AUSF vs. SPLV ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to PowerShares S&P 500 Low Volatility Portfolio ETF (SPLV)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.07

Average Daily Volume

36,827

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

SPLV

PowerShares S&P 500 Low Volatility Portfolio ETF

SPLV Description

The PowerShares S&P 500 Low Volatility Portfolio (Fund) is based on the S&P 500 Low Volatility Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index is compiled, maintained and calculated by Standard & Poor's and consists of the 100 stocks from the S&P 500 Index with the lowest realized volatility over the past 12 months. Volatility is a statistical measurement of the magnitude of up and down asset price fluctuations over time. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$73.67

Average Daily Volume

1,575,652

Number of Holdings ^*

114

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	SPLV
30 Days	2.63%	1.83%
60 Days	4.88%	3.96%
90 Days	5.86%	5.83%
12 Months	31.88%	22.58%

67 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in SPLV	Overlap
ABBV	F	0.14%	0.0%	0.0%
ADP	A	1.45%	1.11%	1.11%
AFL	B	0.1%	0.0%	0.0%
AJG	A	0.07%	0.94%	0.07%
AME	A	0.09%	0.0%	0.0%
ATO	A	0.07%	1.21%	0.07%
BR	A	0.83%	0.98%	0.83%
BRK.A	B	1.46%	1.31%	1.31%
BSX	A	1.49%	1.07%	1.07%
CB	C	0.08%	1.02%	0.08%
CBOE	C	0.88%	0.0%	0.0%
CHD	A	0.11%	1.07%	0.11%
CL	D	0.07%	1.23%	0.07%
CME	B	1.36%	1.04%	1.04%
COR	B	1.52%	0.99%	0.99%
COST	A	0.11%	0.02%	0.02%
CSCO	B	1.41%	0.0%	0.0%
CVX	A	0.09%	0.93%	0.09%
DGX	A	0.07%	0.0%	0.0%
DUK	C	0.09%	1.07%	0.09%
EA	A	1.37%	1.03%	1.03%
ECL	D	0.07%	0.91%	0.07%
ED	C	0.08%	1.0%	0.08%
FE	C	0.07%	1.05%	0.07%
FI	A	0.07%	1.08%	0.07%
GD	D	1.45%	1.03%	1.03%
HIG	B	0.08%	0.91%	0.08%
HOLX	D	0.08%	0.96%	0.08%
HON	C	0.07%	1.11%	0.07%
ICE	C	1.39%	1.06%	1.06%
JNJ	C	1.31%	1.11%	1.11%
KMB	C	0.07%	0.99%	0.07%
KMI	A	0.63%	1.07%	0.63%
KO	D	1.01%	1.37%	1.01%
L	A	0.07%	1.15%	0.07%
LDOS	C	0.13%	0.73%	0.13%
LIN	C	1.34%	1.08%	1.08%
LMT	D	1.45%	1.04%	1.04%
LYB	F	0.46%	0.9%	0.46%
MA	B	0.08%	1.13%	0.08%
MCD	D	0.71%	0.97%	0.71%
MCK	A	0.09%	0.02%	0.02%
MDLZ	F	0.07%	1.0%	0.07%
MDT	D	0.46%	0.92%	0.46%
MMC	B	1.41%	1.17%	1.17%
MO	A	0.62%	0.94%	0.62%
MSI	B	0.09%	1.08%	0.09%
NOC	D	0.09%	0.92%	0.09%
OKE	A	0.54%	0.99%	0.54%
PEP	F	0.67%	1.04%	0.67%
PG	C	0.79%	1.22%	0.79%
PKG	A	0.09%	0.89%	0.09%
PNW	A	0.08%	0.9%	0.08%
ROP	B	0.07%	0.98%	0.07%
RSG	A	1.53%	1.22%	1.22%
RTX	D	1.42%	0.99%	0.99%
SO	C	0.12%	1.0%	0.12%
TJX	A	0.07%	1.03%	0.07%
TMUS	B	1.58%	1.17%	1.17%
V	A	1.5%	1.1%	1.1%
VICI	C	0.46%	0.92%	0.46%
VRSN	C	0.08%	0.93%	0.08%
WELL	A	0.07%	0.94%	0.07%
WM	B	1.39%	0.97%	0.97%
WMB	A	0.1%	0.98%	0.1%
WMT	A	1.5%	0.92%	0.92%
YUM	D	0.26%	1.07%	0.26%

AUSF Overweight 123 Positions Relative to SPLV

Symbol	Grade	Weight
T	A	1.81%
VZ	C	1.72%
JNPR	D	1.44%
DOX	D	1.36%
IBM	C	1.32%
ACI	C	1.29%
EDR	A	1.27%
MRK	D	0.99%
DTM	A	0.67%
MARA	B	0.67%
UNM	A	0.63%
LBRDK	C	0.59%
IP	A	0.57%
COLB	B	0.57%
TPR	B	0.57%
UMBF	B	0.57%
ONB	C	0.57%
SYF	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	B	0.55%
HBAN	A	0.55%
JXN	C	0.55%
CMA	B	0.55%
PVH	C	0.55%
ABG	C	0.55%
CADE	B	0.55%
RF	A	0.54%
LNC	C	0.54%
WHR	B	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
HPE	B	0.54%
C	A	0.53%
GM	C	0.53%
INTC	C	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
HPQ	B	0.52%
NOV	C	0.52%
ALLY	C	0.52%
BCC	B	0.51%
CMCSA	B	0.51%
AM	A	0.51%
QGEN	D	0.5%
BWA	D	0.5%
HST	C	0.5%
CHE	D	0.5%
RDN	D	0.49%
X	B	0.49%
CIVI	D	0.49%
SLG	B	0.49%
GAP	C	0.49%
SOLV	D	0.48%
MOS	F	0.48%
M	F	0.48%
SNX	D	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
CHRD	D	0.48%
AVT	C	0.48%
SON	F	0.47%
WBA	F	0.47%
BBY	D	0.47%
KRC	B	0.47%
STWD	C	0.47%
AGNC	C	0.47%
CRBG	B	0.47%
DINO	D	0.47%
BG	D	0.47%
RPRX	D	0.46%
CVS	D	0.46%
UGI	C	0.46%
RNR	C	0.46%
CNH	C	0.45%
LEA	F	0.45%
HOG	D	0.45%
EMN	C	0.45%
CAG	F	0.45%
FMC	D	0.44%
KHC	F	0.44%
OGN	F	0.44%
PFE	F	0.44%
SWKS	F	0.44%
ADM	D	0.44%
WU	F	0.44%
HII	F	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
CACI	D	0.22%
PGR	A	0.18%
GRMN	B	0.13%
TW	A	0.13%
KR	B	0.12%
TRV	B	0.11%
VRSK	A	0.1%
AAPL	C	0.1%
GDDY	A	0.1%
SNA	A	0.1%
ATR	B	0.09%
WRB	A	0.09%
ORI	A	0.09%
AMGN	F	0.08%
UNH	B	0.08%
CI	D	0.08%
CAH	B	0.08%
INGR	C	0.08%
XOM	B	0.08%
BDX	F	0.08%
CTLT	C	0.07%
K	A	0.07%
VRTX	D	0.07%
REGN	F	0.06%
AKAM	D	0.06%

AUSF Underweight 47 Positions Relative to SPLV

Symbol	Grade	Weight
NI	A	-1.09%
PPL	A	-1.09%
ITW	B	-1.09%
LNT	A	-1.05%
CMS	C	-1.03%
PEG	A	-1.03%
SRE	A	-1.02%
EVRG	A	-1.02%
SPGI	C	-1.01%
WTW	B	-1.0%
BK	A	-0.99%
ABT	B	-0.98%
KDP	F	-0.97%
SYK	B	-0.97%
WEC	A	-0.97%
EIX	B	-0.96%
PM	B	-0.96%
STZ	D	-0.95%
AMP	A	-0.94%
OTIS	C	-0.94%
CTAS	B	-0.94%
HLT	A	-0.94%
O	C	-0.93%
NDAQ	A	-0.93%
PPG	F	-0.93%
AVB	B	-0.92%
REG	A	-0.92%
AVY	F	-0.92%
BRO	B	-0.92%
PCG	A	-0.92%
AEP	C	-0.91%
ORLY	B	-0.91%
UNP	C	-0.91%
SYY	D	-0.9%
LHX	C	-0.9%
DTE	C	-0.9%
FRT	B	-0.89%
JKHY	D	-0.89%
GIS	D	-0.88%
PAYX	B	-0.87%
CSX	C	-0.85%
JPM	A	-0.01%
ETR	B	-0.0%
MET	A	-0.0%
PRU	A	-0.0%
AIG	B	-0.0%
DRI	B	-0.0%