CZA vs. FNK ETF Comparison

Comparison of Guggenheim Mid-Cap Core ETF (CZA) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

CZA

Guggenheim Mid-Cap Core ETF

CZA Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an index called the Zacks Mid-Cap Core Index. The fund will invest at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. It generally invests in all of the securities comprising the index in proportion to their weightings in the index. The index is comprised of 100 securities selected, based on investment and other criteria, from a universe of mid-capitalization securities including MLPs, ADRs and BDCs.

Grade (RS Rating)

Last Trade

$107.88

Average Daily Volume

3,630

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.00

Average Daily Volume

10,897

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	CZA	FNK
30 Days	1.72%	-0.73%
60 Days	8.33%	3.60%
90 Days	11.05%	6.89%
12 Months	30.29%	24.96%

20 Overlapping Holdings

Symbol	Grade	Weight in CZA	Weight in FNK	Overlap
AIZ	A	0.69%	0.33%	0.33%
BPOP	D	0.48%	0.16%	0.16%
CACI	A	0.73%	0.16%	0.16%
EMN	B	0.87%	0.46%	0.46%
ESNT	C	0.45%	0.79%	0.45%
FNB	D	0.33%	0.43%	0.33%
G	A	0.47%	0.67%	0.47%
HII	D	0.67%	0.45%	0.45%
IVZ	C	0.53%	0.16%	0.16%
LFUS	C	0.44%	0.14%	0.14%
MDU	C	0.37%	0.61%	0.37%
MOS	F	0.52%	0.61%	0.52%
NI	A	1.01%	0.5%	0.5%
OSK	F	0.46%	0.52%	0.46%
RNR	A	0.91%	0.82%	0.82%
SEIC	B	0.6%	0.3%	0.3%
SEM	D	0.3%	0.14%	0.14%
SKX	C	0.66%	0.25%	0.25%
SLGN	A	0.37%	0.34%	0.34%
VOYA	A	0.52%	0.15%	0.15%

CZA Overweight 74 Positions Relative to FNK

Symbol	Grade	Weight
HIG	A	2.29%
AVB	C	2.19%
WAB	A	2.14%
LYB	D	2.09%
PPG	D	2.07%
BRO	A	2.01%
WTW	A	1.98%
EQR	C	1.9%
VLTO	C	1.84%
ETR	A	1.84%
FTV	B	1.83%
STT	C	1.78%
DTE	A	1.75%
ES	A	1.57%
AEE	A	1.52%
CHKP	C	1.51%
WRB	B	1.45%
CPAY	A	1.43%
LDOS	A	1.42%
CINF	A	1.42%
CSL	A	1.4%
TDY	B	1.39%
BAH	A	1.36%
PFG	C	1.34%
BAX	D	1.34%
WLK	B	1.28%
J	D	1.27%
PKG	A	1.26%
NTRS	C	1.26%
AER	C	1.23%
FOX	A	1.21%
AVY	B	1.18%
SUI	C	1.14%
LPLA	D	1.13%
EG	B	1.1%
IEX	D	1.09%
RPM	C	1.09%
WMG	D	1.06%
SN	B	1.02%
UDR	C	1.01%
TRMB	B	0.97%
GGG	B	0.97%
GLPI	B	0.94%
BAP	B	0.93%
ACM	B	0.93%
REG	B	0.91%
LOGI	D	0.89%
CNA	D	0.88%
FLEX	B	0.86%
ITT	B	0.82%
EPAM	F	0.79%
NVT	D	0.78%
PFGC	B	0.78%
RRX	C	0.77%
QGEN	D	0.7%
ATR	A	0.7%
WWD	B	0.7%
BWXT	A	0.64%
EGP	D	0.61%
INGR	A	0.6%
CR	C	0.6%
WEX	C	0.58%
AWI	A	0.57%
COLD	D	0.55%
ALSN	A	0.54%
BLCO	C	0.45%
ESAB	C	0.44%
ACT	C	0.38%
PFSI	C	0.38%
RRR	D	0.38%
VNT	F	0.35%
FLO	C	0.32%
FELE	B	0.32%
ZGN	F	0.23%

CZA Underweight 203 Positions Relative to FNK

Symbol	Grade	Weight
MHO	A	-0.97%
GPI	C	-0.89%
TMHC	B	-0.88%
MTH	B	-0.88%
RUSHA	C	-0.87%
KBH	C	-0.87%
JXN	B	-0.85%
LAD	B	-0.84%
MTG	B	-0.83%
HOG	C	-0.8%
RDN	D	-0.79%
AMG	C	-0.79%
ASO	D	-0.79%
FMC	B	-0.77%
LBRDK	C	-0.77%
FYBR	C	-0.76%
SIG	C	-0.76%
TAP	D	-0.75%
BTU	B	-0.74%
ESGR	D	-0.73%
AGO	D	-0.73%
COLB	C	-0.72%
VLY	C	-0.72%
UHS	D	-0.72%
SEB	D	-0.71%
KRC	C	-0.71%
CNXC	F	-0.7%
LBRT	F	-0.7%
THC	C	-0.7%
BCC	B	-0.69%
DAR	F	-0.69%
NOG	D	-0.69%
SM	F	-0.68%
CHK	C	-0.68%
AGCO	D	-0.67%
TPH	B	-0.67%
PNW	A	-0.66%
R	C	-0.66%
AL	D	-0.66%
WTM	D	-0.66%
TEX	F	-0.66%
OGS	A	-0.65%
BYD	C	-0.65%
EVRG	B	-0.65%
PVH	F	-0.64%
NFG	A	-0.63%
GMS	D	-0.63%
BKH	B	-0.63%
COOP	C	-0.63%
CADE	D	-0.63%
UNM	A	-0.63%
HP	F	-0.63%
AN	B	-0.62%
POR	B	-0.62%
CVI	F	-0.61%
ARW	C	-0.61%
DXC	D	-0.61%
OVV	F	-0.61%
NOV	F	-0.61%
MTDR	F	-0.61%
DINO	F	-0.6%
MUR	F	-0.6%
WBS	D	-0.6%
MATX	B	-0.59%
BWA	C	-0.59%
MGY	C	-0.58%
AVT	B	-0.57%
PTEN	F	-0.57%
LNC	D	-0.57%
WAL	C	-0.57%
OZK	F	-0.57%
ABG	D	-0.56%
GL	C	-0.55%
CLF	D	-0.54%
CUZ	C	-0.54%
CMC	C	-0.54%
MLI	B	-0.53%
LEA	F	-0.53%
OGN	D	-0.53%
ADTN	C	-0.53%
PNFP	D	-0.52%
URBN	F	-0.5%
UFPI	B	-0.49%
ALLY	F	-0.48%
PBF	F	-0.48%
OGE	A	-0.48%
BERY	C	-0.48%
APA	F	-0.48%
BC	C	-0.47%
EWBC	D	-0.47%
NRG	A	-0.47%
WTFC	C	-0.46%
ONB	D	-0.46%
THO	C	-0.46%
AXS	A	-0.46%
UTHR	B	-0.46%
PAG	D	-0.45%
SON	D	-0.45%
AGNC	C	-0.45%
CHRD	F	-0.45%
KNX	C	-0.44%
PII	D	-0.44%
WCC	C	-0.44%
JAZZ	F	-0.43%
ALK	B	-0.43%
TKR	B	-0.43%
SANM	D	-0.43%
CZR	C	-0.43%
OMF	D	-0.42%
NXST	D	-0.42%
AEO	C	-0.42%
WU	D	-0.41%
VAL	F	-0.41%
FHN	D	-0.41%
ASH	F	-0.39%
RRC	D	-0.39%
OLN	D	-0.39%
DDS	D	-0.36%
UMBF	C	-0.36%
SSB	C	-0.36%
LPX	A	-0.36%
DNB	D	-0.35%
IPGP	D	-0.35%
ATKR	F	-0.35%
ABCB	C	-0.35%
GAP	F	-0.35%
SAIC	B	-0.33%
CMA	C	-0.33%
PB	D	-0.33%
M	F	-0.33%
LNT	A	-0.33%
FAF	B	-0.33%
HOMB	D	-0.32%
ORI	A	-0.32%
IAC	C	-0.32%
MIDD	D	-0.32%
UBSI	D	-0.32%
BOKF	D	-0.32%
BBWI	F	-0.32%
NJR	C	-0.31%
IDA	B	-0.31%
REYN	C	-0.31%
DTM	A	-0.31%
AYI	A	-0.31%
GT	F	-0.3%
UGI	C	-0.3%
ASGN	D	-0.3%
HWC	D	-0.3%
ZION	D	-0.3%
RYN	C	-0.3%
SNX	C	-0.29%
PRGO	F	-0.29%
SWX	C	-0.29%
SLM	C	-0.29%
WHR	C	-0.28%
DKS	D	-0.28%
COLM	B	-0.28%
WTRG	D	-0.28%
ENS	C	-0.27%
CROX	C	-0.27%
HGV	F	-0.26%
BECN	F	-0.26%
RIG	F	-0.24%
CAR	D	-0.23%
AMKR	F	-0.22%
VNO	B	-0.21%
SKY	A	-0.19%
CCK	A	-0.18%
JLL	B	-0.18%
HLI	B	-0.17%
JEF	B	-0.17%
HSIC	C	-0.16%
IP	B	-0.16%
BXMT	C	-0.16%
PCH	C	-0.16%
NVST	D	-0.16%
USFD	C	-0.16%
TFX	B	-0.16%
MAT	C	-0.16%
MMS	A	-0.15%
FUL	F	-0.15%
SUM	D	-0.15%
RHI	D	-0.15%
RGA	C	-0.15%
EHC	B	-0.15%
SNV	D	-0.15%
AFG	B	-0.15%
AVNT	B	-0.15%
NEOG	D	-0.15%
CRUS	D	-0.14%
SIGI	D	-0.14%
LSTR	D	-0.14%
PARA	F	-0.14%
BHF	F	-0.14%
SEE	B	-0.14%
GXO	D	-0.14%
KEX	C	-0.14%
BJ	D	-0.13%
LANC	F	-0.13%
CACC	F	-0.13%
KWR	D	-0.13%
AR	C	-0.12%
AAP	F	-0.09%