AUSF vs. LKOR ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to FlexShares Credit-Scored US Long Corporate Bond Index Fund (LKOR)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

LKOR

FlexShares Credit-Scored US Long Corporate Bond Index Fund

LKOR Description

Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund is an exchange traded fund launched by Northern Trust Corporation. It is managed by Northern Trust Investments, Incorporated. The fund invests in fixed income markets of the United States. It invests in US-dollar denominated investment grade bonds of companies rated BBB or higher by S&P or Fitch or Baa3 or higher by Moody's and with maturities greater than or equal to ten years. The fund seeks to track the performance of the Northern Trust Credit-Scored US Long Corporate Bond Index, by employing representative sampling methodology. Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund was formed on September 23, 2015 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$43.00

Average Daily Volume

6,834

Number of Holdings ^*

163

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	LKOR
30 Days	4.22%	-0.56%
60 Days	5.67%	-5.06%
90 Days	7.18%	-3.66%
12 Months	33.52%	9.17%

55 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in LKOR	Overlap
AAPL	C	0.1%	0.17%	0.1%
ABBV	D	0.14%	0.33%	0.14%
AFL	B	0.1%	0.12%	0.1%
AMGN	D	0.07%	0.23%	0.07%
ATO	A	0.07%	0.23%	0.07%
BDX	F	0.08%	0.23%	0.08%
BWA	D	0.48%	0.11%	0.11%
C	A	0.53%	0.21%	0.21%
CAG	D	0.45%	0.24%	0.24%
CAH	B	0.08%	0.31%	0.08%
CHD	B	0.12%	0.11%	0.11%
CMCSA	B	0.51%	0.24%	0.24%
CSCO	B	1.41%	0.23%	0.23%
CVS	D	0.49%	0.36%	0.36%
DOW	F	0.42%	0.32%	0.32%
DUK	C	0.1%	0.5%	0.1%
EA	A	1.43%	0.09%	0.09%
ED	D	0.08%	0.29%	0.08%
FMC	D	0.45%	0.11%	0.11%
GM	B	0.52%	0.13%	0.13%
HIG	B	0.08%	0.2%	0.08%
HON	B	0.07%	0.25%	0.07%
HPE	B	0.54%	0.37%	0.37%
HPQ	B	0.52%	0.24%	0.24%
IBM	C	1.37%	0.23%	0.23%
INTC	D	0.54%	0.37%	0.37%
JNJ	D	1.34%	0.12%	0.12%
KMB	D	0.07%	0.26%	0.07%
KMI	A	0.66%	0.19%	0.19%
KO	D	1.03%	0.19%	0.19%
LEA	D	0.44%	0.18%	0.18%
LMT	D	1.4%	0.24%	0.24%
LYB	F	0.46%	0.23%	0.23%
MA	C	0.08%	0.22%	0.08%
MCD	D	0.7%	0.12%	0.12%
MCK	B	0.09%	0.23%	0.09%
MDLZ	F	0.07%	0.09%	0.07%
MMC	B	1.42%	0.24%	0.24%
MO	A	0.65%	0.2%	0.2%
NOC	D	0.08%	0.26%	0.08%
OKE	A	0.58%	0.24%	0.24%
PGR	A	0.18%	0.23%	0.18%
REGN	F	0.05%	0.17%	0.05%
RF	A	0.55%	0.28%	0.28%
RPRX	D	0.47%	0.09%	0.09%
SO	D	0.12%	0.11%	0.11%
T	A	1.9%	0.09%	0.09%
UNH	C	0.08%	0.16%	0.08%
V	A	1.51%	0.4%	0.4%
VRSK	A	0.1%	0.1%	0.1%
VZ	C	1.83%	0.18%	0.18%
WBA	F	0.43%	0.1%	0.1%
WELL	A	0.07%	0.12%	0.07%
WRB	A	0.09%	0.23%	0.09%
XOM	B	0.08%	0.12%	0.08%

AUSF Overweight 135 Positions Relative to LKOR

Symbol	Grade	Weight
TMUS	B	1.59%
RSG	A	1.56%
WMT	A	1.56%
BSX	B	1.54%
COR	B	1.51%
BRK.A	B	1.5%
ADP	B	1.43%
ICE	C	1.41%
RTX	C	1.4%
CME	A	1.39%
WM	A	1.38%
JNPR	F	1.36%
LIN	D	1.35%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
DOX	D	1.25%
MRK	F	1.0%
CBOE	B	0.94%
BR	A	0.84%
PG	A	0.83%
DTM	B	0.7%
PEP	F	0.66%
UNM	A	0.65%
TPR	B	0.63%
MARA	C	0.62%
IP	B	0.59%
SYF	B	0.58%
FHN	A	0.57%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
FNB	A	0.56%
VTRS	A	0.56%
CMA	A	0.55%
WHR	B	0.55%
ONB	B	0.55%
ABG	B	0.55%
AL	B	0.55%
CFG	B	0.55%
PB	A	0.55%
COLB	A	0.55%
UBSI	B	0.55%
HBAN	A	0.55%
LAD	A	0.55%
LBRDK	C	0.54%
OZK	B	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
BEN	C	0.53%
ALLY	C	0.52%
LNC	B	0.52%
PCAR	B	0.52%
AM	A	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNH	C	0.51%
CNC	D	0.5%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
QGEN	D	0.49%
HST	C	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
UGI	A	0.48%
VICI	C	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
EMN	D	0.47%
SON	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
WU	D	0.46%
BBY	D	0.46%
MDT	D	0.45%
PFE	D	0.43%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.18%
TW	A	0.14%
GRMN	B	0.13%
TRV	B	0.12%
KR	B	0.12%
COST	B	0.12%
ORI	A	0.1%
SNA	A	0.1%
GDDY	A	0.1%
WMB	A	0.1%
LDOS	C	0.1%
ATR	B	0.09%
PNW	B	0.09%
AME	A	0.09%
MSI	B	0.09%
CVX	A	0.09%
PKG	A	0.09%
INGR	B	0.08%
TJX	A	0.08%
CI	F	0.08%
FI	A	0.08%
HOLX	D	0.08%
CB	C	0.08%
VRSN	F	0.08%
FE	C	0.07%
VRTX	F	0.07%
CTLT	B	0.07%
K	A	0.07%
ECL	D	0.07%
AJG	B	0.07%
DGX	A	0.07%
ROP	B	0.07%
CL	D	0.07%
L	A	0.07%
AKAM	D	0.06%

AUSF Underweight 108 Positions Relative to LKOR

Symbol	Grade	Weight
PM	B	-0.7%
SCCO	F	-0.64%
ACGL	D	-0.55%
HSBC	B	-0.48%
LNT	A	-0.4%
FITB	A	-0.39%
KOF	F	-0.37%
BA	F	-0.37%
NI	A	-0.37%
GILD	C	-0.35%
CP	D	-0.29%
NNN	D	-0.29%
AEP	D	-0.28%
TEL	B	-0.28%
AMT	D	-0.27%
JEF	A	-0.26%
MMM	D	-0.26%
CHTR	C	-0.26%
LOW	D	-0.25%
ORCL	B	-0.25%
WFC	A	-0.25%
AEE	A	-0.24%
NEM	D	-0.24%
WEC	A	-0.24%
CMS	C	-0.24%
GWW	B	-0.24%
BHP	F	-0.24%
HCA	F	-0.24%
DOV	A	-0.24%
KDP	D	-0.24%
MKL	A	-0.24%
FOXA	B	-0.24%
LH	C	-0.23%
AIG	B	-0.23%
TXN	C	-0.23%
SBUX	A	-0.23%
BAC	A	-0.23%
D	C	-0.23%
EXC	C	-0.22%
MRO	B	-0.22%
VMI	B	-0.22%
EL	F	-0.21%
NVDA	C	-0.21%
SRE	A	-0.21%
GS	A	-0.21%
SHW	A	-0.21%
EIX	B	-0.21%
KLAC	D	-0.2%
EG	C	-0.2%
AVGO	D	-0.2%
PAA	B	-0.2%
STZ	D	-0.19%
NDAQ	A	-0.19%
ZTS	D	-0.19%
CCI	D	-0.19%
HD	A	-0.19%
EBAY	D	-0.18%
CPB	D	-0.18%
AIZ	A	-0.18%
ARE	D	-0.18%
AMZN	C	-0.18%
EPD	A	-0.18%
SPGI	C	-0.16%
UNP	C	-0.16%
HAL	C	-0.14%
MS	A	-0.14%
MET	A	-0.14%
JCI	C	-0.13%
APTV	D	-0.13%
EFX	F	-0.13%
HAS	D	-0.13%
AON	A	-0.13%
TT	A	-0.12%
IFF	D	-0.12%
VTR	C	-0.12%
GOOGL	C	-0.12%
EMR	A	-0.12%
IPG	D	-0.12%
NSC	B	-0.12%
MCO	B	-0.12%
CSX	B	-0.12%
PRU	A	-0.11%
MLM	B	-0.11%
DG	F	-0.11%
REG	B	-0.11%
RJF	A	-0.11%
OC	A	-0.11%
MAS	D	-0.11%
BABA	D	-0.11%
OTIS	C	-0.1%
KIM	A	-0.1%
SJM	D	-0.1%
DHR	F	-0.1%
ELV	F	-0.1%
RPM	A	-0.1%
BHF	B	-0.1%
WTW	B	-0.1%
GLW	B	-0.1%
MSFT	F	-0.1%
BIIB	F	-0.09%
PCG	A	-0.09%
JPM	A	-0.09%
HUM	C	-0.07%
ITW	B	-0.06%
SIGI	C	-0.06%
LHX	C	-0.05%
FTV	C	-0.05%
ALL	A	-0.04%