Financial Adviser Stocks List
Symbol | Grade | Name | % Change | |
---|---|---|---|---|
LPLA | D | LPL Financial Holdings Inc. | -1.20 | |
PTMN | D | Portman Ridge Finance Corporation | -1.29 | |
OBDC | D | Blue Owl Capital Corporation | -1.17 |
Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
Related Stock Lists:
Business Development Company
Business Development
Clearing Services
Credit
Custodial Services
Direct Lending
Disability
Financial Advisors
Fixed Income Products
Income Products
Investment Advisory Services
Investment Company
Investment Company Act
Investment Management
Lpl Financial
Private Equity
Retirement Solutions
Riversource
Sixth Street Partners
U.S. Securities And Exchange Commission
Symbol | Grade | Name | Weight | |
---|---|---|---|---|
VWI | A | Trust For Advised Portfolios Arch Indices VOI Absolute Income Fund | 6.09 | |
GK | C | AdvisorShares Gerber Kawasaki ETF | 2.85 | |
FFND | B | The Future Fund Active ETF | 2.75 | |
IAI | B | iShares U.S. Broker-Dealers ETF | 2.37 | |
NUMG | B | NuShares ESG Mid-Cap Growth ETF | 2.01 |
Compare ETFs
Related Industries:
Asset Management
Capital Markets
Insurance - Diversified
Insurance - Life
Internet Software & Services
Related Stock Lists:
Business Development Company
Business Development
Clearing Services
Credit
Custodial Services
Direct Lending
Disability
Financial Advisors
Fixed Income Products
Income Products
Investment Advisory Services
Investment Company
Investment Company Act
Investment Management
Lpl Financial
Private Equity
Retirement Solutions
Riversource
Sixth Street Partners
U.S. Securities And Exchange Commission
- Financial Adviser
A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.
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