AUSF vs. IWX ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to iShares Russell Top 200 Value ETF (IWX)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.27

Average Daily Volume

37,771

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

IWX

iShares Russell Top 200 Value ETF

IWX Description

The investment seeks to track the investment results of an index composed of large-capitalization U.S. equities that exhibit value characteristics. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Russell Top 200 Value Index (the "underlying index"), which is a style factor weighted index that measures the performance of the largest capitalization value sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$80.75

Average Daily Volume

163,731

Number of Holdings ^*

158

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	IWX
30 Days	-0.02%	1.02%
60 Days	4.17%	6.13%
90 Days	7.71%	8.40%
12 Months	38.29%	28.44%

60 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in IWX	Overlap
ABBV	B	0.18%	1.2%	0.18%
ADP	A	0.08%	0.05%	0.05%
AMGN	D	0.3%	0.24%	0.24%
BDX	C	0.08%	0.43%	0.08%
BRK.A	C	1.52%	5.14%	1.52%
BSX	A	1.18%	0.75%	0.75%
C	C	0.46%	0.73%	0.46%
CB	B	0.08%	0.72%	0.08%
CI	D	0.07%	0.54%	0.07%
CL	D	0.07%	0.23%	0.07%
CMCSA	C	0.52%	0.98%	0.52%
CME	A	1.38%	0.48%	0.48%
CSCO	A	1.35%	1.32%	1.32%
CVS	C	0.48%	0.48%	0.48%
CVX	B	0.08%	1.54%	0.08%
DUK	B	0.11%	0.55%	0.11%
ECL	B	0.07%	0.05%	0.05%
EMR	B	0.44%	0.38%	0.38%
F	D	0.37%	0.26%	0.26%
GD	C	1.5%	0.5%	0.5%
GM	D	0.47%	0.32%	0.32%
HON	C	0.07%	0.7%	0.07%
IBM	A	2.32%	1.24%	1.24%
ICE	A	0.1%	0.55%	0.1%
INTC	D	0.36%	0.63%	0.36%
JNJ	D	1.49%	2.39%	1.49%
KHC	F	0.5%	0.19%	0.19%
KMB	D	0.09%	0.17%	0.09%
KO	C	1.24%	0.73%	0.73%
LIN	B	1.48%	1.42%	1.42%
LMT	A	1.64%	0.52%	0.52%
MCD	A	1.23%	1.26%	1.23%
MCK	F	0.36%	0.22%	0.22%
MDLZ	D	0.09%	0.61%	0.09%
MDT	C	0.54%	0.7%	0.54%
MMC	D	1.5%	0.59%	0.59%
MO	D	0.59%	0.54%	0.54%
MSI	A	0.1%	0.24%	0.1%
NOC	B	0.11%	0.45%	0.11%
PCAR	C	0.08%	0.31%	0.08%
PEP	F	0.74%	0.3%	0.3%
PG	D	0.89%	1.95%	0.89%
PGR	C	0.2%	0.14%	0.14%
PNC	C	0.49%	0.45%	0.45%
PSX	D	0.06%	0.34%	0.06%
REGN	D	0.09%	0.61%	0.09%
ROP	C	1.44%	0.36%	0.36%
RSG	C	1.49%	0.25%	0.25%
RTX	A	1.67%	0.98%	0.98%
SO	A	0.11%	0.61%	0.11%
T	A	1.95%	0.97%	0.97%
TJX	D	0.1%	0.33%	0.1%
TMUS	A	1.67%	0.61%	0.61%
TRV	C	0.12%	0.33%	0.12%
UNH	B	0.08%	3.06%	0.08%
USB	D	0.49%	0.44%	0.44%
VRTX	D	0.09%	0.37%	0.09%
VZ	B	2.07%	1.16%	1.16%
WMT	A	1.67%	2.13%	1.67%
XOM	A	0.09%	3.19%	0.09%

AUSF Overweight 129 Positions Relative to IWX

Symbol	Grade	Weight
JNPR	B	1.53%
AJG	D	1.48%
V	C	1.38%
WM	B	1.38%
DOX	B	1.35%
ACI	F	1.32%
MRK	F	1.25%
EA	D	1.25%
CBOE	B	0.95%
BR	B	0.83%
LBRDK	B	0.64%
UNM	A	0.61%
LAD	C	0.6%
WMB	A	0.6%
DTM	A	0.6%
SIG	C	0.59%
KMI	A	0.59%
SOLV	C	0.57%
OKE	A	0.56%
UAL	B	0.56%
DAL	C	0.55%
HII	F	0.55%
FMC	C	0.55%
KRC	C	0.55%
EMN	C	0.55%
CHE	C	0.55%
TPR	C	0.55%
CMA	C	0.55%
BBY	C	0.54%
CNC	F	0.54%
HOG	D	0.54%
FOXA	A	0.54%
VICI	C	0.53%
COLB	C	0.53%
CNH	D	0.53%
JXN	A	0.52%
CAG	D	0.52%
ARW	C	0.52%
AGNC	C	0.51%
STWD	C	0.51%
KEY	C	0.5%
FITB	C	0.5%
WHR	C	0.5%
AM	A	0.5%
IP	C	0.5%
SON	D	0.5%
UGI	C	0.49%
AVT	C	0.49%
MTB	C	0.49%
TAP	D	0.49%
RF	C	0.49%
UBSI	D	0.48%
HPE	B	0.48%
LYB	F	0.48%
PB	D	0.48%
SNX	D	0.48%
HBAN	D	0.47%
VTRS	D	0.47%
PVH	F	0.47%
SYF	B	0.47%
CRBG	B	0.47%
WBS	D	0.47%
RDN	D	0.47%
FNB	D	0.46%
ABG	F	0.46%
CE	C	0.46%
GAP	F	0.46%
HPQ	B	0.46%
CFG	D	0.46%
RPRX	D	0.46%
AGCO	D	0.46%
X	F	0.46%
LNC	D	0.46%
DINO	D	0.45%
ADM	F	0.45%
ONB	D	0.45%
PRGO	F	0.45%
FHN	D	0.45%
CADE	D	0.45%
AL	D	0.45%
BEN	F	0.44%
LEA	F	0.44%
MOS	F	0.43%
OZK	D	0.43%
ZION	D	0.43%
M	F	0.43%
OMF	F	0.42%
OGN	F	0.42%
NOV	F	0.42%
BG	F	0.41%
HP	D	0.41%
ALLY	F	0.4%
PTEN	F	0.38%
WBA	F	0.36%
CIVI	F	0.36%
YUM	B	0.27%
CACI	A	0.2%
TW	A	0.13%
KR	C	0.13%
CHD	D	0.12%
AFL	A	0.12%
COST	C	0.12%
ORI	B	0.11%
WRB	C	0.11%
AAPL	C	0.11%
LDOS	A	0.11%
ED	A	0.1%
GRMN	D	0.1%
HIG	B	0.09%
DGX	C	0.09%
DRI	C	0.09%
MA	A	0.09%
FDS	C	0.09%
ATR	A	0.09%
PKG	B	0.09%
GDDY	D	0.08%
L	D	0.08%
NEU	F	0.08%
CAH	B	0.08%
AKAM	D	0.08%
VRSK	C	0.08%
NSIT	B	0.07%
HOLX	D	0.07%
AME	D	0.07%
DLB	C	0.07%
SNA	A	0.07%
VRSN	B	0.07%
CASY	D	0.07%
PNW	B	0.07%

AUSF Underweight 98 Positions Relative to IWX

Symbol	Grade	Weight
JPM	D	-3.71%
BAC	D	-1.64%
TMO	D	-1.44%
ACN	B	-1.35%
WFC	F	-1.2%
ABT	C	-1.19%
PM	D	-1.15%
DHR	D	-1.09%
DIS	D	-1.08%
NEE	A	-1.07%
TXN	C	-1.03%
CAT	A	-1.01%
PFE	D	-1.01%
SPGI	B	-0.99%
GE	C	-0.97%
LOW	A	-0.94%
BLK	A	-0.86%
ETN	C	-0.81%
COP	D	-0.75%
MU	D	-0.73%
GS	D	-0.71%
ADI	C	-0.71%
PLD	D	-0.71%
MS	B	-0.7%
DE	B	-0.65%
GILD	A	-0.64%
ELV	F	-0.63%
BMY	B	-0.63%
UPS	D	-0.6%
AXP	B	-0.58%
SYK	C	-0.56%
AMD	B	-0.55%
SCHW	D	-0.53%
PH	B	-0.5%
EQIX	C	-0.49%
PYPL	C	-0.49%
HD	A	-0.49%
UNP	D	-0.48%
BA	F	-0.47%
WELL	C	-0.47%
FCX	B	-0.45%
TGT	D	-0.44%
FI	A	-0.43%
EOG	B	-0.43%
CEG	A	-0.42%
GEV	A	-0.42%
AON	B	-0.42%
APD	C	-0.41%
CSX	D	-0.41%
CARR	B	-0.41%
KKR	C	-0.39%
CRH	C	-0.39%
MMM	C	-0.38%
NEM	C	-0.38%
SLB	D	-0.37%
FDX	F	-0.37%
TDG	B	-0.37%
MAR	B	-0.36%
COF	C	-0.35%
TFC	D	-0.35%
TT	A	-0.35%
HCA	C	-0.35%
MPC	C	-0.35%
NSC	D	-0.34%
MRVL	B	-0.34%
AEP	C	-0.33%
JCI	C	-0.32%
SRE	B	-0.32%
MET	B	-0.3%
ITW	B	-0.3%
AIG	F	-0.29%
PSA	C	-0.29%
D	A	-0.29%
VLO	D	-0.27%
NKE	D	-0.25%
STZ	D	-0.25%
CRM	B	-0.24%
KDP	C	-0.24%
OXY	D	-0.21%
APH	D	-0.2%
EW	F	-0.2%
DELL	C	-0.17%
SBUX	C	-0.15%
MRNA	F	-0.13%
ZTS	C	-0.1%
APO	B	-0.1%
AMAT	B	-0.09%
EL	D	-0.09%
QCOM	C	-0.07%
FTNT	B	-0.06%
MNST	D	-0.05%
SHW	C	-0.05%
BKNG	C	-0.05%
DASH	B	-0.04%
AZO	D	-0.03%
ORLY	A	-0.03%
CPRT	C	-0.02%
CTAS	C	-0.02%