AUSF vs. NANR ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to SPDR S&P North American Natural Resources ETF (NANR)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

NANR

SPDR S&P North American Natural Resources ETF

NANR Description

The investment seeks to track the performance of the S&P BMI North American Natural Resources Index. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index comprises publicly traded large- and mid-capitalization U.S. and Canadian companies in the natural resources and commodities businesses that meet certain investability requirements and are classified within the sub-industries of one of three natural resources categories: energy, materials or agriculture. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$58.31

Average Daily Volume

15,946

Number of Holdings ^*

103

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	NANR
30 Days	4.22%	1.83%
60 Days	5.67%	3.28%
90 Days	7.18%	3.57%
12 Months	33.52%	18.81%

14 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in NANR	Overlap
ADM	D	0.44%	1.59%	0.44%
BG	F	0.47%	0.79%	0.47%
CHRD	D	0.48%	0.21%	0.21%
CIVI	D	0.49%	0.12%	0.12%
CVX	A	0.09%	7.01%	0.09%
DINO	D	0.47%	0.16%	0.16%
FMC	D	0.44%	0.42%	0.42%
INGR	B	0.08%	0.56%	0.08%
IP	B	0.57%	1.22%	0.57%
MOS	F	0.48%	0.51%	0.48%
NOV	C	0.52%	0.16%	0.16%
PKG	A	0.09%	1.3%	0.09%
SON	D	0.47%	0.3%	0.3%
XOM	B	0.08%	10.3%	0.08%

AUSF Overweight 176 Positions Relative to NANR

Symbol	Grade	Weight
T	A	1.81%
VZ	C	1.72%
TMUS	B	1.58%
RSG	A	1.53%
COR	B	1.52%
V	A	1.5%
WMT	A	1.5%
BSX	B	1.49%
BRK.A	B	1.46%
ADP	B	1.45%
LMT	D	1.45%
GD	F	1.45%
JNPR	F	1.44%
RTX	C	1.42%
MMC	B	1.41%
CSCO	B	1.41%
ICE	C	1.39%
WM	A	1.39%
EA	A	1.37%
CME	A	1.36%
DOX	D	1.36%
LIN	D	1.34%
IBM	C	1.32%
JNJ	D	1.31%
ACI	C	1.29%
EDR	A	1.27%
KO	D	1.01%
MRK	F	0.99%
CBOE	B	0.88%
BR	A	0.83%
PG	A	0.79%
MCD	D	0.71%
DTM	B	0.67%
PEP	F	0.67%
MARA	C	0.67%
UNM	A	0.63%
KMI	A	0.63%
MO	A	0.62%
LBRDK	C	0.59%
COLB	A	0.57%
TPR	B	0.57%
UMBF	B	0.57%
ONB	B	0.57%
SYF	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	A	0.55%
HBAN	A	0.55%
JXN	C	0.55%
CMA	A	0.55%
PVH	C	0.55%
ABG	B	0.55%
CADE	B	0.55%
RF	A	0.54%
LNC	B	0.54%
WHR	B	0.54%
OKE	A	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
HPE	B	0.54%
C	A	0.53%
GM	B	0.53%
INTC	D	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
HPQ	B	0.52%
ALLY	C	0.52%
BCC	B	0.51%
CMCSA	B	0.51%
AM	A	0.51%
QGEN	D	0.5%
BWA	D	0.5%
HST	C	0.5%
CHE	D	0.5%
RDN	C	0.49%
X	C	0.49%
SLG	B	0.49%
GAP	C	0.49%
SOLV	C	0.48%
M	D	0.48%
SNX	C	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
AVT	C	0.48%
WBA	F	0.47%
BBY	D	0.47%
KRC	C	0.47%
STWD	C	0.47%
AGNC	D	0.47%
CRBG	B	0.47%
VICI	C	0.46%
RPRX	D	0.46%
CVS	D	0.46%
UGI	A	0.46%
LYB	F	0.46%
MDT	D	0.46%
RNR	C	0.46%
CNH	C	0.45%
LEA	D	0.45%
HOG	D	0.45%
EMN	D	0.45%
CAG	D	0.45%
KHC	F	0.44%
OGN	D	0.44%
PFE	D	0.44%
SWKS	F	0.44%
WU	D	0.44%
HII	D	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.22%
PGR	A	0.18%
ABBV	D	0.14%
LDOS	C	0.13%
GRMN	B	0.13%
TW	A	0.13%
SO	D	0.12%
KR	B	0.12%
COST	B	0.11%
TRV	B	0.11%
CHD	B	0.11%
VRSK	A	0.1%
AAPL	C	0.1%
WMB	A	0.1%
GDDY	A	0.1%
SNA	A	0.1%
AFL	B	0.1%
MCK	B	0.09%
NOC	D	0.09%
ATR	B	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
DUK	C	0.09%
ORI	A	0.09%
AMGN	D	0.08%
UNH	C	0.08%
CI	F	0.08%
CAH	B	0.08%
HOLX	D	0.08%
HIG	B	0.08%
CB	C	0.08%
ED	D	0.08%
BDX	F	0.08%
MA	C	0.08%
VRSN	F	0.08%
PNW	B	0.08%
FE	C	0.07%
MDLZ	F	0.07%
KMB	D	0.07%
CTLT	B	0.07%
K	A	0.07%
CL	D	0.07%
AJG	B	0.07%
ATO	A	0.07%
L	A	0.07%
DGX	A	0.07%
WELL	A	0.07%
ECL	D	0.07%
ROP	B	0.07%
VRTX	F	0.07%
TJX	A	0.07%
HON	B	0.07%
FI	A	0.07%
REGN	F	0.06%
AKAM	D	0.06%

AUSF Underweight 89 Positions Relative to NANR

Symbol	Grade	Weight
FCX	D	-4.37%
NEM	D	-3.41%
COP	C	-3.38%
NUE	C	-2.47%
CTVA	C	-2.42%
EOG	A	-2.0%
SW	A	-1.69%
SLB	C	-1.58%
STLD	B	-1.45%
MPC	D	-1.43%
PSX	C	-1.42%
WY	D	-1.38%
RS	B	-1.24%
VLO	C	-1.2%
BKR	B	-1.09%
HES	B	-1.03%
CF	B	-0.97%
AVY	D	-0.97%
AMCR	D	-0.9%
OXY	D	-0.87%
FANG	D	-0.83%
AA	B	-0.76%
HAL	C	-0.69%
EQT	B	-0.67%
RGLD	C	-0.67%
TPL	A	-0.66%
CRS	A	-0.62%
DVN	F	-0.62%
GPK	C	-0.53%
ATI	D	-0.49%
CTRA	B	-0.49%
CMC	B	-0.48%
LPX	B	-0.45%
MRO	B	-0.42%
DAR	C	-0.41%
CLF	F	-0.37%
WFG	D	-0.32%
SEE	C	-0.31%
FTI	A	-0.31%
OVV	B	-0.28%
RYN	D	-0.25%
AR	B	-0.24%
HCC	B	-0.24%
HL	D	-0.23%
APA	D	-0.21%
RRC	B	-0.21%
AMR	C	-0.2%
PR	B	-0.2%
PCH	D	-0.2%
SMG	D	-0.19%
CDE	D	-0.18%
SLVM	B	-0.18%
MP	B	-0.17%
MTDR	B	-0.17%
MTRN	C	-0.16%
CNX	A	-0.15%
WFRD	D	-0.15%
MGY	A	-0.13%
SM	B	-0.13%
MUR	D	-0.12%
WHD	B	-0.11%
NOG	A	-0.1%
UEC	B	-0.09%
KALU	C	-0.09%
AROC	B	-0.09%
CRC	B	-0.09%
WS	B	-0.09%
VAL	D	-0.08%
RIG	D	-0.08%
CEIX	A	-0.08%
PBF	D	-0.08%
HP	B	-0.08%
PTEN	C	-0.07%
LBRT	D	-0.07%
OII	B	-0.07%
BTU	B	-0.07%
TDW	F	-0.06%
TALO	C	-0.05%
KOS	F	-0.05%
CRGY	B	-0.05%
HLX	B	-0.04%
GPOR	B	-0.04%
WKC	D	-0.04%
WTTR	B	-0.03%
DK	C	-0.03%
XPRO	F	-0.03%
AESI	B	-0.03%
PDS	C	-0.02%
PARR	D	-0.02%