ACES vs. FYC ETF Comparison

Comparison of ALPS Clean Energy ETF (ACES) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
ACES

ALPS Clean Energy ETF

ACES Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.33

Average Daily Volume

125,147

Number of Holdings *

28

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.04

Average Daily Volume

27,658

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period ACES FYC
30 Days -4.62% 9.32%
60 Days -6.28% 10.25%
90 Days -8.93% 13.41%
12 Months -11.10% 44.40%
2 Overlapping Holdings
Symbol Grade Weight in ACES Weight in FYC Overlap
ASPN F 1.44% 0.32% 0.32%
FLNC D 1.55% 0.32% 0.32%
ACES Overweight 26 Positions Relative to FYC
Symbol Grade Weight
TSLA B 7.71%
ALB B 6.6%
ITRI C 6.19%
DAR C 5.74%
ORA B 5.4%
FSLR F 4.32%
RIVN F 3.95%
HASI D 3.76%
ENPH F 2.74%
CWEN C 2.64%
RUN F 2.56%
LCID F 2.35%
PLUG F 2.01%
ANDE D 1.85%
NEP F 1.81%
AMSC B 1.62%
WOLF F 1.28%
ARRY F 1.16%
AMRC F 1.03%
SHLS F 1.0%
REX D 0.89%
GPRE F 0.85%
EOSE D 0.61%
CLNE F 0.59%
CHPT F 0.54%
NOVA F 0.5%
ACES Underweight 238 Positions Relative to FYC
Symbol Grade Weight
RKLB A -1.06%
EAT A -0.91%
PAYO A -0.82%
POWL C -0.81%
PRIM A -0.81%
TGTX B -0.79%
IESC C -0.79%
ROAD B -0.76%
IDCC B -0.76%
STRL A -0.75%
WWW A -0.75%
TRUP B -0.74%
QCRH B -0.73%
ENVA B -0.72%
GVA A -0.72%
WULF C -0.71%
PJT A -0.71%
DOCS C -0.71%
LRN A -0.7%
STEP C -0.69%
USLM A -0.69%
FTDR B -0.69%
MCY A -0.69%
ACLX C -0.68%
RYTM C -0.68%
CNK C -0.68%
ATGE B -0.67%
LMND B -0.67%
ALHC C -0.65%
VCYT B -0.65%
GSHD A -0.64%
PRCT B -0.64%
TRN B -0.64%
AMRX C -0.64%
REVG C -0.63%
SKYW C -0.62%
PBI B -0.61%
HNI B -0.61%
PTON A -0.6%
ADMA B -0.6%
NHC C -0.6%
TBBK B -0.6%
CHEF A -0.59%
DSGR C -0.59%
AGIO C -0.59%
CALM A -0.58%
KYMR D -0.58%
HWKN B -0.58%
SKWD A -0.58%
SLVM B -0.58%
MIRM B -0.57%
SGBX F -0.57%
INTA B -0.57%
SYBT B -0.57%
DORM B -0.57%
CWAN B -0.57%
ALKT B -0.56%
VCTR B -0.55%
NBHC C -0.55%
PRK B -0.55%
JANX C -0.54%
MWA B -0.54%
PRM C -0.54%
CDE C -0.54%
OSW B -0.54%
PTGX D -0.54%
PTCT B -0.54%
PLMR A -0.53%
CHWY B -0.53%
SATS D -0.53%
MNKD C -0.53%
CPRX C -0.52%
LMAT A -0.52%
TGLS B -0.51%
CRAI C -0.51%
NPAB F -0.49%
CCOI B -0.49%
LFST B -0.49%
SMTC B -0.49%
PRGS A -0.48%
SABR C -0.48%
AORT B -0.48%
YOU D -0.48%
OUT A -0.48%
UFPT C -0.47%
BCRX D -0.47%
LITE B -0.47%
FBP C -0.47%
CENX B -0.46%
VERX A -0.45%
WTTR A -0.43%
MBIN F -0.43%
ASTH F -0.43%
NMIH C -0.43%
OSCR D -0.43%
APOG C -0.42%
SITM B -0.42%
CAKE C -0.42%
CARG B -0.42%
NRIX C -0.42%
SHAK C -0.42%
MGNI B -0.42%
RNG C -0.41%
BANF B -0.41%
GABC B -0.41%
CIFR C -0.4%
BGC C -0.4%
SEMR C -0.4%
WT A -0.4%
VITL D -0.39%
GFF A -0.39%
OII B -0.39%
GERN D -0.39%
CHCO B -0.39%
HRMY D -0.39%
HURN C -0.39%
UE B -0.38%
KTOS B -0.38%
ESE B -0.38%
BLBD D -0.38%
COLL F -0.37%
AZZ A -0.36%
KN B -0.36%
AAT B -0.36%
OSIS A -0.35%
BRC D -0.34%
AMPH F -0.33%
ICFI F -0.33%
DOCN C -0.33%
ESRT C -0.33%
IOVA F -0.32%
PMT C -0.32%
ADUS D -0.32%
NHI D -0.32%
CWT C -0.32%
NSA C -0.31%
WRBY A -0.31%
HLIT D -0.3%
KNTK A -0.3%
TWST F -0.3%
BLFS C -0.3%
HEES C -0.29%
LGND C -0.28%
BKD F -0.28%
MGEE B -0.28%
DRVN B -0.28%
TNL A -0.28%
CEIX A -0.28%
IIPR D -0.27%
LKFN C -0.27%
OCUL D -0.27%
EPAC C -0.27%
AROC A -0.27%
NEO C -0.26%
SKT A -0.26%
WDFC B -0.26%
SXI B -0.26%
BANC B -0.26%
AGYS A -0.26%
AGM B -0.26%
SWI C -0.25%
MAC B -0.25%
ARQT B -0.25%
ANIP F -0.24%
CDP C -0.24%
TNDM D -0.24%
UMH B -0.24%
IAS C -0.24%
CPK A -0.24%
NXRT B -0.24%
FCPT C -0.23%
GTX C -0.23%
JJSF C -0.23%
SXT C -0.23%
DNLI D -0.23%
KW C -0.23%
CMPR D -0.23%
SCS C -0.23%
GTY A -0.23%
ACVA B -0.23%
EPR C -0.22%
PHR F -0.22%
AESI B -0.22%
HLX B -0.22%
AIV C -0.22%
ELME D -0.22%
CDRE F -0.21%
HUMA F -0.21%
RXST F -0.21%
EVH F -0.21%
ALX D -0.21%
NVAX F -0.2%
MYGN F -0.2%
SOUN B -0.17%
TGI B -0.16%
MIR A -0.16%
ARDX F -0.16%
PAR A -0.16%
CBZ B -0.14%
SMPL B -0.13%
BEAM D -0.13%
CLB B -0.13%
BL B -0.13%
APPN B -0.13%
APAM B -0.13%
MLNK C -0.13%
ACAD C -0.13%
CARS C -0.13%
CTS C -0.13%
WABC B -0.13%
PLAY D -0.13%
FBRT D -0.12%
THR B -0.12%
AMC C -0.12%
AWR B -0.12%
YELP C -0.12%
LTC B -0.12%
STRA C -0.12%
TR B -0.12%
WEN D -0.12%
TNC D -0.11%
PZZA F -0.11%
NSSC D -0.11%
RRR F -0.11%
ARLO C -0.11%
FOLD F -0.11%
ENVX F -0.11%
BXMT C -0.11%
IRDM D -0.11%
VECO F -0.1%
JOE F -0.1%
GNL F -0.1%
AZTA D -0.1%
JAMF F -0.1%
CLDX F -0.09%
XPRO D -0.09%
RLAY F -0.09%
LPG F -0.09%
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