0.55%
MSFT	C	0.62%	0.47%	0.47%
MSI	A	1.19%	0.78%	0.78%
NET	D	0.47%	0.16%	0.16%
NFLX	C	0.47%	0.71%	0.47%
NOW	C	0.53%	0.55%	0.53%
NTNX	D	1.08%	0.71%	0.71%
NVDA	C	2.19%	0.83%	0.83%
ORLY	A	0.4%	0.53%	0.4%
OTIS	A	0.5%	0.53%	0.5%
PANW	D	0.55%	0.67%	0.55%
PAYX	A	1.49%	0.18%	0.18%
PCAR	D	0.18%	0.47%	0.18%
PEP	D	0.23%	0.17%	0.17%
PG	C	1.19%	0.35%	0.35%
PH	B	0.27%	0.62%	0.27%
PLTR	C	1.67%	0.72%	0.72%
PODD	C	0.53%	0.39%	0.39%
PWR	B	0.32%	0.98%	0.32%
RCL	C	0.51%	0.94%	0.51%
RIVN	F	0.46%	0.43%	0.43%
ROL	B	1.0%	0.5%	0.5%
ROST	C	1.01%	0.7%	0.7%
RSG	D	0.89%	0.69%	0.69%
SNAP	D	0.36%	0.32%	0.32%
SNPS	F	0.58%	0.42%	0.42%
SYK	C	0.95%	0.36%	0.36%
TDG	A	1.15%	0.74%	0.74%
TJX	C	0.64%	0.9%	0.64%
TMUS	A	0.71%	0.57%	0.57%
TT	A	0.77%	0.98%	0.77%
TTD	C	0.62%	0.38%	0.38%
UBER	C	0.62%	0.7%	0.62%
URI	B	0.48%	0.85%	0.48%
V	C	1.29%	0.17%	0.17%
VRSK	D	1.01%	0.33%	0.33%
VRT	B	2.11%	0.96%	0.96%
VST	A	1.75%	1.15%	1.15%
WAB	A	0.57%	0.97%	0.57%
WM	D	0.72%	0.47%	0.47%
WMB	A	0.49%	0.52%	0.49%
XYL	B	0.41%	0.49%	0.41%
ZS	F	0.46%	0.3%	0.3%

FCTR Overweight 55 Positions Relative to FTC

Symbol	Grade	Weight
ITW	B	1.4%
SYY	B	1.3%
COIN	F	1.12%
FDS	C	0.95%
YUM	B	0.95%
VRSN	C	0.9%
ATO	A	0.81%
MDLZ	C	0.7%
CSCO	A	0.68%
SBAC	B	0.68%
MCD	A	0.67%
ACGL	A	0.67%
RBLX	C	0.59%
LMT	A	0.59%
KMI	A	0.56%
L	D	0.56%
JNJ	C	0.55%
HIG	A	0.55%
ETR	A	0.52%
MSCI	B	0.52%
AMT	C	0.51%
BLDR	B	0.5%
FAST	C	0.5%
GD	A	0.5%
AMP	A	0.47%
PSA	C	0.47%
O	A	0.47%
TRV	C	0.46%
MDT	A	0.46%
ELV	F	0.45%
AVY	B	0.44%
BSY	D	0.43%
ZTS	B	0.43%
UNP	C	0.42%
REGN	D	0.42%
FTNT	C	0.42%
IDXX	D	0.41%
TRGP	C	0.41%
MDB	D	0.4%
PFG	C	0.4%
MRK	F	0.4%
AIG	F	0.39%
SNOW	F	0.39%
IEX	D	0.38%
MCK	F	0.36%
WDAY	D	0.34%
MPC	F	0.31%
WRB	B	0.27%
BRK.A	C	0.26%
CB	A	0.26%
VICI	C	0.26%
DXCM	F	0.23%
HSY	D	0.22%
MNST	D	0.2%
LECO	F	0.17%

FCTR Underweight 85 Positions Relative to FTC

Symbol	Grade	Weight
IRM	B	-1.1%
ERIE	A	-1.0%
HEI	C	-0.98%
GE	C	-0.98%
LII	C	-0.95%
GDDY	D	-0.94%
FCNCA	D	-0.92%
MMM	B	-0.91%
GRMN	D	-0.9%
STX	B	-0.89%
JPM	D	-0.88%
ORCL	C	-0.81%
CAT	A	-0.79%
NTAP	D	-0.79%
GOOGL	C	-0.76%
AJG	D	-0.73%
IR	B	-0.73%
BSX	A	-0.73%
DAL	B	-0.73%
ECL	A	-0.72%
NTRS	C	-0.72%
MAR	B	-0.71%
ETN	C	-0.71%
AMGN	D	-0.7%
LPLA	D	-0.7%
VRTX	D	-0.67%
CCL	C	-0.67%
AMZN	C	-0.66%
PSTG	F	-0.65%
PHM	A	-0.64%
PM	B	-0.59%
EXPE	B	-0.58%
TYL	C	-0.57%
LYV	A	-0.57%
FSLR	C	-0.56%
WSO	B	-0.53%
AZO	D	-0.53%
DLR	C	-0.52%
LRCX	F	-0.52%
PINS	D	-0.5%
NXPI	F	-0.45%
MGM	D	-0.44%
IBM	C	-0.43%
NVR	A	-0.43%
WELL	B	-0.41%
PPL	A	-0.4%
FI	A	-0.4%
SO	A	-0.39%
MO	B	-0.38%
AVB	C	-0.37%
STE	D	-0.37%
MTD	B	-0.36%
CRM	C	-0.36%
ESS	C	-0.36%
EA	D	-0.35%
MLM	D	-0.34%
AMD	D	-0.34%
ADI	C	-0.34%
INVH	D	-0.33%
ROP	C	-0.33%
OKTA	F	-0.27%
SMCI	F	-0.25%
TRU	C	-0.23%
SHW	B	-0.21%
DASH	B	-0.21%
RMD	C	-0.2%
RPM	C	-0.19%
SPGI	C	-0.19%
LVS	B	-0.19%
HD	A	-0.19%
TXN	C	-0.18%
LIN	B	-0.18%
SPG	A	-0.18%
VMC	D	-0.17%
HST	D	-0.17%
MRVL	C	-0.17%
AMH	D	-0.17%
ROK	D	-0.16%
TTWO	F	-0.16%
PTC	D	-0.16%
STZ	B	-0.16%
SLB	F	-0.15%
NBIX	F	-0.14%
BA	F	-0.14%
EW	F	-0.12%