Financial Adviser Stocks List
Symbol | Grade | Name | % Change | |
---|---|---|---|---|
NML | A | Neuberger Berman Energy Infrastructure & Income Fund, Inc. | -0.13 | |
LPLA | B | LPL Financial Holdings Inc. | 1.00 | |
PTMN | B | Portman Ridge Finance Corporation | -1.07 | |
AMK | B | AssetMark Financial Holdings, Inc. | -0.67 | |
AEG | C | AEGON N.V. | 2.12 | |
OBDC | C | Blue Owl Capital Corporation | 0.20 | |
VOYA | D | ING U.S. Inc. | -0.06 | |
KBDC | D | Kayne Anderson BDC, Inc. | 0.06 | |
OBDE | D | Blue Owl Capital Corporation III | 0.07 | |
SLF | D | Sun Life Financial Inc. | -0.55 |
Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
Related Stock Lists:
Business Development Company
Disability
Financial Advisors
Investment Management
Insurance
Retirement Products
Consulting Firm
Critical Illness
Direct Lending
Insurance Products
Investment Company
Private Equity
Riversource
U.S. Securities And Exchange Commission
Venture Capital
Wealth Management
Actuarial Science
Advisory Services
Affinity Groups
Annuities
Symbol | Grade | Name | Weight | |
---|---|---|---|---|
PBDC | A | Putnam BDC Income ETF | 12.84 | |
VWI | B | Trust For Advised Portfolios Arch Indices VOI Absolute Income Fund | 8.57 | |
MARB | D | First Trust Merger Arbitrage ETF | 3.55 | |
MRGR | A | ProShares Merger ETF | 2.46 | |
KCE | C | SPDR S&P Capital Markets ETF | 1.4 |
Compare ETFs
Related Industries:
Asset Management
Capital Markets
Insurance - Diversified
Insurance - Life
Internet Software & Services
Related Stock Lists:
Financial Advisors
Retirement Products
Affinity Groups
Annuity Products
Asset Management Products
Business Development Company
Cancer Treatment
Consulting Firm
Credit
Critical Illness
Direct Lending
Disability
Financial Management
General Insurance
Insurance
Insurance Products
Investment Management
Life Insurance
Life Insurance Products
Long Term Care
- Financial Adviser
A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.
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