DVY vs. FNK ETF Comparison

Comparison of iShares Select Dividend ETF (DVY) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

DVY

iShares Select Dividend ETF

DVY Description

The investment seeks to track the investment results of an index composed of relatively high dividend paying U.S. equities. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Select Dividend Index (the "underlying index"), which measures the performance of a selected group of equity securities issued by companies that have provided relatively high dividend yields on a consistent basis over time.

Grade (RS Rating)

Last Trade

$133.33

Average Daily Volume

356,659

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$53.42

Average Daily Volume

10,901

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	DVY	FNK
30 Days	1.13%	-1.03%
60 Days	6.23%	3.27%
90 Days	12.47%	6.56%
12 Months	33.03%	27.13%

24 Overlapping Holdings

Symbol	Grade	Weight in DVY	Weight in FNK	Overlap
BKH	C	0.44%	0.63%	0.44%
CMA	C	0.85%	0.33%	0.33%
FHN	D	0.88%	0.41%	0.41%
FMC	B	0.89%	0.77%	0.77%
FNB	D	0.53%	0.43%	0.43%
IDA	C	0.56%	0.31%	0.31%
IP	C	1.82%	0.16%	0.16%
IVZ	A	0.84%	0.16%	0.16%
LNT	A	1.27%	0.33%	0.33%
NI	A	1.37%	0.5%	0.5%
NJR	C	0.5%	0.31%	0.31%
NRG	A	1.32%	0.47%	0.47%
OGE	A	0.88%	0.48%	0.48%
OMF	F	0.58%	0.42%	0.42%
ORI	B	0.96%	0.32%	0.32%
PNW	A	1.11%	0.66%	0.66%
SON	D	0.56%	0.45%	0.45%
SWX	C	0.42%	0.29%	0.29%
UBSI	D	0.54%	0.32%	0.32%
UGI	C	0.55%	0.3%	0.3%
UNM	A	0.89%	0.63%	0.63%
VLY	C	0.42%	0.72%	0.42%
WHR	B	0.63%	0.28%	0.28%
WU	D	0.44%	0.41%	0.41%

DVY Overweight 74 Positions Relative to FNK

Symbol	Grade	Weight
MO	D	3.01%
T	A	2.12%
PM	C	1.92%
VZ	A	1.84%
D	A	1.74%
CFG	D	1.72%
TFC	D	1.71%
OKE	B	1.69%
KEY	C	1.64%
PFE	D	1.6%
BBY	B	1.58%
RF	C	1.57%
EIX	A	1.51%
CAG	D	1.49%
ETR	A	1.48%
PEG	A	1.44%
NEE	A	1.39%
ES	C	1.39%
NEM	C	1.35%
HBAN	D	1.33%
PRU	C	1.33%
WEC	A	1.33%
FE	B	1.32%
AEP	C	1.32%
FITB	C	1.28%
USB	C	1.27%
LYB	D	1.23%
GILD	A	1.23%
PPL	A	1.22%
KMB	B	1.2%
EXC	A	1.17%
HPQ	C	1.16%
DTE	A	1.12%
FNF	A	1.12%
CMS	A	1.11%
TROW	D	1.08%
F	D	1.06%
GIS	C	1.06%
XOM	A	1.05%
IBM	B	1.04%
CVX	B	1.03%
LMT	A	1.03%
SRE	A	1.0%
XEL	A	0.99%
IPG	C	0.99%
KO	C	0.96%
STX	B	0.94%
OMC	C	0.93%
PKG	C	0.9%
PFG	C	0.9%
MET	A	0.89%
CINF	A	0.87%
HRB	C	0.86%
WSO	C	0.8%
CNP	B	0.78%
GRMN	D	0.75%
VLO	F	0.75%
SW	C	0.74%
GPC	D	0.64%
BEN	F	0.6%
LAZ	C	0.58%
MCD	A	0.58%
MRK	F	0.54%
JHG	C	0.53%
WBA	F	0.46%
HUN	B	0.41%
MSM	D	0.41%
NWE	B	0.38%
FHI	C	0.33%
AVA	D	0.32%
NWL	D	0.32%
CC	D	0.31%
WEN	D	0.31%
KSS	D	0.24%

DVY Underweight 199 Positions Relative to FNK

Symbol	Grade	Weight
MHO	C	-0.97%
GPI	C	-0.89%
TMHC	C	-0.88%
MTH	C	-0.88%
RUSHA	D	-0.87%
KBH	C	-0.87%
JXN	A	-0.85%
LAD	C	-0.84%
MTG	B	-0.83%
RNR	A	-0.82%
HOG	D	-0.8%
RDN	D	-0.79%
AMG	B	-0.79%
ESNT	C	-0.79%
ASO	D	-0.79%
LBRDK	B	-0.77%
FYBR	C	-0.76%
SIG	C	-0.76%
TAP	D	-0.75%
BTU	B	-0.74%
ESGR	D	-0.73%
AGO	B	-0.73%
COLB	C	-0.72%
UHS	D	-0.72%
SEB	D	-0.71%
KRC	C	-0.71%
CNXC	F	-0.7%
LBRT	F	-0.7%
THC	C	-0.7%
BCC	C	-0.69%
DAR	F	-0.69%
NOG	F	-0.69%
SM	F	-0.68%
CHK	D	-0.68%
AGCO	D	-0.67%
G	A	-0.67%
TPH	C	-0.67%
R	C	-0.66%
AL	D	-0.66%
WTM	D	-0.66%
TEX	F	-0.66%
OGS	C	-0.65%
BYD	C	-0.65%
EVRG	C	-0.65%
PVH	F	-0.64%
NFG	A	-0.63%
GMS	C	-0.63%
COOP	B	-0.63%
CADE	D	-0.63%
HP	F	-0.63%
AN	C	-0.62%
POR	C	-0.62%
CVI	F	-0.61%
ARW	C	-0.61%
MOS	D	-0.61%
DXC	D	-0.61%
OVV	F	-0.61%
NOV	F	-0.61%
MTDR	F	-0.61%
MDU	C	-0.61%
DINO	F	-0.6%
MUR	F	-0.6%
WBS	D	-0.6%
MATX	C	-0.59%
BWA	B	-0.59%
MGY	B	-0.58%
AVT	C	-0.57%
PTEN	F	-0.57%
LNC	D	-0.57%
WAL	C	-0.57%
OZK	F	-0.57%
ABG	D	-0.56%
GL	C	-0.55%
CLF	D	-0.54%
CUZ	C	-0.54%
CMC	D	-0.54%
MLI	C	-0.53%
LEA	F	-0.53%
OGN	F	-0.53%
ADTN	B	-0.53%
PNFP	D	-0.52%
OSK	F	-0.52%
URBN	F	-0.5%
UFPI	C	-0.49%
ALLY	F	-0.48%
PBF	F	-0.48%
BERY	C	-0.48%
APA	F	-0.48%
BC	D	-0.47%
EWBC	D	-0.47%
WTFC	D	-0.46%
EMN	C	-0.46%
ONB	D	-0.46%
THO	B	-0.46%
AXS	A	-0.46%
UTHR	C	-0.46%
PAG	D	-0.45%
AGNC	C	-0.45%
HII	F	-0.45%
CHRD	F	-0.45%
KNX	D	-0.44%
PII	D	-0.44%
WCC	C	-0.44%
JAZZ	F	-0.43%
ALK	B	-0.43%
TKR	D	-0.43%
SANM	D	-0.43%
CZR	B	-0.43%
NXST	D	-0.42%
AEO	B	-0.42%
VAL	F	-0.41%
ASH	F	-0.39%
RRC	D	-0.39%
OLN	D	-0.39%
DDS	D	-0.36%
UMBF	C	-0.36%
SSB	C	-0.36%
LPX	A	-0.36%
DNB	D	-0.35%
IPGP	D	-0.35%
ATKR	F	-0.35%
ABCB	C	-0.35%
GAP	F	-0.35%
SLGN	C	-0.34%
SAIC	A	-0.33%
PB	D	-0.33%
M	F	-0.33%
AIZ	A	-0.33%
FAF	B	-0.33%
HOMB	D	-0.32%
IAC	C	-0.32%
MIDD	D	-0.32%
BOKF	D	-0.32%
BBWI	F	-0.32%
REYN	D	-0.31%
DTM	A	-0.31%
AYI	A	-0.31%
SEIC	B	-0.3%
GT	F	-0.3%
ASGN	D	-0.3%
HWC	D	-0.3%
ZION	D	-0.3%
RYN	C	-0.3%
SNX	C	-0.29%
PRGO	F	-0.29%
SLM	C	-0.29%
DKS	D	-0.28%
COLM	B	-0.28%
WTRG	D	-0.28%
ENS	D	-0.27%
CROX	C	-0.27%
HGV	F	-0.26%
BECN	F	-0.26%
SKX	B	-0.25%
RIG	F	-0.24%
CAR	D	-0.23%
AMKR	F	-0.22%
VNO	A	-0.21%
SKY	B	-0.19%
CCK	C	-0.18%
JLL	B	-0.18%
HLI	C	-0.17%
JEF	A	-0.17%
HSIC	D	-0.16%
BPOP	D	-0.16%
CACI	A	-0.16%
BXMT	C	-0.16%
PCH	C	-0.16%
NVST	D	-0.16%
USFD	C	-0.16%
TFX	C	-0.16%
MAT	D	-0.16%
MMS	B	-0.15%
FUL	F	-0.15%
SUM	D	-0.15%
RHI	D	-0.15%
RGA	C	-0.15%
EHC	B	-0.15%
VOYA	A	-0.15%
SNV	D	-0.15%
AFG	C	-0.15%
AVNT	C	-0.15%
NEOG	D	-0.15%
CRUS	D	-0.14%
SIGI	D	-0.14%
LSTR	D	-0.14%
PARA	F	-0.14%
SEM	D	-0.14%
BHF	F	-0.14%
SEE	C	-0.14%
LFUS	C	-0.14%
GXO	D	-0.14%
KEX	C	-0.14%
BJ	D	-0.13%
LANC	F	-0.13%
CACC	F	-0.13%
KWR	D	-0.13%
AR	B	-0.12%
AAP	F	-0.09%