DCAP vs. FXD ETF Comparison

Comparison of Unity Wealth Partners Dynamic Capital Appreciation & Options ETF (DCAP) to First Trust Consumer Discret. AlphaDEX (FXD)

DCAP

Unity Wealth Partners Dynamic Capital Appreciation & Options ETF

DCAP Description

The fund is an actively managed ETF that seeks broad-equity market exposure, as well as exposure to certain individual equity securities while also employing an options overlay strategy (via risk-defined options) to seek to limit potential losses and to generate additional income. It will invest, under normal circumstances, at least 80% of its net assets plus the amount of borrowings for investment purposes, in the fund"s Core Capital Appreciation Strategy and Options Strategy.

Grade (RS Rating)

Last Trade

$21.44

Average Daily Volume

394

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXD

First Trust Consumer Discret. AlphaDEX

FXD Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Consumer Discretionary Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the consumer discretionary sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.16

Average Daily Volume

29,286

Number of Holdings ^*

119

* may have additional holdings in another (foreign) market

Performance

Period	DCAP	FXD
30 Days	2.90%	3.23%
60 Days	5.84%	6.21%
90 Days	9.21%	11.96%
12 Months		32.15%

9 Overlapping Holdings

Symbol	Grade	Weight in DCAP	Weight in FXD	Overlap
BBY	D	0.47%	0.47%	0.47%
DIS	C	0.74%	0.56%	0.56%
DKS	D	0.48%	0.78%	0.48%
HD	B	1.06%	0.53%	0.53%
MCD	D	0.79%	0.25%	0.25%
NKE	F	0.47%	0.22%	0.22%
SBUX	B	0.89%	0.26%	0.26%
TGT	C	0.7%	0.78%	0.7%
ULTA	C	0.22%	0.82%	0.22%

DCAP Overweight 36 Positions Relative to FXD

Symbol	Grade	Weight
QQQ	A	9.88%
UNH	B	1.26%
GS	B	1.11%
JPM	B	1.06%
JNJ	F	0.93%
MS	A	0.87%
WMT	A	0.84%
C	B	0.74%
TMO	F	0.72%
HON	B	0.7%
TMUS	A	0.61%
ADP	A	0.57%
LMT	D	0.54%
ABBV	D	0.53%
V	A	0.52%
CMG	B	0.51%
CAT	B	0.51%
AMD	F	0.5%
META	B	0.49%
PYPL	B	0.49%
LRCX	F	0.49%
MSFT	C	0.49%
PG	D	0.47%
ACN	C	0.47%
DE	D	0.45%
STZ	D	0.44%
BRK.A	C	0.44%
FDX	B	0.43%
AMGN	F	0.43%
ADBE	C	0.38%
AXP	B	0.27%
MDT	D	0.25%
LULU	C	0.24%
QCOM	F	0.24%
DPZ	C	0.24%
MRK	F	0.21%

DCAP Underweight 110 Positions Relative to FXD

Symbol	Grade	Weight
UAL	A	-2.02%
CVNA	B	-1.87%
RCL	A	-1.68%
GM	B	-1.67%
LAD	B	-1.57%
DUOL	B	-1.51%
SPOT	A	-1.46%
DDS	C	-1.41%
VAC	B	-1.41%
PVH	C	-1.41%
CPNG	C	-1.38%
TOL	B	-1.34%
RBLX	A	-1.3%
BWA	B	-1.3%
TKO	D	-1.29%
DAL	A	-1.28%
EXPE	B	-1.27%
LYV	A	-1.23%
NXST	C	-1.23%
PHM	D	-1.23%
LEN	D	-1.23%
BYD	A	-1.21%
LEA	F	-1.2%
DHI	D	-1.19%
SN	D	-1.19%
KSS	F	-1.17%
HOG	F	-1.16%
FOXA	A	-1.14%
M	D	-1.13%
F	C	-1.12%
BFAM	F	-1.12%
GNTX	C	-1.11%
COST	B	-1.11%
WHR	B	-1.1%
CRI	F	-1.09%
BURL	C	-1.08%
HRB	D	-1.08%
THO	B	-1.08%
PAG	C	-1.07%
NCLH	A	-1.07%
GAP	C	-1.07%
LKQ	D	-1.04%
APTV	F	-1.04%
SKX	F	-1.03%
AN	D	-1.01%
DG	F	-1.0%
TTD	A	-0.98%
PLNT	B	-0.94%
RL	B	-0.93%
LOPE	B	-0.93%
PII	F	-0.91%
ALK	A	-0.91%
TXRH	B	-0.9%
TPR	B	-0.89%
SIRI	C	-0.89%
FIVE	F	-0.84%
JWN	B	-0.83%
COLM	B	-0.83%
H	C	-0.82%
BBWI	C	-0.81%
AAP	D	-0.81%
YETI	C	-0.77%
IPG	F	-0.77%
EBAY	D	-0.77%
CROX	F	-0.76%
UHAL	C	-0.75%
WSM	F	-0.7%
CCL	A	-0.69%
GRMN	A	-0.65%
BKNG	A	-0.63%
NFLX	A	-0.61%
MSGS	B	-0.59%
HLT	A	-0.58%
DECK	B	-0.58%
BJ	B	-0.58%
LUV	B	-0.57%
MUSA	B	-0.56%
MAT	C	-0.55%
LVS	C	-0.55%
DRI	B	-0.55%
TJX	B	-0.54%
TSCO	D	-0.54%
UBER	F	-0.53%
CZR	D	-0.53%
MGM	F	-0.52%
NVR	D	-0.51%
GPC	D	-0.48%
WING	D	-0.43%
TNL	A	-0.3%
AMZN	B	-0.29%
TSLA	B	-0.29%
CPRT	B	-0.28%
CHDN	C	-0.28%
NWSA	B	-0.28%
KMX	C	-0.26%
TPX	C	-0.26%
RH	B	-0.26%
AZO	C	-0.26%
NYT	C	-0.26%
ARMK	C	-0.26%
SITE	C	-0.26%
OMC	B	-0.26%
OLLI	D	-0.26%
ROL	B	-0.25%
LOW	B	-0.25%
WYNN	F	-0.24%
ROST	F	-0.24%
HAS	D	-0.23%
FND	F	-0.21%
COTY	F	-0.2%