CRTC vs. SFLR ETF Comparison

Comparison of Xtrackers US National Critical Technologies ETF (CRTC) to Innovator Equity Managed Floor ETF (SFLR)

CRTC

Xtrackers US National Critical Technologies ETF

CRTC Description

CRTC tracks an index of large- and mid-cap companies considered to support critical emerging technologies to the US and its allies. Companies must be associated with one of 14 critical technology sectors and pose low geopolitical risk. Critical technology sectors are determined by a division of the US DoD and include biotechnology, quantum science, wireless tech, advanced materials, advanced computing or software, directed or renewable energy, human-machine interfaces, hypersonics, integration of systems, integrated sensing and cyber, microelectronics, space technology, AI and autonomy. A model developed by J.H. Whitney aims to quantify the level of entanglement that companies share with nation-states defined as adversarial to the US. Companies with a lower geostrategic risk rating are considered. A selection party determines the index holdings on the last Thursday of January, April, July, and October. Holdings are market cap weighted. Rebalance occurs ten days after the selection date.

Grade (RS Rating)

Last Trade

$32.37

Average Daily Volume

2,990

Number of Holdings ^*

156

* may have additional holdings in another (foreign) market

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

Performance

Period	CRTC	SFLR
30 Days	2.76%	3.02%
60 Days	3.55%	4.71%
90 Days	4.69%	5.81%
12 Months	28.11%	26.23%

72 Overlapping Holdings

Symbol	Grade	Weight in CRTC	Weight in SFLR	Overlap
ABBV	D	1.89%	0.7%	0.7%
ABT	B	1.28%	0.58%	0.58%
ADBE	C	1.4%	0.52%	0.52%
AGR	B	0.07%	0.02%	0.02%
ALNY	D	0.2%	0.1%	0.1%
AME	A	0.28%	0.26%	0.26%
AMGN	D	0.99%	0.38%	0.38%
AMZN	C	5.26%	3.8%	3.8%
AVTR	F	0.09%	0.07%	0.07%
BMRN	D	0.08%	0.0%	0.0%
BR	A	0.17%	0.26%	0.17%
CMCSA	B	1.04%	0.51%	0.51%
CRM	B	1.94%	0.68%	0.68%
CRWD	B	0.51%	0.22%	0.22%
CSCO	B	1.46%	0.82%	0.82%
CVX	A	1.89%	0.53%	0.53%
DASH	A	0.35%	0.16%	0.16%
DDOG	A	0.25%	0.12%	0.12%
DELL	C	0.26%	0.09%	0.09%
DHR	F	0.98%	0.41%	0.41%
DOV	A	0.17%	0.33%	0.17%
DOW	F	0.2%	0.2%	0.2%
DOX	D	0.07%	0.06%	0.06%
DXCM	D	0.19%	0.0%	0.0%
ENPH	F	0.06%	0.04%	0.04%
ETR	B	0.21%	0.32%	0.21%
EXPD	D	0.11%	0.14%	0.11%
EXPE	B	0.14%	0.15%	0.14%
FCX	D	0.39%	0.21%	0.21%
GEHC	F	0.24%	0.13%	0.13%
GEV	B	0.6%	0.09%	0.09%
GM	B	0.39%	0.23%	0.23%
GOOGL	C	4.97%	2.08%	2.08%
HUBS	A	0.22%	0.07%	0.07%
IBM	C	1.27%	0.59%	0.59%
ILMN	D	0.13%	0.07%	0.07%
INTU	C	1.14%	0.52%	0.52%
LMT	D	0.81%	0.49%	0.49%
LRCX	F	0.57%	0.32%	0.32%
MDB	C	0.13%	0.04%	0.04%
MRNA	F	0.08%	0.0%	0.0%
MSFT	F	4.94%	6.27%	4.94%
NET	B	0.18%	0.09%	0.09%
NVDA	C	5.31%	7.0%	5.31%
OKTA	C	0.08%	0.04%	0.04%
ORCL	B	1.97%	0.72%	0.72%
PINS	D	0.11%	0.04%	0.04%
PLTR	B	0.8%	0.34%	0.34%
PPL	B	0.16%	0.27%	0.16%
RBLX	C	0.17%	0.12%	0.12%
REGN	F	0.5%	0.17%	0.17%
RPRX	D	0.06%	0.13%	0.06%
SNAP	C	0.07%	0.09%	0.07%
SNOW	C	0.26%	0.18%	0.18%
SQ	B	0.31%	0.16%	0.16%
SSNC	B	0.1%	0.14%	0.1%
T	A	1.04%	0.64%	0.64%
TDG	D	0.45%	0.4%	0.4%
TEAM	A	0.25%	0.06%	0.06%
TER	D	0.11%	0.11%	0.11%
TMO	F	1.25%	0.47%	0.47%
TMUS	B	0.72%	0.52%	0.52%
TRMB	B	0.11%	0.08%	0.08%
TTD	B	0.36%	0.23%	0.23%
VEEV	C	0.2%	0.12%	0.12%
VLO	C	0.28%	0.18%	0.18%
VRTX	F	0.74%	0.28%	0.28%
WDAY	B	0.35%	0.16%	0.16%
XOM	B	3.41%	1.01%	1.01%
ZBRA	B	0.13%	0.1%	0.1%
ZM	B	0.13%	0.16%	0.13%
ZS	C	0.12%	0.11%	0.11%

CRTC Overweight 84 Positions Relative to SFLR

Symbol	Grade	Weight
NOW	A	1.34%
VZ	C	1.14%
NEE	D	1.01%
RTX	C	1.01%
HON	B	0.94%
ETN	A	0.91%
AMAT	F	0.9%
PFE	D	0.9%
BSX	B	0.85%
PANW	C	0.81%
SHOP	B	0.8%
ADP	B	0.78%
BMY	B	0.75%
BA	F	0.7%
GILD	C	0.7%
MDT	D	0.69%
ADI	D	0.67%
INTC	D	0.66%
ANET	C	0.63%
SO	D	0.61%
PH	A	0.57%
CDNS	B	0.53%
SNPS	B	0.53%
MSI	B	0.52%
ZTS	D	0.51%
ITW	B	0.5%
GD	F	0.49%
CEG	D	0.47%
EMR	A	0.47%
NOC	D	0.46%
ADSK	A	0.42%
CARR	D	0.4%
FTNT	C	0.37%
ROP	B	0.37%
PCAR	B	0.36%
PSX	C	0.35%
FICO	B	0.35%
JCI	C	0.35%
MPC	D	0.34%
AEP	D	0.33%
D	C	0.31%
LHX	C	0.3%
FIS	C	0.3%
IR	B	0.27%
CTSH	B	0.25%
EXC	C	0.25%
EA	A	0.25%
A	D	0.24%
CHTR	C	0.24%
IDXX	F	0.22%
DD	D	0.22%
IQV	D	0.22%
ARGX	A	0.22%
RMD	C	0.22%
EIX	B	0.21%
CSGP	D	0.2%
ROK	B	0.2%
GPN	B	0.19%
ANSS	B	0.19%
TTWO	A	0.19%
HPE	B	0.18%
KEYS	A	0.18%
FTV	C	0.17%
MTD	D	0.16%
FE	C	0.15%
WAT	B	0.14%
LDOS	C	0.14%
WBD	C	0.14%
BIIB	F	0.14%
LH	C	0.13%
GEN	B	0.11%
ICLR	D	0.11%
VRSN	F	0.11%
DGX	A	0.11%
TXT	D	0.1%
CHKP	D	0.1%
XRX	F	0.1%
INCY	C	0.09%
CYBR	B	0.08%
AKAM	D	0.08%
WIX	B	0.08%
CLBT	B	0.07%
OTEX	D	0.06%
MNDY	C	0.06%

CRTC Underweight 145 Positions Relative to SFLR

Symbol	Grade	Weight
AAPL	C	-6.84%
META	D	-2.6%
TSLA	B	-1.95%
GOOG	C	-1.83%
JPM	A	-1.63%
AVGO	D	-1.61%
UNH	C	-1.54%
BRK.A	B	-1.42%
LLY	F	-1.39%
V	A	-1.18%
JNJ	D	-1.13%
HD	A	-1.08%
COST	B	-1.08%
PG	A	-1.05%
MA	C	-1.03%
WMT	A	-0.97%
KO	D	-0.93%
BAC	A	-0.84%
MCD	D	-0.75%
GS	A	-0.68%
TXN	C	-0.67%
LIN	D	-0.61%
GE	D	-0.59%
PEP	F	-0.55%
LOW	D	-0.55%
ISRG	A	-0.53%
MRO	B	-0.51%
MMM	D	-0.51%
KMI	A	-0.49%
CTAS	B	-0.48%
UNP	C	-0.47%
AXP	A	-0.46%
RF	A	-0.46%
TT	A	-0.45%
AMD	F	-0.44%
MRK	F	-0.42%
DIS	B	-0.41%
KKR	A	-0.39%
WM	A	-0.38%
BKNG	A	-0.38%
HIG	B	-0.38%
QCOM	F	-0.38%
CFG	B	-0.36%
BX	A	-0.35%
RSG	A	-0.35%
PRU	A	-0.35%
MS	A	-0.34%
COP	C	-0.32%
URI	B	-0.31%
AMT	D	-0.31%
ES	D	-0.3%
BRO	B	-0.29%
HBAN	A	-0.29%
UBER	D	-0.29%
CPB	D	-0.28%
L	A	-0.28%
INVH	D	-0.28%
WAB	B	-0.28%
NDAQ	A	-0.27%
DE	A	-0.27%
ED	D	-0.26%
CI	F	-0.26%
BXP	D	-0.26%
DOC	D	-0.26%
COR	B	-0.26%
ROST	C	-0.25%
HCA	F	-0.25%
CMS	C	-0.25%
DTE	C	-0.25%
CSL	C	-0.24%
PYPL	B	-0.24%
LEN	D	-0.24%
WRB	A	-0.23%
SPOT	B	-0.23%
FDX	B	-0.23%
CHD	B	-0.22%
APO	B	-0.22%
ESS	B	-0.22%
HEI	B	-0.22%
MRVL	B	-0.22%
MU	D	-0.21%
MKL	A	-0.21%
NKE	D	-0.21%
LNT	A	-0.21%
ACGL	D	-0.21%
MAA	B	-0.21%
SBAC	D	-0.19%
ON	D	-0.19%
LNG	B	-0.19%
HSY	F	-0.19%
LYB	F	-0.18%
MSTR	C	-0.18%
LYV	A	-0.18%
TGT	F	-0.18%
IBKR	A	-0.18%
CNP	B	-0.17%
EL	F	-0.17%
ARES	A	-0.17%
EVRG	A	-0.16%
SUI	D	-0.16%
MELI	D	-0.16%
K	A	-0.16%
PFG	D	-0.15%
ZBH	C	-0.14%
IEX	B	-0.14%
AEE	A	-0.14%
PPG	F	-0.13%
VRT	B	-0.13%
DRI	B	-0.13%
HEI	B	-0.13%
LUV	C	-0.13%
CDW	F	-0.13%
DKNG	B	-0.12%
LII	A	-0.12%
F	C	-0.12%
TROW	B	-0.12%
FCNCA	A	-0.11%
COIN	C	-0.11%
DAL	C	-0.1%
HUBB	B	-0.09%
TW	A	-0.09%
HUM	C	-0.09%
FDS	B	-0.09%
TRU	D	-0.09%
ENTG	D	-0.08%
OWL	A	-0.08%
NUE	C	-0.08%
MGM	D	-0.08%
CAG	D	-0.08%
CVNA	B	-0.07%
SIRI	C	-0.06%
LPLA	A	-0.06%
IOT	A	-0.05%
OXY	D	-0.05%
BSY	D	-0.05%
JBL	B	-0.04%
CE	F	-0.04%
CPNG	D	-0.04%
BLDR	D	-0.04%
CELH	F	-0.03%
RKT	F	-0.03%
GFS	C	-0.02%
SCCO	F	-0.02%
WMG	C	-0.02%
SMCI	F	-0.0%

CRTC: Top Represented Industries & Keywords

Industries: Software - Application Diagnostics & Research Software - Infrastructure Diversified Industrials Biotechnology Aerospace & Defense Drug Manufacturers - Major Utilities - Regulated Electric Internet Content & Information Business Services Communication Equipment Information Technology Services Semiconductor Equipment & Materials Telecom Services Utilities - Diversified Medical Devices Oil & Gas Refining & Marketing Scientific & Technical Instruments Semiconductors Chemicals